$8.48

-0.02 (-0.24%)

Weekly Expected Move ±1.2%

$8 $8 $8 $9 $9

ETF AMEX · AUM $237.9M

Overview Holdings Changes Technicals Analysis Peers Institutions Dark Pool Short Interest Weather

Institutional Ownership — ERC

Institutional Holders

-2 vs prior quarter

0.0%

Ownership

+0.00pp

92M

Total Invested

New Positions

Increased

Reduced

Closed

0.00

Put/Call Ratio

Ownership Trends

Top Institutional Holders (85 total)

#	Holder	Shares	Value	Change	Change %	Holding Period	Filing
1	SIT INVESTMENT ASSOCIATES INC	3,197,573	27M	+327,567	+11.4%	13Q	SEC ↗
2	ROYAL BANK OF CANADA	967,413	8M	+126,726	+15.1%	64Q	SEC ↗
3	RAYMOND JAMES FINANCIAL INC	853,337	7M	-24,360	-2.8%	7Q	SEC ↗
4	Invesco Ltd.	545,530	5M	+1,651	+0.3%	64Q	SEC ↗
5	GUGGENHEIM CAPITAL LLC	520,997	4M	-136,368	-20.7%	19Q	SEC ↗
6	MORGAN STANLEY	504,033	4M	-73,754	-12.8%	60Q	SEC ↗
7	Advisors Asset Management, Inc.	480,826	4M	+243,067	+102.2%	3Q	SEC ↗
8	Shaker Financial Services, LLC	354,984	3M	-13,065	-3.5%	14Q	SEC ↗
9	1607 Capital Partners, LLC	311,920	3M	-213,708	-40.7%	9Q	SEC ↗
10	AMERIPRISE FINANCIAL INC	256,127	2M	+8,722	+3.5%	16Q	SEC ↗
11	Rareview Capital LLC	201,234	2M	+17,767	+9.7%	8Q	SEC ↗
12	Byrne Asset Management LLC	158,970	1M	-25,960	-14.0%	2Q	SEC ↗
13	Sowell Financial Services LLC	147,782	1M	-9,471	-6.0%	17Q	SEC ↗
14	COHEN & STEERS, INC.	143,767	1M	—	+0.0%	56Q	SEC ↗
15	NORTHWESTERN MUTUAL WEALTH MANAGEMENT	129,364	1M	-1,357	-1.0%	35Q	SEC ↗
16	OSAIC HOLDINGS, INC.	107,017	908K	+40,822	+61.7%	26Q	SEC ↗
17	LPL Financial LLC	84,723	718K	-1,853	-2.1%	61Q	SEC ↗
18	INDEPENDENT FINANCIAL GROUP, LLC	77,000	653K	-900	-1.2%	26Q	SEC ↗
19	Calamos Advisors LLC	70,873	601K	+4,725	+7.1%	2Q	SEC ↗
20	BANK OF AMERICA CORP /DE	68,820	584K	-1,512	-2.1%	15Q	SEC ↗
21	Capital Investment Advisors, LLC	63,331	537K	+11,722	+22.7%	51Q	SEC ↗
22	BENJAMIN EDWARDS INC	61,510	522K	-4,741	-7.2%	8Q	SEC ↗
23	Morey & Quinn Wealth Partners, LLC	61,031	518K	-2,400	-3.8%	7Q	SEC ↗
24	Equitable Holdings, Inc.	59,845	507K	+32	+0.1%	8Q	SEC ↗
25	STIFEL FINANCIAL CORP	59,193	502K	-1,917	-3.1%	49Q	SEC ↗
26	Janney Montgomery Scott LLC	55,102	467K	—	+0.0%	4Q	SEC ↗
27	UBS Group AG	49,183	417K	-2,826	-5.4%	47Q	SEC ↗
28	Closed-End Fund Advisors, Inc.	39,564	336K	+2,882	+7.9%	3Q	SEC ↗
29	INTERNATIONAL ASSETS INVESTMENT MANAGE	39,294	333K	+3,624	+10.2%	15Q	SEC ↗
30	Cambridge Investment Research Advisors	38,591	327K	+95	+0.2%	50Q	SEC ↗
31	ENVESTNET ASSET MANAGEMENT INC	36,582	310K	+3,621	+11.0%	19Q	SEC ↗
32	Uncommon Cents Investing LLC	36,325	308K	—	+0.0%	35Q	SEC ↗
33	Concurrent Investment Advisors, LLC	29,253	248K	+772	+2.7%	11Q	SEC ↗
34	AlphaCore Capital LLC	28,000	237K	-2,000	-6.7%	6Q	SEC ↗
35	Cetera Investment Advisers	26,375	224K	+4,239	+19.1%	15Q	SEC ↗
36	&PARTNERS NEW	25,773	219K	—	+0.0%	1Q	SEC ↗
37	Private Wealth Management Group, LLC	25,260	214K	+24,840	+5914.3%	2Q	SEC ↗
38	NewEdge Advisors, LLC	22,500	191K	—	+0.0%	19Q	SEC ↗
39	WEALTH ENHANCEMENT ADVISORY SERVICES,	21,544	183K	-38	-0.2%	5Q	SEC ↗
40	Apollon Wealth Management, LLC	18,648	158K	+100	+0.5%	7Q	SEC ↗
41	Private Advisor Group, LLC	18,020	153K	-550	-3.0%	25Q	SEC ↗
42	Pathstone Holdings, LLC NEW	17,769	151K	—	+0.0%	1Q	SEC ↗
43	Encompass More Asset Management	13,963	118K	+97	+0.7%	8Q	SEC ↗
44	Dynamic Advisor Solutions LLC	12,816	109K	+700	+5.8%	6Q	SEC ↗
45	SUSQUEHANNA INTERNATIONAL GROUP, LLP NEW	12,568	107K	—	+0.0%	1Q	SEC ↗
46	Integris Wealth Management, LLC	12,500	106K	—	+0.0%	4Q	SEC ↗
47	World Investment Advisors	12,169	103K	-5,358	-30.6%	4Q	SEC ↗
48	Allworth Financial LP	11,073	94K	—	+0.0%	5Q	SEC ↗
49	Catalina Capital Group, LLC	10,929	93K	—	+0.0%	10Q	SEC ↗
50	READYSTATE ASSET MANAGEMENT LP NEW	10,641	90K	—	+0.0%	1Q	SEC ↗

Recent Activity

New Positions (8)

Holder	Shares	Value
&PARTNERS	25,773	219K
Pathstone Holdings, LLC	17,769	151K
SUSQUEHANNA INTERNATIONAL GROUP, LL	12,568	107K
READYSTATE ASSET MANAGEMENT LP	10,641	90K
Kovack Advisors, Inc.	10,411	88K
Global Retirement Partners, LLC	1,869	16K
Arax Advisory Partners	950	8K
Quent Capital, LLC	825	7K

Sold Out (13)

Holder	Prev Shares	Prev Value
Independent Advisor Alliance	52,100	442K
WOLVERINE ASSET MANAGEMENT LLC	25,963	220K
Mariner, LLC	22,189	188K
Kingsview Wealth Management, LLC	15,150	128K
XTX Topco Ltd	13,229	112K
Perigon Wealth Management, LLC	12,071	102K
COMMONWEALTH EQUITY SERVICES, LLC	11,031	94K
Kestra Advisory Services, LLC	7,960	68K
Turim 21 Investimentos Ltda.	1,911	16K
Geneos Wealth Management Inc.	1,172	10K
ASSETMARK, INC	750	6K
Osbon Capital Management LLC	280	2K
BlackRock, Inc.	60	1K

Biggest Increases (20)

Holder	Added	Change %	Total Shares
SIT INVESTMENT ASSOCIATES INC	+327,567	+11.4%	3,197,573
Advisors Asset Management, Inc.	+243,067	+102.2%	480,826
ROYAL BANK OF CANADA	+126,726	+15.1%	967,413
OSAIC HOLDINGS, INC.	+40,822	+61.7%	107,017
Private Wealth Management Group, LL	+24,840	+5914.3%	25,260
Rareview Capital LLC	+17,767	+9.7%	201,234
Capital Investment Advisors, LLC	+11,722	+22.7%	63,331
AMERIPRISE FINANCIAL INC	+8,722	+3.5%	256,127
Calamos Advisors LLC	+4,725	+7.1%	70,873
Cetera Investment Advisers	+4,239	+19.1%	26,375
INTERNATIONAL ASSETS INVESTMENT MAN	+3,624	+10.2%	39,294
ENVESTNET ASSET MANAGEMENT INC	+3,621	+11.0%	36,582
Closed-End Fund Advisors, Inc.	+2,882	+7.9%	39,564
Invesco Ltd.	+1,651	+0.3%	545,530
Concurrent Investment Advisors, LLC	+772	+2.7%	29,253
Dynamic Advisor Solutions LLC	+700	+5.8%	12,816
Apollon Wealth Management, LLC	+100	+0.5%	18,648
Encompass More Asset Management	+97	+0.7%	13,963
Cambridge Investment Research Advis	+95	+0.2%	38,591
Equitable Holdings, Inc.	+32	+0.1%	59,845

Biggest Decreases (20)

Holder	Reduced	Change %	Total Shares
1607 Capital Partners, LLC	-213,708	-40.7%	311,920
GUGGENHEIM CAPITAL LLC	-136,368	-20.7%	520,997
MORGAN STANLEY	-73,754	-12.8%	504,033
Byrne Asset Management LLC	-25,960	-14.0%	158,970
RAYMOND JAMES FINANCIAL INC	-24,360	-2.8%	853,337
Shaker Financial Services, LLC	-13,065	-3.5%	354,984
Sowell Financial Services LLC	-9,471	-6.0%	147,782
World Investment Advisors	-5,358	-30.6%	12,169
BENJAMIN EDWARDS INC	-4,741	-7.2%	61,510
UBS Group AG	-2,826	-5.4%	49,183
Morey & Quinn Wealth Partners, LLC	-2,400	-3.8%	61,031
NWAM LLC	-2,059	-16.7%	10,300
AlphaCore Capital LLC	-2,000	-6.7%	28,000
STIFEL FINANCIAL CORP	-1,917	-3.1%	59,193
LPL Financial LLC	-1,853	-2.1%	84,723
BANK OF AMERICA CORP /DE	-1,512	-2.1%	68,820
NORTHWESTERN MUTUAL WEALTH MANAGEME	-1,357	-1.0%	129,364
INDEPENDENT FINANCIAL GROUP, LLC	-900	-1.2%	77,000
CoreCap Advisors, LLC	-835	-20.7%	3,202
PRIVATE TRUST CO NA	-800	-40.0%	1,200

ERC

Institutional Ownership — ERC

Ownership Trends

Top Institutional Holders (85 total)

Recent Activity

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