$12.90

+0.06 (+0.47%)

Weekly Expected Move ±2.5%

$12 $13 $13 $13 $14

ETF AMEX · AUM $532.5M

Overview Holdings Changes Technicals Analysis Peers Institutions Dark Pool Short Interest Weather

Institutional Ownership — FAX

117

Institutional Holders

+2 vs prior quarter

0.0%

Ownership

+0.00pp

131M

Total Invested

New Positions

Increased

Reduced

Closed

0.00

Put/Call Ratio

Ownership Trends

Top Institutional Holders (131 total)

#	Holder	Shares	Value	Change	Change %	Holding Period	Filing
1	MORGAN STANLEY	1,199,786	15M	+132,388	+12.4%	8Q	SEC ↗
2	Penserra Capital Management LLC	1,170,023	15M	+44,621	+4.0%	8Q	SEC ↗
3	EVERGREEN CAPITAL MANAGEMENT LLC	946,524	12M	+30,236	+3.3%	8Q	SEC ↗
4	ROYAL BANK OF CANADA	773,713	10M	+72,314	+10.3%	8Q	SEC ↗
5	WELLS FARGO & COMPANY/MN	636,569	8M	+69,762	+12.3%	8Q	SEC ↗
6	EP Wealth Advisors, LLC	513,166	7M	-30,902	-5.7%	3Q	SEC ↗
7	Invesco Ltd.	422,875	5M	+35,279	+9.1%	8Q	SEC ↗
8	GUGGENHEIM CAPITAL LLC	312,458	4M	-673	-0.2%	7Q	SEC ↗
9	Rareview Capital LLC	263,270	3M	+23,236	+9.7%	3Q	SEC ↗
10	Cetera Investment Advisers	247,133	3M	+5,422	+2.2%	8Q	SEC ↗
11	Stratos Wealth Advisors, LLC	215,865	3M	+3,951	+1.9%	8Q	SEC ↗
12	LPL Financial LLC	146,360	2M	+2,217	+1.5%	8Q	SEC ↗
13	OSAIC HOLDINGS, INC.	146,038	2M	+1,583	+1.1%	8Q	SEC ↗
14	EASTERLY INVESTMENT PARTNERS LLC	133,839	2M	+7,100	+5.6%	8Q	SEC ↗
15	Thrivent Financial for Lutherans	115,699	1M	+8,777	+8.2%	8Q	SEC ↗
16	STIFEL FINANCIAL CORP	104,950	1M	+12,063	+13.0%	8Q	SEC ↗
17	RAYMOND JAMES FINANCIAL INC	99,573	1M	-61,208	-38.1%	7Q	SEC ↗
18	Corient Private Wealth LP	99,190	1M	+950	+1.0%	3Q	SEC ↗
19	Quantinno Capital Management LP	90,854	1M	+58,550	+181.2%	2Q	SEC ↗
20	NWF Advisory Services Inc.	88,984	1M	-7,999	-8.2%	6Q	SEC ↗
21	SUSQUEHANNA INTERNATIONAL GROUP, LLP	86,439	1M	+28,329	+48.8%	3Q	SEC ↗
22	SCHWARZ DYGOS WHEELER INVESTMENT ADVIS	81,838	1M	+13,176	+19.2%	8Q	SEC ↗
23	BANK OF AMERICA CORP /DE	60,833	785K	-1,512	-2.4%	8Q	SEC ↗
24	Baird Financial Group, Inc.	60,681	783K	+851	+1.4%	8Q	SEC ↗
25	Lido Advisors, LLC	52,822	681K	—	+0.0%	6Q	SEC ↗
26	COMMONWEALTH EQUITY SERVICES, LLC	44,396	573K	+4,032	+10.0%	8Q	SEC ↗
27	US BANCORP \DE	43,608	563K	-10,000	-18.7%	8Q	SEC ↗
28	SHRIER WEALTH MANAGEMENT, LLC	38,794	500K	-899	-2.3%	3Q	SEC ↗
29	Beacon Pointe Advisors, LLC	38,663	499K	-8,626	-18.2%	3Q	SEC ↗
30	Advisory Solutions Group, LLC NEW	37,411	483K	—	+0.0%	1Q	SEC ↗
31	Ethos Financial Group, LLC	37,274	481K	-938	-2.5%	6Q	SEC ↗
32	PFG Investments, LLC	37,013	477K	-223	-0.6%	8Q	SEC ↗
33	BENJAMIN EDWARDS INC	36,326	469K	-2,540	-6.5%	8Q	SEC ↗
34	Rockefeller Capital Management L.P.	32,167	415K	-2,408	-7.0%	8Q	SEC ↗
35	Oxbow Advisors, LLC	30,509	394K	—	+0.0%	8Q	SEC ↗
36	Gridiron Partners, LLC	29,986	387K	+3,668	+13.9%	8Q	SEC ↗
37	J.W. COLE ADVISORS, INC. NEW	29,781	384K	—	+0.0%	1Q	SEC ↗
38	Innovative Asset Advisors Group, LLC NEW	25,795	333K	—	+0.0%	1Q	SEC ↗
39	Apollon Wealth Management, LLC	24,872	321K	+147	+0.6%	7Q	SEC ↗
40	Triumph Capital Management	24,602	317K	+12	+0.0%	8Q	SEC ↗
41	Virtu Financial LLC NEW	22,939	296K	—	+0.0%	1Q	SEC ↗
42	Fisher Asset Management, LLC	21,487	277K	+1,594	+8.0%	5Q	SEC ↗
43	UBS Group AG	20,397	263K	-11,347	-35.7%	8Q	SEC ↗
44	Creative Planning	19,865	256K	-1,932	-8.9%	8Q	SEC ↗
45	AMERIPRISE FINANCIAL INC	19,548	252K	+1,902	+10.8%	4Q	SEC ↗
46	Maridea Wealth Management LLC	19,045	246K	+3,996	+26.6%	2Q	SEC ↗
47	Kestra Advisory Services, LLC	18,406	237K	+948	+5.4%	8Q	SEC ↗
48	NWAM LLC	18,270	236K	-11,252	-38.1%	8Q	SEC ↗
49	Mezzasalma Advisors, LLC	18,191	235K	-120	-0.7%	7Q	SEC ↗
50	StoneX Group Inc. NEW	16,932	218K	—	+0.0%	1Q	SEC ↗

Recent Activity

New Positions (20)

Holder	Shares	Value
Advisory Solutions Group, LLC	37,411	483K
J.W. COLE ADVISORS, INC.	29,781	384K
Innovative Asset Advisors Group, LL	25,795	333K
Virtu Financial LLC	22,939	296K
StoneX Group Inc.	16,932	218K
Janney Montgomery Scott LLC	16,314	210K
XTX Topco Ltd	11,384	147K
CSS LLC/IL	10,614	137K
Onyx Bridge Wealth Group LLC	10,047	130K
MERCER GLOBAL ADVISORS INC /ADV	7,126	92K
Global Retirement Partners, LLC	5,243	68K
CoreCap Advisors, LLC	5,201	67K
TD Waterhouse Canada Inc.	2,928	38K
Chung Wu Investment Group, LLC	1,000	13K
Arax Advisory Partners	500	6K
INVESTMENT COUNSEL CO OF NEVADA	416	5K
LRI Investments, LLC	176	2K
NewEdge Advisors, LLC	176	2K
Allworth Financial LP	43	1K
FIRST HORIZON CORP	12	0K

Sold Out (20)

Holder	Prev Shares	Prev Value
Truffle Hound Capital, LLC	400,000	5M
FRANKLIN RESOURCES INC	167,593	2M
Shaker Financial Services, LLC	100,319	1M
Yakira Capital Management, Inc.	54,620	705K
Private Advisor Group, LLC	40,985	529K
JANE STREET GROUP, LLC	40,668	525K
Logan Stone Capital, LLC	34,303	443K
READYSTATE ASSET MANAGEMENT LP	30,847	398K
TrueMark Investments, LLC	22,152	286K
Balyasny Asset Management L.P.	17,043	220K
LANDSCAPE CAPITAL MANAGEMENT, L.L.C	14,805	191K
Fiera Capital Corp	14,582	188K
MILLENNIUM MANAGEMENT LLC	13,743	177K
Hickory Point Bank & Trust	6,164	80K
Hamrick Investment Counsel, llc	2,000	26K
Fortitude Family Office, LLC	1,000	13K
Garner Asset Management Corp	882	11K
Tower Research Capital LLC (TRC)	711	9K
Strategic Advocates LLC	443	6K
Strategic Wealth Partners, Ltd.	300	4K

Biggest Increases (20)

Holder	Added	Change %	Total Shares
MORGAN STANLEY	+132,388	+12.4%	1,199,786
ROYAL BANK OF CANADA	+72,314	+10.3%	773,713
WELLS FARGO & COMPANY/MN	+69,762	+12.3%	636,569
Quantinno Capital Management LP	+58,550	+181.2%	90,854
Penserra Capital Management LLC	+44,621	+4.0%	1,170,023
Invesco Ltd.	+35,279	+9.1%	422,875
EVERGREEN CAPITAL MANAGEMENT LLC	+30,236	+3.3%	946,524
SUSQUEHANNA INTERNATIONAL GROUP, LL	+28,329	+48.8%	86,439
Rareview Capital LLC	+23,236	+9.7%	263,270
SCHWARZ DYGOS WHEELER INVESTMENT AD	+13,176	+19.2%	81,838
STIFEL FINANCIAL CORP	+12,063	+13.0%	104,950
Thrivent Financial for Lutherans	+8,777	+8.2%	115,699
IFG Advisory, LLC	+7,289	+183.5%	11,262
EASTERLY INVESTMENT PARTNERS LLC	+7,100	+5.6%	133,839
Cetera Investment Advisers	+5,422	+2.2%	247,133
COMMONWEALTH EQUITY SERVICES, LLC	+4,032	+10.0%	44,396
Maridea Wealth Management LLC	+3,996	+26.6%	19,045
Stratos Wealth Advisors, LLC	+3,951	+1.9%	215,865
Gridiron Partners, LLC	+3,668	+13.9%	29,986
LPL Financial LLC	+2,217	+1.5%	146,360

Biggest Decreases (20)

Holder	Reduced	Change %	Total Shares
RAYMOND JAMES FINANCIAL INC	-61,208	-38.1%	99,573
EP Wealth Advisors, LLC	-30,902	-5.7%	513,166
UBS Group AG	-11,347	-35.7%	20,397
NWAM LLC	-11,252	-38.1%	18,270
US BANCORP \DE	-10,000	-18.7%	43,608
Beacon Pointe Advisors, LLC	-8,626	-18.2%	38,663
NWF Advisory Services Inc.	-7,999	-8.2%	88,984
Closed-End Fund Advisors, Inc.	-4,555	-27.5%	12,002
OPPENHEIMER & CO INC	-3,893	-19.8%	15,788
BENJAMIN EDWARDS INC	-2,540	-6.5%	36,326
Rockefeller Capital Management L.P.	-2,408	-7.0%	32,167
Creative Planning	-1,932	-8.9%	19,865
BANK OF AMERICA CORP /DE	-1,512	-2.4%	60,833
Federation des caisses Desjardins d	-1,000	-46.0%	1,174
Ethos Financial Group, LLC	-938	-2.5%	37,274
SHRIER WEALTH MANAGEMENT, LLC	-899	-2.3%	38,794
Pekin Hardy Strauss, Inc.	-875	-7.3%	11,079
CWM, LLC	-711	-54.8%	586
GUGGENHEIM CAPITAL LLC	-673	-0.2%	312,458
PFG Investments, LLC	-223	-0.6%	37,013

FAX

Institutional Ownership — FAX

Ownership Trends

Top Institutional Holders (131 total)

Recent Activity

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