FUND
Sprott Focus Trust, Inc.
1W: -3.0%
1M: -9.2%
3M: +1.3%
YTD: +11.2%
1Y: +18.7%
3Y: +52.5%
5Y: +63.3%
$9.65
+0.04 (+0.42%)
Weekly Expected Move ±1.8%
$9
$9
$10
$10
$10
Institutional Ownership — FUND
38
Institutional Holders
+4 vs prior quarter
0.0%
Ownership
+0.00pp
181M
Total Invested
6
New Positions
12
Increased
15
Reduced
4
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (40 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | SPROTT INC. | 15,644,152 | $151M | +107,266 | +0.7% | 26Q | SEC ↗ |
| 2 | ROYAL BANK OF CANADA | 851,608 | $8M | +49,177 | +6.1% | 46Q | SEC ↗ |
| 3 | LPL Financial LLC | 543,929 | $5M | +5,799 | +1.1% | 26Q | SEC ↗ |
| 4 | MORGAN STANLEY | 248,888 | $2M | -696 | -0.3% | 46Q | SEC ↗ |
| 5 | BLUE BELL PRIVATE WEALTH MANAGEMENT, L | 237,835 | $2M | +22,255 | +10.3% | 11Q | SEC ↗ |
| 6 | Essex Financial Services, Inc. | 218,889 | $2M | +303 | +0.1% | 19Q | SEC ↗ |
| 7 | Integrated Wealth Concepts LLC | 155,517 | $2M | -77,634 | -33.3% | 17Q | SEC ↗ |
| 8 | EVOLVE PRIVATE WEALTH, LLC | 146,028 | $1M | -4,616 | -3.1% | 3Q | SEC ↗ |
| 9 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 138,901 | $1M | — | +0.0% | 5Q | SEC ↗ |
| 10 | Shaker Financial Services, LLC | 126,728 | $1M | -76,480 | -37.6% | 33Q | SEC ↗ |
| 11 | WELLS FARGO & COMPANY/MN | 107,550 | $1M | -875 | -0.8% | 46Q | SEC ↗ |
| 12 | 1607 Capital Partners, LLC | 106,418 | $1M | -46,715 | -30.5% | 46Q | SEC ↗ |
| 13 | Cambridge Investment Research Advisors NEW | 87,273 | $842K | — | +0.0% | 1Q | SEC ↗ |
| 14 | CAPTRUST FINANCIAL ADVISORS | 82,499 | $796K | -3,573 | -4.2% | 16Q | SEC ↗ |
| 15 | SAPIENT CAPITAL LLC | 80,873 | $780K | -1,145 | -1.4% | 11Q | SEC ↗ |
| 16 | RAYMOND JAMES FINANCIAL INC | 57,337 | $553K | +7,179 | +14.3% | 7Q | SEC ↗ |
| 17 | OSAIC HOLDINGS, INC. | 46,999 | $454K | +18,446 | +64.6% | 26Q | SEC ↗ |
| 18 | LODESTAR PRIVATE ASSET MANAGEMENT LLC | 29,114 | $281K | — | +0.0% | 15Q | SEC ↗ |
| 19 | LEVEL FOUR ADVISORY SERVICES, LLC | 27,030 | $261K | +414 | +1.6% | 15Q | SEC ↗ |
| 20 | CoreCap Advisors, LLC | 23,026 | $222K | +336 | +1.5% | 10Q | SEC ↗ |
| 21 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT | 20,147 | $194K | +291 | +1.5% | 34Q | SEC ↗ |
| 22 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 19,523 | $188K | -7,018 | -26.4% | 7Q | SEC ↗ |
| 23 | BANK OF AMERICA CORP /DE | 17,978 | $173K | -267 | -1.5% | 15Q | SEC ↗ |
| 24 | READYSTATE ASSET MANAGEMENT LP NEW | 14,119 | $136K | — | +0.0% | 1Q | SEC ↗ |
| 25 | Pekin Hardy Strauss, Inc. NEW | 11,691 | $113K | — | +0.0% | 1Q | SEC ↗ |
| 26 | Mraz, Amerine & Associates, Inc. | 10,718 | $103K | — | +0.0% | 33Q | SEC ↗ |
| 27 | Hara Capital LLC | 8,490 | $82K | -2,300 | -21.3% | 7Q | SEC ↗ |
| 28 | Institute for Wealth Management, LLC. NEW | 7,723 | $75K | — | +0.0% | 1Q | SEC ↗ |
| 29 | Advocate Investing Services LLC | 7,277 | $70K | +106 | +1.5% | 3Q | SEC ↗ |
| 30 | UBS Group AG | 4,502 | $43K | +81 | +1.8% | 46Q | SEC ↗ |
| 31 | Steward Partners Investment Advisory, | 1,611 | $16K | — | +0.0% | 18Q | SEC ↗ |
| 32 | Ameritas Advisory Services, LLC NEW | 792 | $8K | — | +0.0% | 1Q | SEC ↗ |
| 33 | Aberdeen Wealth Management LLC NEW | 102 | $1K | — | +0.0% | 1Q | SEC ↗ |
| 34 | EverSource Wealth Advisors, LLC | 17 | $0K | — | +0.0% | 10Q | SEC ↗ |
| 35 | AQR Arbitrage LLC | 0 | $0K | -124,515 | -100.0% | 10Q | SEC ↗ |
| 36 | WOLVERINE ASSET MANAGEMENT LLC | 0 | $0K | -3,128 | -100.0% | 1Q | SEC ↗ |
| 37 | Kestra Advisory Services, LLC | 0 | $0K | -4,665 | -100.0% | 1Q | SEC ↗ |
| 38 | Waverly Advisors, LLC | 0 | $0K | -11,197 | -100.0% | 6Q | SEC ↗ |
| 39 | Blue Trust, Inc. | 0 | $0K | -1 | -100.0% | 1Q | SEC ↗ |
| 40 | Rockefeller Capital Management L.P. | 0 | $0K | -1 | -100.0% | 3Q | SEC ↗ |
Recent Activity
New Positions (6)
| Holder | Shares | Value |
|---|---|---|
| Cambridge Investment Research Advis | 87,273 | $842K |
| READYSTATE ASSET MANAGEMENT LP | 14,119 | $136K |
| Pekin Hardy Strauss, Inc. | 11,691 | $113K |
| Institute for Wealth Management, LL | 7,723 | $75K |
| Ameritas Advisory Services, LLC | 792 | $8K |
| Aberdeen Wealth Management LLC | 102 | $1K |
Sold Out (6)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| AQR Arbitrage LLC | 124,515 | $1M |
| Waverly Advisors, LLC | 11,197 | $108K |
| Kestra Advisory Services, LLC | 4,665 | $45K |
| WOLVERINE ASSET MANAGEMENT LLC | 3,128 | $30K |
| Rockefeller Capital Management L.P. | 1 | $0K |
| Blue Trust, Inc. | 1 | $0K |
Biggest Increases (12)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| SPROTT INC. | +107,266 | +0.7% | 15,644,152 |
| ROYAL BANK OF CANADA | +49,177 | +6.1% | 851,608 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT | +22,255 | +10.3% | 237,835 |
| OSAIC HOLDINGS, INC. | +18,446 | +64.6% | 46,999 |
| RAYMOND JAMES FINANCIAL INC | +7,179 | +14.3% | 57,337 |
| LPL Financial LLC | +5,799 | +1.1% | 543,929 |
| LEVEL FOUR ADVISORY SERVICES, LLC | +414 | +1.6% | 27,030 |
| CoreCap Advisors, LLC | +336 | +1.5% | 23,026 |
| Essex Financial Services, Inc. | +303 | +0.1% | 218,889 |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | +291 | +1.5% | 20,147 |
| Advocate Investing Services LLC | +106 | +1.5% | 7,277 |
| UBS Group AG | +81 | +1.8% | 4,502 |
Biggest Decreases (11)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Integrated Wealth Concepts LLC | -77,634 | -33.3% | 155,517 |
| Shaker Financial Services, LLC | -76,480 | -37.6% | 126,728 |
| 1607 Capital Partners, LLC | -46,715 | -30.5% | 106,418 |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | -7,018 | -26.4% | 19,523 |
| EVOLVE PRIVATE WEALTH, LLC | -4,616 | -3.1% | 146,028 |
| CAPTRUST FINANCIAL ADVISORS | -3,573 | -4.2% | 82,499 |
| Hara Capital LLC | -2,300 | -21.3% | 8,490 |
| SAPIENT CAPITAL LLC | -1,145 | -1.4% | 80,873 |
| WELLS FARGO & COMPANY/MN | -875 | -0.8% | 107,550 |
| MORGAN STANLEY | -696 | -0.3% | 248,888 |
| BANK OF AMERICA CORP /DE | -267 | -1.5% | 17,978 |