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GAB

The Gabelli Equity Trust Inc.
1W: -2.3% 1M: -5.6% 3M: -9.1% YTD: -14.8% 1Y: -13.3% 3Y: +27.4% 5Y: +18.4%
$5.24
+0.04 (+0.77%)
 
Weekly Expected Move ±1.9%
$5 $5 $5 $5 $5
ETF NYSE · AUM $1.6B

Institutional Ownership — GAB

248
Institutional Holders
+26 vs prior quarter
0.0%
Ownership
+0.00pp
271M
Total Invested
45
New Positions
87
Increased
64
Reduced
23
Closed
0.00
Put/Call Ratio

Ownership Trends

Top Institutional Holders (264 total)

# Holder Shares Value Change Change % Holding Period Filing
1 RIVERNORTH CAPITAL MANAGEMENT, LLC NEW 6,609,367 $35M — +0.0% 1Q SEC ↗
2 Ursa Fund Management, LLC 5,555,196 $29M +5,187,272 +1409.9% 2Q SEC ↗
3 LPL Financial LLC 4,296,092 $23M -187,396 -4.2% 61Q SEC ↗
4 MORGAN STANLEY 2,598,911 $14M +126,327 +5.1% 60Q SEC ↗
5 Shaker Financial Services, LLC NEW 2,073,169 $11M — +0.0% 1Q SEC ↗
6 Karpus Management, Inc. NEW 1,973,929 $10M — +0.0% 1Q SEC ↗
7 COMMONWEALTH EQUITY SERVICES, LLC 1,559,070 $8M +35,912 +2.4% 35Q SEC ↗
8 ABSOLUTE INVESTMENT ADVISERS, LLC NEW 1,508,078 $8M — +0.0% 1Q SEC ↗
9 COHEN & STEERS, INC. 1,133,650 $6M +853,650 +304.9% 2Q SEC ↗
10 J.W. COLE ADVISORS, INC. NEW 998,455 $5M — +0.0% 1Q SEC ↗
11 GAMCO INVESTORS, INC. ET AL 925,844 $5M +84,169 +10.0% 16Q SEC ↗
12 BANK OF AMERICA CORP /DE 894,767 $5M +427,538 +91.5% 15Q SEC ↗
13 Cetera Investment Advisers 738,887 $4M +30,392 +4.3% 23Q SEC ↗
14 RAYMOND JAMES FINANCIAL INC 717,391 $4M +104,806 +17.1% 7Q SEC ↗
15 SIT INVESTMENT ASSOCIATES INC NEW 669,071 $4M — +0.0% 1Q SEC ↗
16 INDEPENDENT FINANCIAL GROUP, LLC 663,866 $3M +78,196 +13.4% 26Q SEC ↗
17 PHILADELPHIA TRUST CO 655,219 $3M -368,200 -36.0% 35Q SEC ↗
18 Live Oak Private Wealth LLC 635,255 $3M +121,079 +23.5% 25Q SEC ↗
19 Quarry LP 624,167 $3M +434,715 +229.5% 2Q SEC ↗
20 WELLS FARGO & COMPANY/MN 605,199 $3M +26,420 +4.6% 101Q SEC ↗
21 Cambridge Investment Research Advisors 593,231 $3M +24,159 +4.2% 66Q SEC ↗
22 ROYAL BANK OF CANADA 575,391 $3M +23,484 +4.3% 62Q SEC ↗
23 Kestra Advisory Services, LLC 498,834 $3M +45,863 +10.1% 24Q SEC ↗
24 SCOTIA CAPITAL INC. 458,173 $2M +3,588 +0.8% 36Q SEC ↗
25 UBS Group AG 424,085 $2M +120,080 +39.5% 47Q SEC ↗
26 1607 Capital Partners, LLC NEW 400,000 $2M — +0.0% 1Q SEC ↗
27 Steward Partners Investment Advisory, 364,375 $2M +45,101 +14.1% 22Q SEC ↗
28 Cerity Partners LLC 359,456 $2M +13,684 +4.0% 9Q SEC ↗
29 Accel Wealth Management 323,540 $2M -20,102 -5.8% 21Q SEC ↗
30 Creative Planning 322,128 $2M -3,807 -1.2% 59Q SEC ↗
31 GUGGENHEIM CAPITAL LLC 320,400 $2M +16,525 +5.4% 8Q SEC ↗
32 NOMURA HOLDINGS INC 313,820 $2M +291,034 +1277.2% 2Q SEC ↗
33 Golden State Wealth Management, LLC 267,909 $1M -19,387 -6.7% 7Q SEC ↗
34 ENVESTNET ASSET MANAGEMENT INC 266,840 $1M -2,790 -1.0% 15Q SEC ↗
35 OSAIC HOLDINGS, INC. 262,828 $1M +13,829 +5.6% 26Q SEC ↗
36 Private Advisor Group, LLC 240,371 $1M +39,913 +19.9% 32Q SEC ↗
37 Marks Group Wealth Management, Inc 227,710 $1M — +0.0% 24Q SEC ↗
38 Rockefeller Capital Management L.P. 214,277 $1M -929 -0.4% 26Q SEC ↗
39 WEDBUSH SECURITIES INC 200,329 $1M +9,797 +5.1% 51Q SEC ↗
40 TRUIST FINANCIAL CORP 199,918 $1M -97,518 -32.8% 27Q SEC ↗
41 IMC-Chicago, LLC NEW 183,328 $961K — +0.0% 1Q SEC ↗
42 Yakira Capital Management, Inc. 179,964 $943K -182,445 -50.3% 2Q SEC ↗
43 Almitas Capital LLC NEW 169,700 $889K — +0.0% 1Q SEC ↗
44 Janney Montgomery Scott LLC 161,081 $844K +1,926 +1.2% 41Q SEC ↗
45 WOLVERINE ASSET MANAGEMENT LLC NEW 153,010 $802K — +0.0% 1Q SEC ↗
46 PMG Family Office LLC 152,047 $797K +7,686 +5.3% 4Q SEC ↗
47 Clear Street Group Inc. NEW 150,000 $786K — +0.0% 1Q SEC ↗
48 JANE STREET GROUP, LLC 148,431 $778K +87,139 +142.2% 7Q SEC ↗
49 Wealthspire Advisors, LLC 147,116 $771K +24 +0.0% 2Q SEC ↗
50 TrueMark Investments, LLC NEW 145,438 $762K — +0.0% 1Q SEC ↗

Recent Activity

New Positions (20)
Sold Out (20)
Biggest Increases (20)
HolderAddedChange %Total Shares
Ursa Fund Management, LLC +5,187,272 +1409.9% 5,555,196
COHEN & STEERS, INC. +853,650 +304.9% 1,133,650
Quarry LP +434,715 +229.5% 624,167
BANK OF AMERICA CORP /DE +427,538 +91.5% 894,767
NOMURA HOLDINGS INC +291,034 +1277.2% 313,820
MORGAN STANLEY +126,327 +5.1% 2,598,911
Live Oak Private Wealth LLC +121,079 +23.5% 635,255
UBS Group AG +120,080 +39.5% 424,085
RAYMOND JAMES FINANCIAL INC +104,806 +17.1% 717,391
JANE STREET GROUP, LLC +87,139 +142.2% 148,431
GAMCO INVESTORS, INC. ET AL +84,169 +10.0% 925,844
INDEPENDENT FINANCIAL GROUP, LLC +78,196 +13.4% 663,866
Mariner, LLC +73,156 +110.7% 139,214
Kestra Advisory Services, LLC +45,863 +10.1% 498,834
Steward Partners Investment Advisor +45,101 +14.1% 364,375
MML INVESTORS SERVICES, LLC +40,969 +46.9% 128,364
Private Advisor Group, LLC +39,913 +19.9% 240,371
COMMONWEALTH EQUITY SERVICES, LLC +35,912 +2.4% 1,559,070
Integrity Advisory Solutions, LLC +35,261 +257.9% 48,933
WEALTH ENHANCEMENT ADVISORY SERVICE +35,088 +80.2% 78,865
Biggest Decreases (20)
HolderReducedChange %Total Shares
PHILADELPHIA TRUST CO -368,200 -36.0% 655,219
Alpine Global Management, LLC -319,251 -94.9% 17,086
LPL Financial LLC -187,396 -4.2% 4,296,092
Yakira Capital Management, Inc. -182,445 -50.3% 179,964
TRUIST FINANCIAL CORP -97,518 -32.8% 199,918
World Investment Advisors -49,704 -56.1% 38,958
MERCER GLOBAL ADVISORS INC /ADV -26,815 -43.4% 35,033
&PARTNERS -23,557 -42.6% 31,801
Accel Wealth Management -20,102 -5.8% 323,540
Golden State Wealth Management, LLC -19,387 -6.7% 267,909
LANARK FINANCIAL, INC. -16,991 -36.8% 29,181
Focus Partners Wealth -10,685 -49.8% 10,755
Bay Colony Advisory Group, Inc d/b/ -7,969 -29.6% 18,969
AQR CAPITAL MANAGEMENT LLC -7,385 -16.3% 38,001
CAPTRUST FINANCIAL ADVISORS -5,534 -5.5% 94,918
Stratos Wealth Partners, LTD. -5,188 -4.8% 102,298
Geneos Wealth Management Inc. -5,100 -50.0% 5,100
Ashton Thomas Private Wealth, LLC -4,949 -30.4% 11,354
STIFEL FINANCIAL CORP -4,925 -6.2% 75,103
CWM, LLC -4,843 -27.4% 12,821

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms