GOF
Guggenheim Strategic Opportunities Fund
1W: +2.1%
1M: -5.2%
3M: -18.9%
YTD: -29.6%
1Y: -39.6%
3Y: -17.7%
5Y: -19.6%
$8.74
+0.15 (+1.81%)
Weekly Expected Move ±2.5%
$8
$9
$9
$9
$9
Institutional Ownership — GOF
235
Institutional Holders
+8 vs prior quarter
0.0%
Ownership
+0.00pp
518M
Total Invested
36
New Positions
90
Increased
77
Reduced
21
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (254 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 6,845,822 | 60M | -1,291,380 | -15.9% | 60Q | SEC ↗ |
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,666,430 | 23M | +778,095 | +41.2% | 3Q | SEC ↗ |
| 3 | Estate Planners Group, LLC | 2,464,791 | 22M | +94,176 | +4.0% | 3Q | SEC ↗ |
| 4 | LPL Financial LLC | 2,448,496 | 21M | -69,107 | -2.7% | 61Q | SEC ↗ |
| 5 | VERUS CAPITAL PARTNERS, LLC | 2,402,001 | 21M | -75,087 | -3.0% | 18Q | SEC ↗ |
| 6 | UBS Group AG | 2,071,032 | 18M | +153,820 | +8.0% | 47Q | SEC ↗ |
| 7 | Kera Capital Partners, Inc. | 1,787,381 | 16M | +1,749,184 | +4579.4% | 3Q | SEC ↗ |
| 8 | ENVESTNET ASSET MANAGEMENT INC | 1,734,753 | 15M | +266,774 | +18.2% | 21Q | SEC ↗ |
| 9 | Invesco Ltd. | 1,568,820 | 14M | +111,029 | +7.6% | 3Q | SEC ↗ |
| 10 | Cetera Investment Advisers | 1,562,805 | 14M | +311,506 | +24.9% | 33Q | SEC ↗ |
| 11 | ROYAL BANK OF CANADA | 1,455,400 | 13M | +309,575 | +27.0% | 61Q | SEC ↗ |
| 12 | Thomas J. Herzfeld Advisors, Inc. | 1,336,680 | 12M | +321,280 | +31.6% | 3Q | SEC ↗ |
| 13 | OSAIC HOLDINGS, INC. | 1,335,061 | 12M | +268,126 | +25.1% | 26Q | SEC ↗ |
| 14 | COHEN & STEERS, INC. | 1,256,789 | 11M | +35,000 | +2.9% | 20Q | SEC ↗ |
| 15 | Logan Stone Capital, LLC | 1,204,833 | 11M | -94,270 | -7.3% | 3Q | SEC ↗ |
| 16 | RAYMOND JAMES FINANCIAL INC | 955,315 | 8M | +176,023 | +22.6% | 7Q | SEC ↗ |
| 17 | CreativeOne Wealth, LLC | 948,818 | 8M | +2,003 | +0.2% | 18Q | SEC ↗ |
| 18 | MML INVESTORS SERVICES, LLC | 936,545 | 8M | +94,537 | +11.2% | 38Q | SEC ↗ |
| 19 | Secure Asset Management, LLC | 631,456 | 6M | +8,013 | +1.3% | 9Q | SEC ↗ |
| 20 | BANK OF AMERICA CORP /DE | 627,834 | 5M | +24,499 | +4.1% | 15Q | SEC ↗ |
| 21 | PETRA FINANCIAL ADVISORS INC | 476,910 | 4M | +7,531 | +1.6% | 13Q | SEC ↗ |
| 22 | TRUIST FINANCIAL CORP | 476,318 | 4M | -88,142 | -15.6% | 27Q | SEC ↗ |
| 23 | Advisory Solutions Group, LLC NEW | 472,129 | 4M | — | +0.0% | 1Q | SEC ↗ |
| 24 | Janney Montgomery Scott LLC | 423,639 | 4M | +3,376 | +0.8% | 52Q | SEC ↗ |
| 25 | Arax Advisory Partners | 328,860 | 3M | +326,863 | +16367.7% | 4Q | SEC ↗ |
| 26 | Retirement Planning Group, LLC | 328,435 | 3M | +81,697 | +33.1% | 16Q | SEC ↗ |
| 27 | U.S. Capital Wealth Advisors, LLC | 316,813 | 3M | +10,070 | +3.3% | 9Q | SEC ↗ |
| 28 | Harpswell Capital Advisors, LLC | 304,093 | 3M | -23,524 | -7.2% | 3Q | SEC ↗ |
| 29 | INTEGRITY ALLIANCE, LLC. | 298,689 | 3M | +29,787 | +11.1% | 4Q | SEC ↗ |
| 30 | Integrated Wealth Concepts LLC | 277,401 | 2M | +3,580 | +1.3% | 17Q | SEC ↗ |
| 31 | Baird Financial Group, Inc. | 269,991 | 2M | +17,078 | +6.8% | 26Q | SEC ↗ |
| 32 | PRINCIPAL SECURITIES, INC. | 260,787 | 2M | +71,793 | +38.0% | 11Q | SEC ↗ |
| 33 | Private Advisor Group, LLC | 253,258 | 2M | +13,577 | +5.7% | 22Q | SEC ↗ |
| 34 | AE Wealth Management LLC | 252,886 | 2M | +1,780 | +0.7% | 9Q | SEC ↗ |
| 35 | Integrity Advisory Solutions, LLC NEW | 252,389 | 2M | — | +0.0% | 1Q | SEC ↗ |
| 36 | Richmond Brothers, Inc. | 247,151 | 2M | -11,254 | -4.4% | 19Q | SEC ↗ |
| 37 | Gridiron Partners, LLC NEW | 226,477 | 2M | — | +0.0% | 1Q | SEC ↗ |
| 38 | MOSAIC FAMILY WEALTH PARTNERS, LLC | 225,080 | 2M | +23,725 | +11.8% | 15Q | SEC ↗ |
| 39 | ELEVATION POINT WEALTH PARTNERS, LLC | 224,433 | 2M | +4,898 | +2.2% | 4Q | SEC ↗ |
| 40 | Vestmark Advisory Solutions, Inc. | 224,433 | 2M | -834 | -0.4% | 4Q | SEC ↗ |
| 41 | BlackRock, Inc. | 221,191 | 2M | — | +0.0% | 6Q | SEC ↗ |
| 42 | IMC-Chicago, LLC NEW | 217,872 | 2M | — | +0.0% | 1Q | SEC ↗ |
| 43 | Cambridge Investment Research Advisors | 196,502 | 2M | +9,135 | +4.9% | 53Q | SEC ↗ |
| 44 | WEDBUSH SECURITIES INC | 192,139 | 2M | +6,747 | +3.6% | 20Q | SEC ↗ |
| 45 | Marks Group Wealth Management, Inc | 190,195 | 2M | — | +0.0% | 25Q | SEC ↗ |
| 46 | CARY STREET PARTNERS FINANCIAL LLC | 182,722 | 2M | +3,340 | +1.9% | 4Q | SEC ↗ |
| 47 | XTX Topco Ltd | 176,409 | 2M | -101,692 | -36.6% | 3Q | SEC ↗ |
| 48 | COMMONWEALTH EQUITY SERVICES, LLC | 166,928 | 1M | +9,535 | +6.1% | 35Q | SEC ↗ |
| 49 | Quantinno Capital Management LP NEW | 166,360 | 1M | — | +0.0% | 1Q | SEC ↗ |
| 50 | PNC Financial Services Group, Inc. | 164,030 | 1M | -9,548 | -5.5% | 15Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| Advisory Solutions Group, LLC | 472,129 | 4M |
| Integrity Advisory Solutions, LLC | 252,389 | 2M |
| Gridiron Partners, LLC | 226,477 | 2M |
| IMC-Chicago, LLC | 217,872 | 2M |
| Quantinno Capital Management LP | 166,360 | 1M |
| IFG Advisory, LLC | 76,653 | 670K |
| Virtu Financial LLC | 75,659 | 661K |
| J.W. COLE ADVISORS, INC. | 72,180 | 631K |
| StoneX Group Inc. | 54,497 | 476K |
| Turner Financial Group, Inc. | 50,317 | 440K |
| Stonebridge Financial Group, LLC/CA | 47,687 | 417K |
| Clear Creek Financial Management, L | 36,457 | 319K |
| GLENMEDE TRUST CO NA | 31,451 | 275K |
| NORDEN GROUP LLC | 22,109 | 193K |
| Avantax Planning Partners, Inc. | 21,726 | 190K |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C | 21,696 | 190K |
| Cerity Partners LLC | 19,800 | 173K |
| Alpine Global Management, LLC | 19,691 | 172K |
| Walkner Condon Financial Advisors L | 18,545 | 162K |
| Sage Capital Management, LLC | 16,600 | 145K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Illumine Investment Management, LLC | 227,556 | 2M |
| GREAT VALLEY ADVISOR GROUP, INC. | 90,270 | 789K |
| JANE STREET GROUP, LLC | 60,200 | 526K |
| Focus Partners Wealth | 46,290 | 405K |
| Buska Wealth Management, LLC | 38,013 | 332K |
| Orion Porfolio Solutions, LLC | 34,598 | 302K |
| Presper Financial Architects, LLC | 27,749 | 243K |
| Arkadios Wealth Advisors | 20,968 | 183K |
| Bauman Advisory Group, LLC | 20,660 | 181K |
| TWO SIGMA SECURITIES, LLC | 19,610 | 171K |
| Stratos Wealth Partners, LTD. | 16,088 | 141K |
| Garden State Investment Advisory Se | 15,428 | 135K |
| Fisher Asset Management, LLC | 15,126 | 132K |
| Empirical Financial Services, LLC d | 14,539 | 127K |
| Annex Advisory Services, LLC | 14,370 | 126K |
| LVZ, Inc. | 12,682 | 111K |
| Gladstone Institutional Advisory LL | 11,558 | 101K |
| Core Wealth Partners LLC | 10,979 | 96K |
| Altus Wealth Group LLC | 10,092 | 88K |
| Elm3 Financial Group, LLC | 10,026 | 88K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| Kera Capital Partners, Inc. | +1,749,184 | +4579.4% | 1,787,381 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | +778,095 | +41.2% | 2,666,430 |
| Arax Advisory Partners | +326,863 | +16367.7% | 328,860 |
| Thomas J. Herzfeld Advisors, Inc. | +321,280 | +31.6% | 1,336,680 |
| Cetera Investment Advisers | +311,506 | +24.9% | 1,562,805 |
| ROYAL BANK OF CANADA | +309,575 | +27.0% | 1,455,400 |
| OSAIC HOLDINGS, INC. | +268,126 | +25.1% | 1,335,061 |
| ENVESTNET ASSET MANAGEMENT INC | +266,774 | +18.2% | 1,734,753 |
| RAYMOND JAMES FINANCIAL INC | +176,023 | +22.6% | 955,315 |
| UBS Group AG | +153,820 | +8.0% | 2,071,032 |
| Invesco Ltd. | +111,029 | +7.6% | 1,568,820 |
| MML INVESTORS SERVICES, LLC | +94,537 | +11.2% | 936,545 |
| Estate Planners Group, LLC | +94,176 | +4.0% | 2,464,791 |
| Retirement Planning Group, LLC | +81,697 | +33.1% | 328,435 |
| PRINCIPAL SECURITIES, INC. | +71,793 | +38.0% | 260,787 |
| Ausdal Financial Partners, Inc. | +42,128 | +50.1% | 126,215 |
| COHEN & STEERS, INC. | +35,000 | +2.9% | 1,256,789 |
| HRT FINANCIAL LP | +33,639 | +173.0% | 53,082 |
| INTEGRITY ALLIANCE, LLC. | +29,787 | +11.1% | 298,689 |
| BANK OF AMERICA CORP /DE | +24,499 | +4.1% | 627,834 |