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GOF

Guggenheim Strategic Opportunities Fund
1W: +2.1% 1M: -5.2% 3M: -18.9% YTD: -29.6% 1Y: -39.6% 3Y: -17.7% 5Y: -19.6%
$8.74
+0.15 (+1.81%)
 
Weekly Expected Move ±2.5%
$8 $9 $9 $9 $9
ETF NYSE · AUM $1.9B

Institutional Ownership — GOF

235
Institutional Holders
+8 vs prior quarter
0.0%
Ownership
+0.00pp
518M
Total Invested
36
New Positions
90
Increased
77
Reduced
21
Closed
0.00
Put/Call Ratio

Ownership Trends

Top Institutional Holders (254 total)

# Holder Shares Value Change Change % Holding Period Filing
1 MORGAN STANLEY 6,845,822 60M -1,291,380 -15.9% 60Q SEC ↗
2 RIVERNORTH CAPITAL MANAGEMENT, LLC 2,666,430 23M +778,095 +41.2% 3Q SEC ↗
3 Estate Planners Group, LLC 2,464,791 22M +94,176 +4.0% 3Q SEC ↗
4 LPL Financial LLC 2,448,496 21M -69,107 -2.7% 61Q SEC ↗
5 VERUS CAPITAL PARTNERS, LLC 2,402,001 21M -75,087 -3.0% 18Q SEC ↗
6 UBS Group AG 2,071,032 18M +153,820 +8.0% 47Q SEC ↗
7 Kera Capital Partners, Inc. 1,787,381 16M +1,749,184 +4579.4% 3Q SEC ↗
8 ENVESTNET ASSET MANAGEMENT INC 1,734,753 15M +266,774 +18.2% 21Q SEC ↗
9 Invesco Ltd. 1,568,820 14M +111,029 +7.6% 3Q SEC ↗
10 Cetera Investment Advisers 1,562,805 14M +311,506 +24.9% 33Q SEC ↗
11 ROYAL BANK OF CANADA 1,455,400 13M +309,575 +27.0% 61Q SEC ↗
12 Thomas J. Herzfeld Advisors, Inc. 1,336,680 12M +321,280 +31.6% 3Q SEC ↗
13 OSAIC HOLDINGS, INC. 1,335,061 12M +268,126 +25.1% 26Q SEC ↗
14 COHEN & STEERS, INC. 1,256,789 11M +35,000 +2.9% 20Q SEC ↗
15 Logan Stone Capital, LLC 1,204,833 11M -94,270 -7.3% 3Q SEC ↗
16 RAYMOND JAMES FINANCIAL INC 955,315 8M +176,023 +22.6% 7Q SEC ↗
17 CreativeOne Wealth, LLC 948,818 8M +2,003 +0.2% 18Q SEC ↗
18 MML INVESTORS SERVICES, LLC 936,545 8M +94,537 +11.2% 38Q SEC ↗
19 Secure Asset Management, LLC 631,456 6M +8,013 +1.3% 9Q SEC ↗
20 BANK OF AMERICA CORP /DE 627,834 5M +24,499 +4.1% 15Q SEC ↗
21 PETRA FINANCIAL ADVISORS INC 476,910 4M +7,531 +1.6% 13Q SEC ↗
22 TRUIST FINANCIAL CORP 476,318 4M -88,142 -15.6% 27Q SEC ↗
23 Advisory Solutions Group, LLC NEW 472,129 4M — +0.0% 1Q SEC ↗
24 Janney Montgomery Scott LLC 423,639 4M +3,376 +0.8% 52Q SEC ↗
25 Arax Advisory Partners 328,860 3M +326,863 +16367.7% 4Q SEC ↗
26 Retirement Planning Group, LLC 328,435 3M +81,697 +33.1% 16Q SEC ↗
27 U.S. Capital Wealth Advisors, LLC 316,813 3M +10,070 +3.3% 9Q SEC ↗
28 Harpswell Capital Advisors, LLC 304,093 3M -23,524 -7.2% 3Q SEC ↗
29 INTEGRITY ALLIANCE, LLC. 298,689 3M +29,787 +11.1% 4Q SEC ↗
30 Integrated Wealth Concepts LLC 277,401 2M +3,580 +1.3% 17Q SEC ↗
31 Baird Financial Group, Inc. 269,991 2M +17,078 +6.8% 26Q SEC ↗
32 PRINCIPAL SECURITIES, INC. 260,787 2M +71,793 +38.0% 11Q SEC ↗
33 Private Advisor Group, LLC 253,258 2M +13,577 +5.7% 22Q SEC ↗
34 AE Wealth Management LLC 252,886 2M +1,780 +0.7% 9Q SEC ↗
35 Integrity Advisory Solutions, LLC NEW 252,389 2M — +0.0% 1Q SEC ↗
36 Richmond Brothers, Inc. 247,151 2M -11,254 -4.4% 19Q SEC ↗
37 Gridiron Partners, LLC NEW 226,477 2M — +0.0% 1Q SEC ↗
38 MOSAIC FAMILY WEALTH PARTNERS, LLC 225,080 2M +23,725 +11.8% 15Q SEC ↗
39 ELEVATION POINT WEALTH PARTNERS, LLC 224,433 2M +4,898 +2.2% 4Q SEC ↗
40 Vestmark Advisory Solutions, Inc. 224,433 2M -834 -0.4% 4Q SEC ↗
41 BlackRock, Inc. 221,191 2M — +0.0% 6Q SEC ↗
42 IMC-Chicago, LLC NEW 217,872 2M — +0.0% 1Q SEC ↗
43 Cambridge Investment Research Advisors 196,502 2M +9,135 +4.9% 53Q SEC ↗
44 WEDBUSH SECURITIES INC 192,139 2M +6,747 +3.6% 20Q SEC ↗
45 Marks Group Wealth Management, Inc 190,195 2M — +0.0% 25Q SEC ↗
46 CARY STREET PARTNERS FINANCIAL LLC 182,722 2M +3,340 +1.9% 4Q SEC ↗
47 XTX Topco Ltd 176,409 2M -101,692 -36.6% 3Q SEC ↗
48 COMMONWEALTH EQUITY SERVICES, LLC 166,928 1M +9,535 +6.1% 35Q SEC ↗
49 Quantinno Capital Management LP NEW 166,360 1M — +0.0% 1Q SEC ↗
50 PNC Financial Services Group, Inc. 164,030 1M -9,548 -5.5% 15Q SEC ↗

Recent Activity

New Positions (20)
Sold Out (20)
Biggest Increases (20)
HolderAddedChange %Total Shares
Kera Capital Partners, Inc. +1,749,184 +4579.4% 1,787,381
RIVERNORTH CAPITAL MANAGEMENT, LLC +778,095 +41.2% 2,666,430
Arax Advisory Partners +326,863 +16367.7% 328,860
Thomas J. Herzfeld Advisors, Inc. +321,280 +31.6% 1,336,680
Cetera Investment Advisers +311,506 +24.9% 1,562,805
ROYAL BANK OF CANADA +309,575 +27.0% 1,455,400
OSAIC HOLDINGS, INC. +268,126 +25.1% 1,335,061
ENVESTNET ASSET MANAGEMENT INC +266,774 +18.2% 1,734,753
RAYMOND JAMES FINANCIAL INC +176,023 +22.6% 955,315
UBS Group AG +153,820 +8.0% 2,071,032
Invesco Ltd. +111,029 +7.6% 1,568,820
MML INVESTORS SERVICES, LLC +94,537 +11.2% 936,545
Estate Planners Group, LLC +94,176 +4.0% 2,464,791
Retirement Planning Group, LLC +81,697 +33.1% 328,435
PRINCIPAL SECURITIES, INC. +71,793 +38.0% 260,787
Ausdal Financial Partners, Inc. +42,128 +50.1% 126,215
COHEN & STEERS, INC. +35,000 +2.9% 1,256,789
HRT FINANCIAL LP +33,639 +173.0% 53,082
INTEGRITY ALLIANCE, LLC. +29,787 +11.1% 298,689
BANK OF AMERICA CORP /DE +24,499 +4.1% 627,834
Biggest Decreases (20)
HolderReducedChange %Total Shares
MORGAN STANLEY -1,291,380 -15.9% 6,845,822
AMERIPRISE FINANCIAL INC -144,536 -70.3% 60,971
XTX Topco Ltd -101,692 -36.6% 176,409
Logan Stone Capital, LLC -94,270 -7.3% 1,204,833
TRUIST FINANCIAL CORP -88,142 -15.6% 476,318
VERUS CAPITAL PARTNERS, LLC -75,087 -3.0% 2,402,001
READYSTATE ASSET MANAGEMENT LP -72,790 -79.5% 18,741
LPL Financial LLC -69,107 -2.7% 2,448,496
Noble Wealth Management PBC -54,050 -99.4% 350
Patriot Financial Group Insurance A -34,868 -72.2% 13,438
Thrivent Financial for Lutherans -24,647 -27.8% 64,030
Harpswell Capital Advisors, LLC -23,524 -7.2% 304,093
PENSION & WEALTH MANAGEMENT ADVISOR -20,868 -43.4% 27,170
Brookstone Capital Management -20,701 -48.6% 21,898
PFG Investments, LLC -17,438 -21.6% 63,255
Tennessee Valley Asset Management P -13,657 -8.0% 158,023
WOLVERINE ASSET MANAGEMENT LLC -11,790 -43.9% 15,047
Richmond Brothers, Inc. -11,254 -4.4% 247,151
Vann Equity Management LLC -9,971 -42.1% 13,701
Corient Private Wealth LP -9,958 -38.2% 16,083

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms