GUG
Guggenheim Active Allocation Fund
1W: -0.3%
1M: -8.9%
3M: -12.4%
YTD: -8.0%
1Y: -9.7%
3Y: +27.0%
$13.90
-0.04 (-0.29%)
Weekly Expected Move ±2.8%
$13
$14
$14
$14
$15
Institutional Ownership — GUG
52
Institutional Holders
-4 vs prior quarter
0.0%
Ownership
+0.00pp
169M
Total Invested
9
New Positions
15
Increased
19
Reduced
6
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (62 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 2,865,899 | $40M | +27,151 | +1.0% | 19Q | SEC ↗ |
| 2 | BANK OF AMERICA CORP /DE | 960,147 | $13M | +45,183 | +4.9% | 15Q | SEC ↗ |
| 3 | GUGGENHEIM CAPITAL LLC | 950,000 | $13M | — | +0.0% | 15Q | SEC ↗ |
| 4 | COHEN & STEERS, INC. | 863,149 | $12M | +15,000 | +1.8% | 18Q | SEC ↗ |
| 5 | Atlas Wealth LLC NEW | 848,495 | $12M | — | +0.0% | 1Q | SEC ↗ |
| 6 | Advisors Asset Management, Inc. | 801,539 | $11M | -2,808 | -0.3% | 15Q | SEC ↗ |
| 7 | RAYMOND JAMES FINANCIAL INC | 781,046 | $11M | +72,092 | +10.2% | 7Q | SEC ↗ |
| 8 | Baird Financial Group, Inc. | 676,913 | $9M | -53,391 | -7.3% | 14Q | SEC ↗ |
| 9 | WELLS FARGO & COMPANY/MN | 665,643 | $9M | +369,050 | +124.4% | 19Q | SEC ↗ |
| 10 | ROYAL BANK OF CANADA | 498,064 | $7M | -1,950 | -0.4% | 19Q | SEC ↗ |
| 11 | Pathstone Holdings, LLC | 371,088 | $5M | -517,784 | -58.3% | 11Q | SEC ↗ |
| 12 | Steward Partners Investment Advisory, | 174,918 | $2M | +24,798 | +16.5% | 10Q | SEC ↗ |
| 13 | Sanctuary Advisors, LLC NEW | 109,996 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 14 | Kestra Advisory Services, LLC NEW | 100,518 | $1M | — | +0.0% | 1Q | SEC ↗ |
| 15 | Invesco Ltd. | 84,145 | $1M | -813 | -1.0% | 7Q | SEC ↗ |
| 16 | Closed-End Fund Advisors, Inc. | 80,586 | $1M | -26,102 | -24.5% | 3Q | SEC ↗ |
| 17 | STIFEL FINANCIAL CORP | 49,054 | $682K | +928 | +1.9% | 18Q | SEC ↗ |
| 18 | OPPENHEIMER & CO INC | 43,824 | $609K | -23,139 | -34.6% | 15Q | SEC ↗ |
| 19 | Concurrent Investment Advisors, LLC | 40,738 | $566K | +2,317 | +6.0% | 10Q | SEC ↗ |
| 20 | J.W. COLE ADVISORS, INC. | 39,190 | $545K | +21,920 | +126.9% | 15Q | SEC ↗ |
| 21 | OSAIC HOLDINGS, INC. | 38,286 | $532K | -1,436 | -3.6% | 16Q | SEC ↗ |
| 22 | LPL Financial LLC | 34,227 | $476K | -4,680 | -12.0% | 7Q | SEC ↗ |
| 23 | Aviance Capital Partners, LLC | 32,915 | $458K | +1,248 | +3.9% | 12Q | SEC ↗ |
| 24 | World Investment Advisors | 32,529 | $452K | — | +0.0% | 4Q | SEC ↗ |
| 25 | CITADEL ADVISORS LLC | 32,181 | $447K | +2,000 | +6.6% | 2Q | SEC ↗ |
| 26 | JOURNEY STRATEGIC WEALTH LLC | 31,939 | $444K | +4,000 | +14.3% | 15Q | SEC ↗ |
| 27 | HighTower Advisors, LLC NEW | 31,939 | $444K | — | +0.0% | 1Q | SEC ↗ |
| 28 | Rockefeller Capital Management L.P. | 30,780 | $428K | +150 | +0.5% | 8Q | SEC ↗ |
| 29 | Beacon Pointe Advisors, LLC NEW | 29,342 | $408K | — | +0.0% | 1Q | SEC ↗ |
| 30 | JANE STREET GROUP, LLC NEW | 21,882 | $304K | — | +0.0% | 1Q | SEC ↗ |
| 31 | DAVENPORT & Co LLC | 19,234 | $267K | -264 | -1.4% | 15Q | SEC ↗ |
| 32 | UBS Group AG | 18,100 | $252K | -443 | -2.4% | 18Q | SEC ↗ |
| 33 | Cetera Investment Advisers | 18,013 | $250K | -25,681 | -58.8% | 10Q | SEC ↗ |
| 34 | Orion Porfolio Solutions, LLC NEW | 16,059 | $223K | — | +0.0% | 1Q | SEC ↗ |
| 35 | Cambridge Investment Research Advisors | 15,110 | $210K | +92 | +0.6% | 3Q | SEC ↗ |
| 36 | High Net Worth Advisory Group LLC | 12,735 | $177K | +180 | +1.4% | 3Q | SEC ↗ |
| 37 | WEDBUSH SECURITIES INC | 12,365 | $172K | +1,550 | +14.3% | 10Q | SEC ↗ |
| 38 | ENVESTNET ASSET MANAGEMENT INC | 10,778 | $150K | -29,994 | -73.6% | 10Q | SEC ↗ |
| 39 | Geneos Wealth Management Inc. | 3,000 | $42K | — | +0.0% | 15Q | SEC ↗ |
| 40 | Larson Financial Group LLC | 3,000 | $42K | — | +0.0% | 5Q | SEC ↗ |
| 41 | Noble Wealth Management PBC | 2,700 | $38K | — | +0.0% | 4Q | SEC ↗ |
| 42 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT NEW | 2,101 | $29K | — | +0.0% | 1Q | SEC ↗ |
| 43 | HARBOUR INVESTMENTS, INC. | 1,500 | $21K | — | +0.0% | 17Q | SEC ↗ |
| 44 | Institute for Wealth Management, LLC. NEW | 995 | $14K | — | +0.0% | 1Q | SEC ↗ |
| 45 | JPMORGAN CHASE & CO | 550 | $8K | — | +0.0% | 8Q | SEC ↗ |
| 46 | Farther Finance Advisors, LLC | 357 | $5K | — | +0.0% | 2Q | SEC ↗ |
| 47 | HIGHLINE WEALTH PARTNERS LLC | 187 | $3K | — | +0.0% | 2Q | SEC ↗ |
| 48 | CORRADO ADVISORS, LLC | 0 | $0K | -180,342 | -100.0% | 16Q | SEC ↗ |
| 49 | TSFG, LLC | 0 | $0K | -1,734 | -100.0% | 5Q | SEC ↗ |
| 50 | Focus Partners Wealth | 0 | $0K | -75,699 | -100.0% | 2Q | SEC ↗ |
Recent Activity
New Positions (9)
| Holder | Shares | Value |
|---|---|---|
| Atlas Wealth LLC | 848,495 | $12M |
| Sanctuary Advisors, LLC | 109,996 | $2M |
| Kestra Advisory Services, LLC | 100,518 | $1M |
| HighTower Advisors, LLC | 31,939 | $444K |
| Beacon Pointe Advisors, LLC | 29,342 | $408K |
| JANE STREET GROUP, LLC | 21,882 | $304K |
| Orion Porfolio Solutions, LLC | 16,059 | $223K |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | 2,101 | $29K |
| Institute for Wealth Management, LL | 995 | $14K |
Sold Out (15)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| CORRADO ADVISORS, LLC | 180,342 | $3M |
| Focus Partners Wealth | 75,699 | $1M |
| Ascentis Independent Advisors | 48,577 | $675K |
| Marex Group plc | 27,847 | $387K |
| Independent Advisor Alliance | 18,590 | $258K |
| COMMONWEALTH EQUITY SERVICES, LLC | 15,133 | $210K |
| 1607 Capital Partners, LLC | 12,600 | $175K |
| Kingsview Wealth Management, LLC | 12,395 | $172K |
| U.S. Capital Wealth Advisors, LLC | 11,802 | $164K |
| XTX Topco Ltd | 10,861 | $151K |
| SouthState Bank Corp | 8,425 | $117K |
| Annis Gardner Whiting Capital Advis | 7,500 | $104K |
| TSFG, LLC | 1,734 | $24K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT | 500 | $7K |
| CENTRAL TRUST Co | 1 | $0K |
Biggest Increases (16)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| WELLS FARGO & COMPANY/MN | +369,050 | +124.4% | 665,643 |
| RAYMOND JAMES FINANCIAL INC | +72,092 | +10.2% | 781,046 |
| BANK OF AMERICA CORP /DE | +45,183 | +4.9% | 960,147 |
| MORGAN STANLEY | +27,151 | +1.0% | 2,865,899 |
| Steward Partners Investment Advisor | +24,798 | +16.5% | 174,918 |
| J.W. COLE ADVISORS, INC. | +21,920 | +126.9% | 39,190 |
| COHEN & STEERS, INC. | +15,000 | +1.8% | 863,149 |
| JOURNEY STRATEGIC WEALTH LLC | +4,000 | +14.3% | 31,939 |
| Concurrent Investment Advisors, LLC | +2,317 | +6.0% | 40,738 |
| CITADEL ADVISORS LLC | +2,000 | +6.6% | 32,181 |
| WEDBUSH SECURITIES INC | +1,550 | +14.3% | 12,365 |
| Aviance Capital Partners, LLC | +1,248 | +3.9% | 32,915 |
| STIFEL FINANCIAL CORP | +928 | +1.9% | 49,054 |
| High Net Worth Advisory Group LLC | +180 | +1.4% | 12,735 |
| Rockefeller Capital Management L.P. | +150 | +0.5% | 30,780 |
| Cambridge Investment Research Advis | +92 | +0.6% | 15,110 |
Biggest Decreases (13)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Pathstone Holdings, LLC | -517,784 | -58.3% | 371,088 |
| Baird Financial Group, Inc. | -53,391 | -7.3% | 676,913 |
| ENVESTNET ASSET MANAGEMENT INC | -29,994 | -73.6% | 10,778 |
| Closed-End Fund Advisors, Inc. | -26,102 | -24.5% | 80,586 |
| Cetera Investment Advisers | -25,681 | -58.8% | 18,013 |
| OPPENHEIMER & CO INC | -23,139 | -34.6% | 43,824 |
| LPL Financial LLC | -4,680 | -12.0% | 34,227 |
| Advisors Asset Management, Inc. | -2,808 | -0.3% | 801,539 |
| ROYAL BANK OF CANADA | -1,950 | -0.4% | 498,064 |
| OSAIC HOLDINGS, INC. | -1,436 | -3.6% | 38,286 |
| Invesco Ltd. | -813 | -1.0% | 84,145 |
| UBS Group AG | -443 | -2.4% | 18,100 |
| DAVENPORT & Co LLC | -264 | -1.4% | 19,234 |