HPS
John Hancock Preferred Income Fund III
1W: -2.3%
1M: -10.7%
3M: -16.3%
YTD: -15.2%
1Y: -20.4%
3Y: +10.6%
5Y: -5.5%
$12.15
+0.16 (+1.33%)
Weekly Expected Move ±2.2%
$12
$12
$12
$12
$13
Institutional Ownership — HPS
74
Institutional Holders
+6 vs prior quarter
0.0%
Ownership
+0.00pp
62M
Total Invested
14
New Positions
23
Increased
18
Reduced
4
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (80 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,291,717 | $16M | +60,464 | +4.9% | 47Q | SEC ↗ |
| 2 | MORGAN STANLEY | 837,423 | $10M | +61,469 | +7.9% | 60Q | SEC ↗ |
| 3 | LPL Financial LLC | 298,403 | $4M | -17,287 | -5.5% | 61Q | SEC ↗ |
| 4 | Invesco Ltd. | 217,859 | $3M | +2,900 | +1.3% | 65Q | SEC ↗ |
| 5 | AMERIPRISE FINANCIAL INC | 176,393 | $2M | +8,130 | +4.8% | 16Q | SEC ↗ |
| 6 | Cetera Investment Advisers | 176,029 | $2M | +9,369 | +5.6% | 10Q | SEC ↗ |
| 7 | ROYAL BANK OF CANADA | 156,415 | $2M | -8,504 | -5.2% | 67Q | SEC ↗ |
| 8 | BANK OF AMERICA CORP /DE | 149,439 | $2M | +2,438 | +1.7% | 15Q | SEC ↗ |
| 9 | Fiera Capital Corp | 114,018 | $1M | +3,321 | +3.0% | 22Q | SEC ↗ |
| 10 | OSAIC HOLDINGS, INC. | 65,386 | $794K | +17,870 | +37.6% | 26Q | SEC ↗ |
| 11 | COHEN & STEERS, INC. | 61,234 | $744K | — | +0.0% | 6Q | SEC ↗ |
| 12 | J.W. COLE ADVISORS, INC. NEW | 58,240 | $708K | — | +0.0% | 1Q | SEC ↗ |
| 13 | COMMONWEALTH EQUITY SERVICES, LLC | 52,099 | $633K | -32 | -0.1% | 35Q | SEC ↗ |
| 14 | GUGGENHEIM CAPITAL LLC | 48,366 | $588K | -64,524 | -57.2% | 7Q | SEC ↗ |
| 15 | Sowell Financial Services LLC | 46,397 | $564K | -1,708 | -3.6% | 7Q | SEC ↗ |
| 16 | WELLS FARGO & COMPANY/MN | 45,587 | $554K | +5,112 | +12.6% | 90Q | SEC ↗ |
| 17 | Pine Valley Investments Ltd Liability | 44,953 | $546K | -17,279 | -27.8% | 14Q | SEC ↗ |
| 18 | Live Oak Private Wealth LLC | 38,630 | $469K | — | +0.0% | 25Q | SEC ↗ |
| 19 | Western Wealth Management, LLC | 32,232 | $392K | +24 | +0.1% | 2Q | SEC ↗ |
| 20 | PHILADELPHIA TRUST CO | 27,820 | $338K | — | +0.0% | 17Q | SEC ↗ |
| 21 | Activest Wealth Management | 27,057 | $329K | -31,532 | -53.8% | 11Q | SEC ↗ |
| 22 | Post Resch Tallon Group Inc. | 25,836 | $314K | +27 | +0.1% | 7Q | SEC ↗ |
| 23 | Arkfeld Wealth Strategies, L.L.C. | 25,815 | $314K | +351 | +1.4% | 26Q | SEC ↗ |
| 24 | WEALTH ENHANCEMENT ADVISORY SERVICES, | 25,380 | $308K | -1,200 | -4.5% | 5Q | SEC ↗ |
| 25 | Janney Montgomery Scott LLC | 23,705 | $288K | +1,531 | +6.9% | 7Q | SEC ↗ |
| 26 | NewEdge Advisors, LLC | 20,757 | $252K | +3,157 | +17.9% | 19Q | SEC ↗ |
| 27 | Gladstone Institutional Advisory LLC | 20,731 | $252K | +25 | +0.1% | 2Q | SEC ↗ |
| 28 | HARBOUR INVESTMENTS, INC. | 19,652 | $239K | +299 | +1.5% | 17Q | SEC ↗ |
| 29 | READYSTATE ASSET MANAGEMENT LP NEW | 17,374 | $211K | — | +0.0% | 1Q | SEC ↗ |
| 30 | KEYBANK NATIONAL ASSOCIATION/OH | 17,000 | $207K | — | +0.0% | 16Q | SEC ↗ |
| 31 | RAYMOND JAMES FINANCIAL INC | 15,991 | $194K | -1,186 | -6.9% | 7Q | SEC ↗ |
| 32 | Focus Financial Network, Inc. | 14,776 | $180K | +2,260 | +18.1% | 6Q | SEC ↗ |
| 33 | STIFEL FINANCIAL CORP | 14,465 | $176K | — | +0.0% | 9Q | SEC ↗ |
| 34 | Sanctuary Advisors, LLC | 14,408 | $175K | +113 | +0.8% | 5Q | SEC ↗ |
| 35 | OneAscent Financial Services LLC | 12,750 | $155K | — | +0.0% | 2Q | SEC ↗ |
| 36 | WEDBUSH SECURITIES INC | 12,000 | $146K | -6,750 | -36.0% | 32Q | SEC ↗ |
| 37 | Mariner, LLC | 11,456 | $139K | -882 | -7.1% | 7Q | SEC ↗ |
| 38 | HRT FINANCIAL LP NEW | 11,401 | $139K | — | +0.0% | 1Q | SEC ↗ |
| 39 | B. Riley Wealth Advisors, Inc. | 11,295 | $137K | +135 | +1.2% | 3Q | SEC ↗ |
| 40 | PW Nova Financial Services LLC | 10,854 | $132K | +241 | +2.3% | 3Q | SEC ↗ |
| 41 | Cherry Creek Investment Advisors, Inc. | 10,000 | $122K | — | +0.0% | 3Q | SEC ↗ |
| 42 | Rockefeller Capital Management L.P. | 7,937 | $96K | — | +0.0% | 4Q | SEC ↗ |
| 43 | MERCER GLOBAL ADVISORS INC /ADV NEW | 6,755 | $82K | — | +0.0% | 1Q | SEC ↗ |
| 44 | ROTHSCHILD INVESTMENT LLC | 6,000 | $73K | +4,500 | +300.0% | 11Q | SEC ↗ |
| 45 | COMPASS FINANCIAL MANAGEMENT LLC NEW | 5,685 | $69K | — | +0.0% | 1Q | SEC ↗ |
| 46 | Global Retirement Partners, LLC NEW | 3,510 | $43K | — | +0.0% | 1Q | SEC ↗ |
| 47 | FIFTH THIRD BANCORP | 3,250 | $39K | -3,223 | -49.8% | 2Q | SEC ↗ |
| 48 | Integrated Wealth Concepts LLC NEW | 2,606 | $32K | — | +0.0% | 1Q | SEC ↗ |
| 49 | BankPlus Trust Department | 2,505 | $30K | — | +0.0% | 7Q | SEC ↗ |
| 50 | PRIVATE TRUST CO NA | 2,000 | $24K | — | +0.0% | 17Q | SEC ↗ |
Recent Activity
New Positions (14)
| Holder | Shares | Value |
|---|---|---|
| J.W. COLE ADVISORS, INC. | 58,240 | $708K |
| READYSTATE ASSET MANAGEMENT LP | 17,374 | $211K |
| HRT FINANCIAL LP | 11,401 | $139K |
| MERCER GLOBAL ADVISORS INC /ADV | 6,755 | $82K |
| COMPASS FINANCIAL MANAGEMENT LLC | 5,685 | $69K |
| Global Retirement Partners, LLC | 3,510 | $43K |
| Integrated Wealth Concepts LLC | 2,606 | $32K |
| Arax Advisory Partners | 1,658 | $20K |
| Crews Bank & Trust | 1,000 | $12K |
| LifeSteps Financial, Inc. | 750 | $9K |
| IFG Advisory, LLC | 731 | $9K |
| ENTRUST FINANCIAL LLC | 700 | $9K |
| Institute for Wealth Management, LL | 495 | $6K |
| ASSETMARK, INC | 5 | $0K |
Sold Out (10)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| HighTower Advisors, LLC | 22,666 | $275K |
| Logan Stone Capital, LLC | 18,084 | $220K |
| JANE STREET GROUP, LLC | 14,887 | $181K |
| IHT Wealth Management, LLC | 11,512 | $140K |
| Kestra Advisory Services, LLC | 6,372 | $77K |
| Larson Financial Group LLC | 1,694 | $21K |
| CoreCap Advisors, LLC | 1,128 | $14K |
| MAI Capital Management | 680 | $8K |
| Asset Dedication, LLC | 300 | $4K |
| Advisory Services Network, LLC | 115 | $1K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| MORGAN STANLEY | +61,469 | +7.9% | 837,423 |
| UBS Group AG | +60,464 | +4.9% | 1,291,717 |
| OSAIC HOLDINGS, INC. | +17,870 | +37.6% | 65,386 |
| Cetera Investment Advisers | +9,369 | +5.6% | 176,029 |
| AMERIPRISE FINANCIAL INC | +8,130 | +4.8% | 176,393 |
| WELLS FARGO & COMPANY/MN | +5,112 | +12.6% | 45,587 |
| ROTHSCHILD INVESTMENT LLC | +4,500 | +300.0% | 6,000 |
| Fiera Capital Corp | +3,321 | +3.0% | 114,018 |
| NewEdge Advisors, LLC | +3,157 | +17.9% | 20,757 |
| Invesco Ltd. | +2,900 | +1.3% | 217,859 |
| BANK OF AMERICA CORP /DE | +2,438 | +1.7% | 149,439 |
| Focus Financial Network, Inc. | +2,260 | +18.1% | 14,776 |
| Janney Montgomery Scott LLC | +1,531 | +6.9% | 23,705 |
| Arkfeld Wealth Strategies, L.L.C. | +351 | +1.4% | 25,815 |
| HARBOUR INVESTMENTS, INC. | +299 | +1.5% | 19,652 |
| PW Nova Financial Services LLC | +241 | +2.3% | 10,854 |
| B. Riley Wealth Advisors, Inc. | +135 | +1.2% | 11,295 |
| Sanctuary Advisors, LLC | +113 | +0.8% | 14,408 |
| BARRETT & COMPANY, INC. | +28 | +2.3% | 1,245 |
| Post Resch Tallon Group Inc. | +27 | +0.1% | 25,836 |
Biggest Decreases (14)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| GUGGENHEIM CAPITAL LLC | -64,524 | -57.2% | 48,366 |
| Activest Wealth Management | -31,532 | -53.8% | 27,057 |
| LPL Financial LLC | -17,287 | -5.5% | 298,403 |
| Pine Valley Investments Ltd Liabili | -17,279 | -27.8% | 44,953 |
| ROYAL BANK OF CANADA | -8,504 | -5.2% | 156,415 |
| WEDBUSH SECURITIES INC | -6,750 | -36.0% | 12,000 |
| FIFTH THIRD BANCORP | -3,223 | -49.8% | 3,250 |
| Sowell Financial Services LLC | -1,708 | -3.6% | 46,397 |
| WEALTH ENHANCEMENT ADVISORY SERVICE | -1,200 | -4.5% | 25,380 |
| RAYMOND JAMES FINANCIAL INC | -1,186 | -6.9% | 15,991 |
| Mariner, LLC | -882 | -7.1% | 11,456 |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | -581 | -53.7% | 500 |
| Caldwell Trust Co | -195 | -50.0% | 195 |
| COMMONWEALTH EQUITY SERVICES, LLC | -32 | -0.1% | 52,099 |