JLS
Nuveen Mortgage and Income Fund
1W: +1.4%
1M: -2.1%
3M: -5.3%
YTD: -8.3%
1Y: -10.2%
3Y: +30.0%
5Y: +11.4%
$16.36
+0.06 (+0.37%)
Weekly Expected Move ±1.1%
$16
$16
$16
$17
$17
Institutional Ownership — JLS
33
Institutional Holders
+0 vs prior quarter
0.0%
Ownership
+0.00pp
38M
Total Invested
2
New Positions
13
Increased
11
Reduced
1
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (35 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 878,972 | $14M | -81,283 | -8.5% | 15Q | SEC ↗ |
| 2 | AMERIPRISE FINANCIAL INC | 368,549 | $6M | +72,044 | +24.3% | 10Q | SEC ↗ |
| 3 | Advisors Asset Management, Inc. | 87,984 | $1M | -68,742 | -43.9% | 9Q | SEC ↗ |
| 4 | MORGAN STANLEY | 86,892 | $1M | -6,705 | -7.2% | 60Q | SEC ↗ |
| 5 | Fiera Capital Corp | 67,056 | $1M | +1,696 | +2.6% | 8Q | SEC ↗ |
| 6 | Invesco Ltd. | 59,947 | $981K | +9,512 | +18.9% | 4Q | SEC ↗ |
| 7 | OSAIC HOLDINGS, INC. | 58,822 | $962K | +1,407 | +2.5% | 15Q | SEC ↗ |
| 8 | ENVESTNET ASSET MANAGEMENT INC | 57,224 | $936K | -60,536 | -51.4% | 31Q | SEC ↗ |
| 9 | WELLS FARGO & COMPANY/MN | 51,635 | $845K | +1,391 | +2.8% | 67Q | SEC ↗ |
| 10 | RAYMOND JAMES FINANCIAL INC | 49,360 | $808K | +1,649 | +3.5% | 7Q | SEC ↗ |
| 11 | NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 48,428 | $792K | — | +0.0% | 15Q | SEC ↗ |
| 12 | Venture Visionary Partners LLC | 46,782 | $765K | +25 | +0.1% | 10Q | SEC ↗ |
| 13 | Thomas J. Herzfeld Advisors, Inc. | 44,897 | $735K | -27,742 | -38.2% | 25Q | SEC ↗ |
| 14 | Compound Planning, Inc. | 41,876 | $685K | +267 | +0.6% | 8Q | SEC ↗ |
| 15 | FIRST TRUST ADVISORS LP | 37,080 | $607K | +1,204 | +3.4% | 14Q | SEC ↗ |
| 16 | Hennion & Walsh Asset Management, Inc. | 33,944 | $555K | +4,361 | +14.7% | 3Q | SEC ↗ |
| 17 | Clear Street Group Inc. NEW | 26,256 | $430K | — | +0.0% | 1Q | SEC ↗ |
| 18 | Baird Financial Group, Inc. | 21,950 | $359K | -141 | -0.6% | 26Q | SEC ↗ |
| 19 | Closed-End Fund Advisors, Inc. | 20,710 | $339K | -100 | -0.5% | 3Q | SEC ↗ |
| 20 | LPL Financial LLC | 19,816 | $324K | +680 | +3.6% | 4Q | SEC ↗ |
| 21 | Cetera Investment Advisers | 19,021 | $311K | -21,017 | -52.5% | 10Q | SEC ↗ |
| 22 | MELFA WEALTH MANAGEMENT, INC. | 18,744 | $307K | +73 | +0.4% | 11Q | SEC ↗ |
| 23 | Sowell Financial Services LLC | 18,576 | $304K | — | +0.0% | 28Q | SEC ↗ |
| 24 | STIFEL FINANCIAL CORP | 11,962 | $196K | — | +0.0% | 3Q | SEC ↗ |
| 25 | Cambridge Investment Research Advisors | 11,886 | $194K | +7 | +0.1% | 3Q | SEC ↗ |
| 26 | INTERNATIONAL ASSETS INVESTMENT MANAGE | 2,760 | $45K | — | +0.0% | 3Q | SEC ↗ |
| 27 | UBS Group AG | 679 | $11K | -557 | -45.1% | 47Q | SEC ↗ |
| 28 | EverSource Wealth Advisors, LLC | 500 | $8K | — | +0.0% | 15Q | SEC ↗ |
| 29 | Farther Finance Advisors, LLC | 296 | $5K | — | +0.0% | 2Q | SEC ↗ |
| 30 | Rockefeller Capital Management L.P. | 193 | $3K | -158 | -45.0% | 4Q | SEC ↗ |
| 31 | Integrated Wealth Concepts LLC NEW | 160 | $3K | — | +0.0% | 1Q | SEC ↗ |
| 32 | HIGHLINE WEALTH PARTNERS LLC | 150 | $2K | — | +0.0% | 3Q | SEC ↗ |
| 33 | Concorde Asset Management, LLC | 0 | $0K | -27,080 | -100.0% | 3Q | SEC ↗ |
| 34 | CHOREO, LLC | 0 | $0K | -10,758 | -100.0% | 8Q | SEC ↗ |
| 35 | Eagle Bay Advisors LLC | 0 | $0K | -1,384 | -100.0% | 1Q | SEC ↗ |
Recent Activity
New Positions (2)
| Holder | Shares | Value |
|---|---|---|
| Clear Street Group Inc. | 26,256 | $430K |
| Integrated Wealth Concepts LLC | 160 | $3K |
Sold Out (3)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Concorde Asset Management, LLC | 27,080 | $443K |
| CHOREO, LLC | 10,758 | $176K |
| Eagle Bay Advisors LLC | 1,384 | $23K |
Biggest Increases (13)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| AMERIPRISE FINANCIAL INC | +72,044 | +24.3% | 368,549 |
| Invesco Ltd. | +9,512 | +18.9% | 59,947 |
| Hennion & Walsh Asset Management, I | +4,361 | +14.7% | 33,944 |
| Fiera Capital Corp | +1,696 | +2.6% | 67,056 |
| RAYMOND JAMES FINANCIAL INC | +1,649 | +3.5% | 49,360 |
| OSAIC HOLDINGS, INC. | +1,407 | +2.5% | 58,822 |
| WELLS FARGO & COMPANY/MN | +1,391 | +2.8% | 51,635 |
| FIRST TRUST ADVISORS LP | +1,204 | +3.4% | 37,080 |
| LPL Financial LLC | +680 | +3.6% | 19,816 |
| Compound Planning, Inc. | +267 | +0.6% | 41,876 |
| MELFA WEALTH MANAGEMENT, INC. | +73 | +0.4% | 18,744 |
| Venture Visionary Partners LLC | +25 | +0.1% | 46,782 |
| Cambridge Investment Research Advis | +7 | +0.1% | 11,886 |
Biggest Decreases (10)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | -81,283 | -8.5% | 878,972 |
| Advisors Asset Management, Inc. | -68,742 | -43.9% | 87,984 |
| ENVESTNET ASSET MANAGEMENT INC | -60,536 | -51.4% | 57,224 |
| Thomas J. Herzfeld Advisors, Inc. | -27,742 | -38.2% | 44,897 |
| Cetera Investment Advisers | -21,017 | -52.5% | 19,021 |
| MORGAN STANLEY | -6,705 | -7.2% | 86,892 |
| UBS Group AG | -557 | -45.1% | 679 |
| Rockefeller Capital Management L.P. | -158 | -45.0% | 193 |
| Baird Financial Group, Inc. | -141 | -0.6% | 21,950 |
| Closed-End Fund Advisors, Inc. | -100 | -0.5% | 20,710 |