NIE
Virtus Equity & Convertible Income Fund
1W: -0.9%
1M: -2.4%
3M: -6.4%
YTD: -0.4%
1Y: +0.8%
3Y: +52.2%
5Y: +39.3%
$24.89
-0.01 (-0.04%)
Weekly Expected Move ±2.1%
$24
$24
$25
$25
$26
Institutional Ownership — NIE
99
Institutional Holders
+6 vs prior quarter
0.0%
Ownership
+0.00pp
199M
Total Invested
14
New Positions
39
Increased
28
Reduced
4
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (103 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 970,804 | $24M | +19,616 | +2.1% | 22Q | SEC ↗ |
| 2 | Advisors Asset Management, Inc. | 663,531 | $17M | -18,182 | -2.7% | 22Q | SEC ↗ |
| 3 | ROYAL BANK OF CANADA | 560,208 | $14M | -14,959 | -2.6% | 22Q | SEC ↗ |
| 4 | RAYMOND JAMES FINANCIAL INC | 546,758 | $14M | +26,605 | +5.1% | 7Q | SEC ↗ |
| 5 | MORGAN STANLEY | 508,646 | $13M | -13,043 | -2.5% | 22Q | SEC ↗ |
| 6 | GUGGENHEIM CAPITAL LLC | 487,072 | $12M | +23,832 | +5.1% | 22Q | SEC ↗ |
| 7 | Saba Capital Management, L.P. | 475,853 | $12M | +114,537 | +31.7% | 3Q | SEC ↗ |
| 8 | LPL Financial LLC | 343,482 | $9M | +52,773 | +18.2% | 22Q | SEC ↗ |
| 9 | WEALTH ENHANCEMENT ADVISORY SERVICES, | 277,185 | $7M | +20,269 | +7.9% | 12Q | SEC ↗ |
| 10 | SCHWARZ DYGOS WHEELER INVESTMENT ADVIS | 226,836 | $6M | +8,118 | +3.7% | 22Q | SEC ↗ |
| 11 | Invesco Ltd. | 138,527 | $3M | +16,300 | +13.3% | 22Q | SEC ↗ |
| 12 | UBS Group AG | 129,761 | $3M | -1,510 | -1.2% | 22Q | SEC ↗ |
| 13 | Allspring Global Investments Holdings, | 128,831 | $3M | +48,719 | +60.8% | 19Q | SEC ↗ |
| 14 | BANK OF AMERICA CORP /DE | 121,832 | $3M | +2,738 | +2.3% | 15Q | SEC ↗ |
| 15 | World Investment Advisors | 114,410 | $3M | -3,449 | -2.9% | 4Q | SEC ↗ |
| 16 | D.A. DAVIDSON & CO. | 103,773 | $3M | +24,456 | +30.8% | 13Q | SEC ↗ |
| 17 | OSAIC HOLDINGS, INC. | 93,578 | $2M | +16,265 | +21.0% | 22Q | SEC ↗ |
| 18 | EVOLVE PRIVATE WEALTH, LLC | 74,881 | $2M | -4,746 | -6.0% | 3Q | SEC ↗ |
| 19 | Cambridge Investment Research Advisors | 73,246 | $2M | -6,794 | -8.5% | 22Q | SEC ↗ |
| 20 | OxenFree Capital LLC | 72,798 | $2M | +7,574 | +11.6% | 11Q | SEC ↗ |
| 21 | WOLVERINE ASSET MANAGEMENT LLC | 66,997 | $2M | -24,389 | -26.7% | 6Q | SEC ↗ |
| 22 | &PARTNERS | 65,891 | $2M | +5,579 | +9.3% | 5Q | SEC ↗ |
| 23 | Capital Investment Advisors, LLC | 54,923 | $1M | -809 | -1.5% | 12Q | SEC ↗ |
| 24 | Calamos Advisors LLC | 51,308 | $1M | +3,420 | +7.1% | 4Q | SEC ↗ |
| 25 | Keystone Financial Group | 47,812 | $1M | +1,070 | +2.3% | 8Q | SEC ↗ |
| 26 | COMMONWEALTH EQUITY SERVICES, LLC | 46,211 | $1M | -1,921 | -4.0% | 22Q | SEC ↗ |
| 27 | FIRST TRUST ADVISORS LP | 44,331 | $1M | +10,543 | +31.2% | 2Q | SEC ↗ |
| 28 | Logan Stone Capital, LLC NEW | 43,459 | $1M | — | +0.0% | 1Q | SEC ↗ |
| 29 | Integrated Wealth Concepts LLC | 43,100 | $1M | +121 | +0.3% | 20Q | SEC ↗ |
| 30 | Kestra Advisory Services, LLC | 40,465 | $1M | +2,124 | +5.5% | 7Q | SEC ↗ |
| 31 | Thrivent Financial for Lutherans | 39,850 | $992K | — | +0.0% | 18Q | SEC ↗ |
| 32 | AMERIPRISE FINANCIAL INC | 35,705 | $889K | -8,466 | -19.2% | 16Q | SEC ↗ |
| 33 | Stolper Co | 34,455 | $858K | -3,270 | -8.7% | 16Q | SEC ↗ |
| 34 | Prospera Financial Services Inc | 33,200 | $826K | -42 | -0.1% | 5Q | SEC ↗ |
| 35 | PMG Family Office LLC | 32,392 | $806K | +645 | +2.0% | 4Q | SEC ↗ |
| 36 | Steward Partners Investment Advisory, | 31,004 | $772K | -250 | -0.8% | 22Q | SEC ↗ |
| 37 | Cornerstone Wealth Management, LLC | 30,307 | $754K | +2,497 | +9.0% | 14Q | SEC ↗ |
| 38 | STIFEL FINANCIAL CORP | 29,312 | $730K | -3,015 | -9.3% | 22Q | SEC ↗ |
| 39 | ROTHSCHILD INVESTMENT LLC | 28,991 | $722K | — | +0.0% | 11Q | SEC ↗ |
| 40 | Allworth Financial LP | 28,150 | $701K | -496 | -1.7% | 13Q | SEC ↗ |
| 41 | David J Yvars Group | 25,699 | $640K | +5,045 | +24.4% | 5Q | SEC ↗ |
| 42 | LEVEL FOUR ADVISORY SERVICES, LLC | 25,600 | $637K | +439 | +1.7% | 12Q | SEC ↗ |
| 43 | WEDBUSH SECURITIES INC | 25,546 | $636K | +9 | +0.0% | 22Q | SEC ↗ |
| 44 | Concurrent Investment Advisors, LLC | 24,274 | $604K | +323 | +1.3% | 2Q | SEC ↗ |
| 45 | Miller Financial Services LLC NEW | 23,200 | $577K | — | +0.0% | 1Q | SEC ↗ |
| 46 | BLUE BELL PRIVATE WEALTH MANAGEMENT, L | 21,548 | $536K | +11,491 | +114.3% | 4Q | SEC ↗ |
| 47 | Centurion Wealth Management LLC | 21,509 | $535K | — | +0.0% | 8Q | SEC ↗ |
| 48 | TRUIST FINANCIAL CORP | 19,579 | $487K | -466 | -2.3% | 22Q | SEC ↗ |
| 49 | READYSTATE ASSET MANAGEMENT LP NEW | 17,594 | $438K | — | +0.0% | 1Q | SEC ↗ |
| 50 | Baird Financial Group, Inc. | 17,305 | $431K | -1,594 | -8.4% | 15Q | SEC ↗ |
Recent Activity
New Positions (14)
| Holder | Shares | Value |
|---|---|---|
| Logan Stone Capital, LLC | 43,459 | $1M |
| Miller Financial Services LLC | 23,200 | $577K |
| READYSTATE ASSET MANAGEMENT LP | 17,594 | $438K |
| XTX Topco Ltd | 12,596 | $314K |
| Arkadios Wealth Advisors | 8,594 | $214K |
| SILVERLAKE WEALTH MANAGEMENT LLC | 8,163 | $203K |
| Graves Light Lenhart Wealth, Inc. | 7,867 | $196K |
| Mariner, LLC | 7,851 | $195K |
| Laird Norton Wetherby Trust Company | 7,820 | $195K |
| MERCER GLOBAL ADVISORS INC /ADV | 1,513 | $38K |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | 700 | $17K |
| Cape Investment Advisory, Inc. | 435 | $11K |
| FMR LLC | 141 | $4K |
| Russell Investments Group, Ltd. | 6 | $0K |
Sold Out (7)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Cornerstone Advisors, LLC | 108,972 | $3M |
| Hennion & Walsh Asset Management, I | 10,171 | $253K |
| Global Assets Advisory, LLC | 10,000 | $249K |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C | 8,263 | $206K |
| MAI Capital Management | 2,976 | $74K |
| VALLEY NATIONAL ADVISERS INC | 166 | $4K |
| Advisory Services Network, LLC | 65 | $2K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| Saba Capital Management, L.P. | +114,537 | +31.7% | 475,853 |
| LPL Financial LLC | +52,773 | +18.2% | 343,482 |
| Allspring Global Investments Holdin | +48,719 | +60.8% | 128,831 |
| RAYMOND JAMES FINANCIAL INC | +26,605 | +5.1% | 546,758 |
| D.A. DAVIDSON & CO. | +24,456 | +30.8% | 103,773 |
| GUGGENHEIM CAPITAL LLC | +23,832 | +5.1% | 487,072 |
| WEALTH ENHANCEMENT ADVISORY SERVICE | +20,269 | +7.9% | 277,185 |
| WELLS FARGO & COMPANY/MN | +19,616 | +2.1% | 970,804 |
| Invesco Ltd. | +16,300 | +13.3% | 138,527 |
| OSAIC HOLDINGS, INC. | +16,265 | +21.0% | 93,578 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT | +11,491 | +114.3% | 21,548 |
| FIRST TRUST ADVISORS LP | +10,543 | +31.2% | 44,331 |
| SCHWARZ DYGOS WHEELER INVESTMENT AD | +8,118 | +3.7% | 226,836 |
| OxenFree Capital LLC | +7,574 | +11.6% | 72,798 |
| &PARTNERS | +5,579 | +9.3% | 65,891 |
| David J Yvars Group | +5,045 | +24.4% | 25,699 |
| Calamos Advisors LLC | +3,420 | +7.1% | 51,308 |
| BANK OF AMERICA CORP /DE | +2,738 | +2.3% | 121,832 |
| Cornerstone Wealth Management, LLC | +2,497 | +9.0% | 30,307 |
| Kestra Advisory Services, LLC | +2,124 | +5.5% | 40,465 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Shaker Financial Services, LLC | -31,938 | -70.4% | 13,421 |
| WOLVERINE ASSET MANAGEMENT LLC | -24,389 | -26.7% | 66,997 |
| Advisors Asset Management, Inc. | -18,182 | -2.7% | 663,531 |
| Cetera Investment Advisers | -15,795 | -52.3% | 14,381 |
| ENVESTNET ASSET MANAGEMENT INC | -15,785 | -60.9% | 10,133 |
| ROYAL BANK OF CANADA | -14,959 | -2.6% | 560,208 |
| MORGAN STANLEY | -13,043 | -2.5% | 508,646 |
| AMERIPRISE FINANCIAL INC | -8,466 | -19.2% | 35,705 |
| Cambridge Investment Research Advis | -6,794 | -8.5% | 73,246 |
| EVOLVE PRIVATE WEALTH, LLC | -4,746 | -6.0% | 74,881 |
| World Investment Advisors | -3,449 | -2.9% | 114,410 |
| Stolper Co | -3,270 | -8.7% | 34,455 |
| STIFEL FINANCIAL CORP | -3,015 | -9.3% | 29,312 |
| COMMONWEALTH EQUITY SERVICES, LLC | -1,921 | -4.0% | 46,211 |
| Baird Financial Group, Inc. | -1,594 | -8.4% | 17,305 |
| UBS Group AG | -1,510 | -1.2% | 129,761 |
| DAYMARK WEALTH PARTNERS, LLC | -1,000 | -10.4% | 8,661 |
| INTERNATIONAL ASSETS INVESTMENT MAN | -925 | -7.4% | 11,610 |
| Capital Investment Advisors, LLC | -809 | -1.5% | 54,923 |
| Allworth Financial LP | -496 | -1.7% | 28,150 |