NMAI
Nuveen Multi-Asset Income Fund
1W: +1.3%
1M: -0.2%
3M: +2.5%
YTD: +12.0%
1Y: +12.5%
3Y: +68.1%
$14.26
-0.20 (-1.38%)
Weekly Expected Move ±2.5%
$14
$14
$14
$15
$15
Institutional Ownership — NMAI
90
Institutional Holders
-7 vs prior quarter
0.0%
Ownership
+0.00pp
82M
Total Invested
7
New Positions
29
Increased
33
Reduced
13
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (102 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 863,331 | $12M | -124,372 | -12.6% | 19Q | SEC ↗ |
| 2 | UBS Group AG | 690,881 | $10M | +19,527 | +2.9% | 19Q | SEC ↗ |
| 3 | Penserra Capital Management LLC | 561,723 | $8M | +21,430 | +4.0% | 8Q | SEC ↗ |
| 4 | Pathstone Holdings, LLC | 502,864 | $7M | -558,200 | -52.6% | 7Q | SEC ↗ |
| 5 | LPL Financial LLC | 451,617 | $6M | +27,696 | +6.5% | 17Q | SEC ↗ |
| 6 | Advisors Asset Management, Inc. | 255,802 | $4M | +20,764 | +8.8% | 3Q | SEC ↗ |
| 7 | STIFEL FINANCIAL CORP | 228,667 | $3M | +11,584 | +5.3% | 19Q | SEC ↗ |
| 8 | Navis Wealth Advisors, LLC NEW | 213,038 | $3M | — | +0.0% | 1Q | SEC ↗ |
| 9 | ROYAL BANK OF CANADA | 185,846 | $3M | -54,345 | -22.6% | 19Q | SEC ↗ |
| 10 | D.A. DAVIDSON & CO. | 144,737 | $2M | +13,507 | +10.3% | 19Q | SEC ↗ |
| 11 | Cetera Investment Advisers | 116,910 | $2M | -21,901 | -15.8% | 15Q | SEC ↗ |
| 12 | FIRST TRUST ADVISORS LP | 116,430 | $2M | +3,609 | +3.2% | 19Q | SEC ↗ |
| 13 | Hennion & Walsh Asset Management, Inc. | 96,340 | $1M | +45,899 | +91.0% | 3Q | SEC ↗ |
| 14 | BANK OF AMERICA CORP /DE | 90,907 | $1M | +3,745 | +4.3% | 15Q | SEC ↗ |
| 15 | RAYMOND JAMES FINANCIAL INC | 86,036 | $1M | +2,131 | +2.5% | 7Q | SEC ↗ |
| 16 | OSAIC HOLDINGS, INC. | 83,518 | $1M | +3,678 | +4.6% | 19Q | SEC ↗ |
| 17 | Closed-End Fund Advisors, Inc. | 64,361 | $918K | +1,531 | +2.4% | 3Q | SEC ↗ |
| 18 | Calamos Advisors LLC | 62,051 | $885K | +4,137 | +7.1% | 4Q | SEC ↗ |
| 19 | Rockefeller Capital Management L.P. | 58,757 | $838K | — | +0.0% | 19Q | SEC ↗ |
| 20 | Cambridge Investment Research Advisors | 58,270 | $831K | +4,041 | +7.5% | 19Q | SEC ↗ |
| 21 | EVOLVE PRIVATE WEALTH, LLC | 54,259 | $774K | -2,703 | -4.7% | 3Q | SEC ↗ |
| 22 | JPMORGAN CHASE & CO | 53,041 | $756K | +1,164 | +2.2% | 19Q | SEC ↗ |
| 23 | PMG Family Office LLC | 47,242 | $674K | +1,316 | +2.9% | 4Q | SEC ↗ |
| 24 | NWF Advisory Services Inc. | 45,411 | $648K | +1,850 | +4.2% | 6Q | SEC ↗ |
| 25 | HUB Investment Partners, LLC | 44,542 | $635K | +590 | +1.3% | 2Q | SEC ↗ |
| 26 | Advisory Services Network, LLC | 44,391 | $633K | +5,617 | +14.5% | 4Q | SEC ↗ |
| 27 | Janney Montgomery Scott LLC | 43,283 | $617K | +3,877 | +9.8% | 7Q | SEC ↗ |
| 28 | NewEdge Advisors, LLC | 36,814 | $525K | -2,633 | -6.7% | 19Q | SEC ↗ |
| 29 | MILLENNIUM MANAGEMENT LLC | 32,523 | $464K | -26,286 | -44.7% | 13Q | SEC ↗ |
| 30 | BLUE BELL PRIVATE WEALTH MANAGEMENT, L | 31,001 | $442K | -500 | -1.6% | 11Q | SEC ↗ |
| 31 | Gladstone Institutional Advisory LLC | 30,000 | $428K | — | +0.0% | 18Q | SEC ↗ |
| 32 | COMMONWEALTH EQUITY SERVICES, LLC | 29,785 | $425K | +188 | +0.6% | 19Q | SEC ↗ |
| 33 | Invesco Ltd. | 28,773 | $410K | +499 | +1.8% | 4Q | SEC ↗ |
| 34 | SILVERLAKE WEALTH MANAGEMENT LLC | 27,479 | $392K | — | +0.0% | 19Q | SEC ↗ |
| 35 | MELFA WEALTH MANAGEMENT, INC. | 27,305 | $389K | — | +0.0% | 4Q | SEC ↗ |
| 36 | HighTower Advisors, LLC | 25,828 | $368K | — | +0.0% | 4Q | SEC ↗ |
| 37 | Fortitude Advisory Group L.L.C. | 25,658 | $366K | +3,040 | +13.4% | 15Q | SEC ↗ |
| 38 | INTERNATIONAL ASSETS INVESTMENT MANAGE | 24,984 | $356K | +4,515 | +22.1% | 5Q | SEC ↗ |
| 39 | Virtu Financial LLC NEW | 24,457 | $349K | — | +0.0% | 1Q | SEC ↗ |
| 40 | XTX Topco Ltd NEW | 19,562 | $279K | — | +0.0% | 1Q | SEC ↗ |
| 41 | Private Advisor Group, LLC | 19,139 | $273K | -21,617 | -53.0% | 6Q | SEC ↗ |
| 42 | MML INVESTORS SERVICES, LLC | 17,164 | $245K | — | +0.0% | 19Q | SEC ↗ |
| 43 | READYSTATE ASSET MANAGEMENT LP NEW | 16,989 | $242K | — | +0.0% | 1Q | SEC ↗ |
| 44 | Kestra Advisory Services, LLC | 16,558 | $236K | -570 | -3.3% | 3Q | SEC ↗ |
| 45 | Koshinski Asset Management, Inc. | 16,209 | $231K | — | +0.0% | 10Q | SEC ↗ |
| 46 | Kovack Advisors, Inc. NEW | 12,755 | $182K | — | +0.0% | 1Q | SEC ↗ |
| 47 | Merit Financial Group, LLC | 11,338 | $162K | -1,341 | -10.6% | 5Q | SEC ↗ |
| 48 | KESTRA PRIVATE WEALTH SERVICES, LLC | 11,314 | $161K | -2,290 | -16.8% | 2Q | SEC ↗ |
| 49 | Integrated Wealth Concepts LLC | 11,000 | $157K | -10,780 | -49.5% | 17Q | SEC ↗ |
| 50 | ENVESTNET ASSET MANAGEMENT INC | 10,515 | $150K | -33,932 | -76.3% | 2Q | SEC ↗ |
Recent Activity
New Positions (8)
| Holder | Shares | Value |
|---|---|---|
| Navis Wealth Advisors, LLC | 213,038 | $3M |
| Virtu Financial LLC | 24,457 | $349K |
| XTX Topco Ltd | 19,562 | $279K |
| READYSTATE ASSET MANAGEMENT LP | 16,989 | $242K |
| Kovack Advisors, Inc. | 12,755 | $182K |
| MERCER GLOBAL ADVISORS INC /ADV | 4,407 | $63K |
| Global Retirement Partners, LLC | 764 | $11K |
| CWM, LLC | 500 | $7K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Heron Bay Capital Management | 287,763 | $4M |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 116,794 | $2M |
| Saba Capital Management, L.P. | 75,279 | $1M |
| Shaker Financial Services, LLC | 42,232 | $602K |
| SFG Wealth Management, LLC. | 29,150 | $416K |
| HRT FINANCIAL LP | 26,210 | $374K |
| WOLVERINE ASSET MANAGEMENT LLC | 25,897 | $369K |
| WEALTH ENHANCEMENT ADVISORY SERVICE | 13,938 | $199K |
| Avior Wealth Management, LLC | 13,249 | $189K |
| JANE STREET GROUP, LLC | 11,840 | $169K |
| Waverly Advisors, LLC | 10,723 | $153K |
| J.W. COLE ADVISORS, INC. | 10,056 | $143K |
| MAI Capital Management | 5,175 | $74K |
| Garton & Associates Financial Advis | 3,187 | $45K |
| Sound Income Strategies, LLC | 1,905 | $27K |
| FLAGSHIP HARBOR ADVISORS, LLC | 1,173 | $17K |
| PNC Financial Services Group, Inc. | 1,172 | $17K |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | 800 | $11K |
| Ascentis Independent Advisors | 568 | $8K |
| MassMutual Private Wealth & Trust, | 500 | $7K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| Hennion & Walsh Asset Management, I | +45,899 | +91.0% | 96,340 |
| LPL Financial LLC | +27,696 | +6.5% | 451,617 |
| Penserra Capital Management LLC | +21,430 | +4.0% | 561,723 |
| Advisors Asset Management, Inc. | +20,764 | +8.8% | 255,802 |
| UBS Group AG | +19,527 | +2.9% | 690,881 |
| D.A. DAVIDSON & CO. | +13,507 | +10.3% | 144,737 |
| STIFEL FINANCIAL CORP | +11,584 | +5.3% | 228,667 |
| Advisory Services Network, LLC | +5,617 | +14.5% | 44,391 |
| INTERNATIONAL ASSETS INVESTMENT MAN | +4,515 | +22.1% | 24,984 |
| Calamos Advisors LLC | +4,137 | +7.1% | 62,051 |
| Cambridge Investment Research Advis | +4,041 | +7.5% | 58,270 |
| Janney Montgomery Scott LLC | +3,877 | +9.8% | 43,283 |
| BANK OF AMERICA CORP /DE | +3,745 | +4.3% | 90,907 |
| OSAIC HOLDINGS, INC. | +3,678 | +4.6% | 83,518 |
| FIRST TRUST ADVISORS LP | +3,609 | +3.2% | 116,430 |
| Allworth Financial LP | +3,459 | +329.1% | 4,510 |
| Fortitude Advisory Group L.L.C. | +3,040 | +13.4% | 25,658 |
| RAYMOND JAMES FINANCIAL INC | +2,131 | +2.5% | 86,036 |
| NWF Advisory Services Inc. | +1,850 | +4.2% | 45,411 |
| Closed-End Fund Advisors, Inc. | +1,531 | +2.4% | 64,361 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Pathstone Holdings, LLC | -558,200 | -52.6% | 502,864 |
| MORGAN STANLEY | -124,372 | -12.6% | 863,331 |
| ROYAL BANK OF CANADA | -54,345 | -22.6% | 185,846 |
| ENVESTNET ASSET MANAGEMENT INC | -33,932 | -76.3% | 10,515 |
| MILLENNIUM MANAGEMENT LLC | -26,286 | -44.7% | 32,523 |
| Cetera Investment Advisers | -21,901 | -15.8% | 116,910 |
| Private Advisor Group, LLC | -21,617 | -53.0% | 19,139 |
| Integrated Wealth Concepts LLC | -10,780 | -49.5% | 11,000 |
| FIFTH THIRD BANCORP | -3,264 | -99.3% | 22 |
| EVOLVE PRIVATE WEALTH, LLC | -2,703 | -4.7% | 54,259 |
| NewEdge Advisors, LLC | -2,633 | -6.7% | 36,814 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | -2,290 | -16.8% | 11,314 |
| Merit Financial Group, LLC | -1,341 | -10.6% | 11,338 |
| N.E.W. Advisory Services LLC | -910 | -55.6% | 728 |
| Kestra Advisory Services, LLC | -570 | -3.3% | 16,558 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT | -500 | -1.6% | 31,001 |
| Pinnacle Wealth Planning Services, | -313 | -58.5% | 222 |
| WPG Advisers, LLC | -95 | -40.4% | 140 |
| HIGHLINE WEALTH PARTNERS LLC | -47 | -20.9% | 178 |
| BlackRock, Inc. | -28 | -32.6% | 58 |