OPP
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
1W: +0.7%
1M: -4.9%
3M: -7.9%
YTD: -9.9%
1Y: -15.5%
3Y: +20.9%
5Y: -12.2%
$6.95
+0.04 (+0.58%)
Weekly Expected Move ±1.6%
$7
$7
$7
$7
$7
Institutional Ownership — OPP
68
Institutional Holders
-1 vs prior quarter
0.0%
Ownership
+0.00pp
70M
Total Invested
6
New Positions
22
Increased
22
Reduced
8
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (73 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 2,229,539 | 15M | +32,003 | +1.5% | 36Q | SEC ↗ |
| 2 | WELLS FARGO & COMPANY/MN | 1,651,237 | 11M | +154,431 | +10.3% | 39Q | SEC ↗ |
| 3 | ROYAL BANK OF CANADA | 894,981 | 6M | -126,972 | -12.4% | 39Q | SEC ↗ |
| 4 | Advisors Asset Management, Inc. | 672,863 | 5M | +152,738 | +29.4% | 5Q | SEC ↗ |
| 5 | SIT INVESTMENT ASSOCIATES INC | 536,704 | 4M | +6,816 | +1.3% | 3Q | SEC ↗ |
| 6 | Pathstone Holdings, LLC | 522,990 | 4M | +176,847 | +51.1% | 3Q | SEC ↗ |
| 7 | RIVERBRIDGE PARTNERS LLC | 240,803 | 2M | +3,708 | +1.6% | 10Q | SEC ↗ |
| 8 | J.W. COLE ADVISORS, INC. NEW | 232,070 | 2M | — | +0.0% | 1Q | SEC ↗ |
| 9 | 1607 Capital Partners, LLC | 198,749 | 1M | -138,712 | -41.1% | 15Q | SEC ↗ |
| 10 | NewEdge Advisors, LLC | 186,728 | 1M | +10,687 | +6.1% | 19Q | SEC ↗ |
| 11 | UBS Group AG | 173,560 | 1M | -39,635 | -18.6% | 40Q | SEC ↗ |
| 12 | PFG Investments, LLC | 137,960 | 959K | +168 | +0.1% | 10Q | SEC ↗ |
| 13 | LPL Financial LLC | 128,349 | 892K | +1,777 | +1.4% | 19Q | SEC ↗ |
| 14 | Baird Financial Group, Inc. | 127,126 | 884K | +3,507 | +2.8% | 34Q | SEC ↗ |
| 15 | Verity Asset Management, Inc. | 93,465 | 650K | +4,606 | +5.2% | 14Q | SEC ↗ |
| 16 | OSAIC HOLDINGS, INC. | 77,117 | 536K | -9,193 | -10.7% | 26Q | SEC ↗ |
| 17 | SeaCrest Wealth Management, LLC | 74,142 | 515K | +8,482 | +12.9% | 35Q | SEC ↗ |
| 18 | Yakira Capital Management, Inc. | 66,462 | 462K | -7,028 | -9.6% | 3Q | SEC ↗ |
| 19 | WEDBUSH SECURITIES INC | 62,400 | 434K | — | +0.0% | 18Q | SEC ↗ |
| 20 | FIRST FOUNDATION ADVISORS | 61,339 | 426K | — | +0.0% | 28Q | SEC ↗ |
| 21 | Kestra Advisory Services, LLC | 57,020 | 396K | — | +0.0% | 7Q | SEC ↗ |
| 22 | Next Capital Management LLC | 55,109 | 383K | — | +0.0% | 5Q | SEC ↗ |
| 23 | Shaker Financial Services, LLC | 48,388 | 336K | -71,323 | -59.6% | 5Q | SEC ↗ |
| 24 | Total Wealth Planning & Management, In | 46,058 | 320K | +1,298 | +2.9% | 3Q | SEC ↗ |
| 25 | READYSTATE ASSET MANAGEMENT LP NEW | 42,963 | 299K | — | +0.0% | 1Q | SEC ↗ |
| 26 | Closed-End Fund Advisors, Inc. | 42,324 | 294K | +1,689 | +4.2% | 3Q | SEC ↗ |
| 27 | Post Resch Tallon Group Inc. | 39,418 | 274K | +9,602 | +32.2% | 6Q | SEC ↗ |
| 28 | FIFTH THIRD BANCORP | 37,297 | 259K | -56 | -0.1% | 2Q | SEC ↗ |
| 29 | CSS LLC/IL | 31,339 | 218K | — | +0.0% | 3Q | SEC ↗ |
| 30 | Navis Wealth Advisors, LLC | 31,258 | 217K | +1,082 | +3.6% | 20Q | SEC ↗ |
| 31 | RAYMOND JAMES FINANCIAL INC | 28,294 | 197K | +2,833 | +11.1% | 7Q | SEC ↗ |
| 32 | Powell Investment Advisors, LLC | 27,636 | 192K | +289 | +1.1% | 7Q | SEC ↗ |
| 33 | WFA of San Diego, LLC | 22,000 | 153K | +6,825 | +45.0% | 3Q | SEC ↗ |
| 34 | STIFEL FINANCIAL CORP | 21,824 | 152K | -514 | -2.3% | 35Q | SEC ↗ |
| 35 | CoreCap Advisors, LLC | 18,900 | 131K | +3,689 | +24.3% | 13Q | SEC ↗ |
| 36 | Sanctuary Advisors, LLC NEW | 17,802 | 124K | — | +0.0% | 1Q | SEC ↗ |
| 37 | Perennial Investment Advisors, LLC | 16,272 | 113K | +175 | +1.1% | 14Q | SEC ↗ |
| 38 | COMMONWEALTH EQUITY SERVICES, LLC | 15,842 | 110K | -11,624 | -42.3% | 21Q | SEC ↗ |
| 39 | Almitas Capital LLC | 14,511 | 101K | -19,452 | -57.3% | 3Q | SEC ↗ |
| 40 | Advisory Solutions Group, LLC NEW | 13,605 | 95K | — | +0.0% | 1Q | SEC ↗ |
| 41 | Ausdal Financial Partners, Inc. | 12,771 | 89K | +442 | +3.6% | 7Q | SEC ↗ |
| 42 | Fiduciary Group, LLC | 12,100 | 84K | — | +0.0% | 38Q | SEC ↗ |
| 43 | Prime Capital Investment Advisors, LLC | 11,546 | 80K | -22,619 | -66.2% | 8Q | SEC ↗ |
| 44 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11,452 | 80K | -768 | -6.3% | 3Q | SEC ↗ |
| 45 | HOLLENCREST CAPITAL MANAGEMENT | 10,945 | 76K | — | +0.0% | 15Q | SEC ↗ |
| 46 | Rockefeller Capital Management L.P. | 8,521 | 59K | — | +0.0% | 4Q | SEC ↗ |
| 47 | Global Retirement Partners, LLC NEW | 6,676 | 46K | — | +0.0% | 1Q | SEC ↗ |
| 48 | Noble Wealth Management PBC | 5,548 | 39K | -4,084 | -42.4% | 2Q | SEC ↗ |
| 49 | LANARK FINANCIAL, INC. | 5,085 | 35K | — | +0.0% | 12Q | SEC ↗ |
| 50 | PNC Financial Services Group, Inc. | 5,000 | 35K | — | +0.0% | 8Q | SEC ↗ |
Recent Activity
New Positions (6)
| Holder | Shares | Value |
|---|---|---|
| J.W. COLE ADVISORS, INC. | 232,070 | 2M |
| READYSTATE ASSET MANAGEMENT LP | 42,963 | 299K |
| Sanctuary Advisors, LLC | 17,802 | 124K |
| Advisory Solutions Group, LLC | 13,605 | 95K |
| Global Retirement Partners, LLC | 6,676 | 46K |
| Nemes Rush Group LLC | 800 | 6K |
Sold Out (12)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Gateway Wealth Partners, LLC | 39,226 | 273K |
| Logan Stone Capital, LLC | 23,704 | 165K |
| JANE STREET GROUP, LLC | 23,179 | 161K |
| HRT FINANCIAL LP | 17,885 | 124K |
| Ascentis Independent Advisors | 16,484 | 115K |
| HighTower Advisors, LLC | 13,509 | 94K |
| CITADEL ADVISORS LLC | 12,019 | 84K |
| &PARTNERS | 11,375 | 79K |
| WEALTH ENHANCEMENT ADVISORY SERVICE | 10,995 | 76K |
| Advisory Services Network, LLC | 3,369 | 23K |
| BANK OF AMERICA CORP /DE | 3,068 | 21K |
| NATIONAL BANK OF CANADA /FI | 2,164 | 15K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| Pathstone Holdings, LLC | +176,847 | +51.1% | 522,990 |
| WELLS FARGO & COMPANY/MN | +154,431 | +10.3% | 1,651,237 |
| Advisors Asset Management, Inc. | +152,738 | +29.4% | 672,863 |
| MORGAN STANLEY | +32,003 | +1.5% | 2,229,539 |
| NewEdge Advisors, LLC | +10,687 | +6.1% | 186,728 |
| Post Resch Tallon Group Inc. | +9,602 | +32.2% | 39,418 |
| SeaCrest Wealth Management, LLC | +8,482 | +12.9% | 74,142 |
| WFA of San Diego, LLC | +6,825 | +45.0% | 22,000 |
| SIT INVESTMENT ASSOCIATES INC | +6,816 | +1.3% | 536,704 |
| Verity Asset Management, Inc. | +4,606 | +5.2% | 93,465 |
| RIVERBRIDGE PARTNERS LLC | +3,708 | +1.6% | 240,803 |
| CoreCap Advisors, LLC | +3,689 | +24.3% | 18,900 |
| Baird Financial Group, Inc. | +3,507 | +2.8% | 127,126 |
| RAYMOND JAMES FINANCIAL INC | +2,833 | +11.1% | 28,294 |
| LPL Financial LLC | +1,777 | +1.4% | 128,349 |
| Closed-End Fund Advisors, Inc. | +1,689 | +4.2% | 42,324 |
| Total Wealth Planning & Management, | +1,298 | +2.9% | 46,058 |
| Navis Wealth Advisors, LLC | +1,082 | +3.6% | 31,258 |
| Ausdal Financial Partners, Inc. | +442 | +3.6% | 12,771 |
| Powell Investment Advisors, LLC | +289 | +1.1% | 27,636 |
Biggest Decreases (14)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| 1607 Capital Partners, LLC | -138,712 | -41.1% | 198,749 |
| ROYAL BANK OF CANADA | -126,972 | -12.4% | 894,981 |
| Shaker Financial Services, LLC | -71,323 | -59.6% | 48,388 |
| UBS Group AG | -39,635 | -18.6% | 173,560 |
| Prime Capital Investment Advisors, | -22,619 | -66.2% | 11,546 |
| Almitas Capital LLC | -19,452 | -57.3% | 14,511 |
| COMMONWEALTH EQUITY SERVICES, LLC | -11,624 | -42.3% | 15,842 |
| OSAIC HOLDINGS, INC. | -9,193 | -10.7% | 77,117 |
| Yakira Capital Management, Inc. | -7,028 | -9.6% | 66,462 |
| Noble Wealth Management PBC | -4,084 | -42.4% | 5,548 |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | -768 | -6.3% | 11,452 |
| STIFEL FINANCIAL CORP | -514 | -2.3% | 21,824 |
| FIFTH THIRD BANCORP | -56 | -0.1% | 37,297 |
| WPG Advisers, LLC | -2 | -0.2% | 1,210 |