PFL
PIMCO Income Strategy Fund
1W: +0.7%
1M: -6.3%
3M: -10.5%
YTD: -15.9%
1Y: -15.7%
3Y: +20.3%
5Y: -3.5%
$6.98
+0.07 (+1.01%)
Weekly Expected Move ±2.0%
$7
$7
$7
$7
$7
Institutional Ownership — PFL
99
Institutional Holders
+9 vs prior quarter
0.0%
Ownership
+0.00pp
65M
Total Invested
13
New Positions
33
Increased
33
Reduced
16
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (102 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | AMERIPRISE FINANCIAL INC | 886,431 | 6M | +81,424 | +10.1% | 16Q | SEC ↗ |
| 2 | GUGGENHEIM CAPITAL LLC | 880,069 | 6M | -74,960 | -7.8% | 15Q | SEC ↗ |
| 3 | MORGAN STANLEY | 594,857 | 4M | +5,818 | +1.0% | 60Q | SEC ↗ |
| 4 | INDEPENDENT FINANCIAL GROUP, LLC | 524,739 | 4M | -25,416 | -4.6% | 19Q | SEC ↗ |
| 5 | LPL Financial LLC | 432,726 | 3M | +12,841 | +3.1% | 61Q | SEC ↗ |
| 6 | HOHIMER WEALTH MANAGEMENT, LLC | 390,256 | 3M | -45,011 | -10.3% | 4Q | SEC ↗ |
| 7 | Invesco Ltd. | 348,669 | 2M | +17,228 | +5.2% | 65Q | SEC ↗ |
| 8 | GraniteShares Advisors LLC | 335,388 | 2M | +43,900 | +15.1% | 3Q | SEC ↗ |
| 9 | Shaker Financial Services, LLC | 295,080 | 2M | +251,849 | +582.6% | 2Q | SEC ↗ |
| 10 | STIFEL FINANCIAL CORP | 281,194 | 2M | +5,274 | +1.9% | 18Q | SEC ↗ |
| 11 | CENTAURUS FINANCIAL, INC. | 257,011 | 2M | +2,631 | +1.0% | 10Q | SEC ↗ |
| 12 | Cetera Investment Advisers | 254,097 | 2M | +39,590 | +18.5% | 10Q | SEC ↗ |
| 13 | ROYAL BANK OF CANADA | 246,959 | 2M | +11,484 | +4.9% | 67Q | SEC ↗ |
| 14 | OSAIC HOLDINGS, INC. | 224,184 | 2M | -10,462 | -4.5% | 26Q | SEC ↗ |
| 15 | BANK OF AMERICA CORP /DE | 204,405 | 1M | -784 | -0.4% | 15Q | SEC ↗ |
| 16 | COMMONWEALTH EQUITY SERVICES, LLC | 180,611 | 1M | -17,188 | -8.7% | 35Q | SEC ↗ |
| 17 | Pinnacle Financial Partners, Inc. | 140,301 | 979K | -655 | -0.5% | 3Q | SEC ↗ |
| 18 | Lido Advisors, LLC | 123,883 | 865K | +105,068 | +558.4% | 13Q | SEC ↗ |
| 19 | TRUIST FINANCIAL CORP | 93,980 | 656K | +1,568 | +1.7% | 27Q | SEC ↗ |
| 20 | HORIZON KINETICS ASSET MANAGEMENT LLC | 93,252 | 651K | — | +0.0% | 30Q | SEC ↗ |
| 21 | Cambridge Investment Research Advisors | 82,172 | 574K | -6,094 | -6.9% | 48Q | SEC ↗ |
| 22 | NewEdge Advisors, LLC | 70,753 | 494K | -8,897 | -11.2% | 19Q | SEC ↗ |
| 23 | Geneos Wealth Management Inc. | 65,719 | 459K | +12,763 | +24.1% | 11Q | SEC ↗ |
| 24 | RAYMOND JAMES FINANCIAL INC | 62,209 | 434K | +2,840 | +4.8% | 7Q | SEC ↗ |
| 25 | UBS Group AG | 60,248 | 421K | +43,108 | +251.5% | 47Q | SEC ↗ |
| 26 | WELLS FARGO & COMPANY/MN | 60,134 | 420K | -351,714 | -85.4% | 89Q | SEC ↗ |
| 27 | Cypress Capital Group | 58,213 | 406K | — | +0.0% | 5Q | SEC ↗ |
| 28 | J.W. COLE ADVISORS, INC. NEW | 54,677 | 382K | — | +0.0% | 1Q | SEC ↗ |
| 29 | JANE STREET GROUP, LLC | 52,118 | 364K | +13,803 | +36.0% | 6Q | SEC ↗ |
| 30 | Janney Montgomery Scott LLC | 48,510 | 339K | +3,151 | +6.9% | 8Q | SEC ↗ |
| 31 | Kestra Advisory Services, LLC | 46,173 | 322K | -7,581 | -14.1% | 24Q | SEC ↗ |
| 32 | Sanctuary Advisors, LLC | 43,345 | 303K | +1,268 | +3.0% | 9Q | SEC ↗ |
| 33 | CITADEL ADVISORS LLC NEW | 42,564 | 297K | — | +0.0% | 1Q | SEC ↗ |
| 34 | TD Waterhouse Canada Inc. | 41,665 | 291K | +16,880 | +68.1% | 19Q | SEC ↗ |
| 35 | SILVER OAK SECURITIES, INCORPORATED | 41,333 | 289K | -5,010 | -10.8% | 3Q | SEC ↗ |
| 36 | Noble Wealth Management PBC | 38,262 | 267K | — | +0.0% | 4Q | SEC ↗ |
| 37 | StoneX Group Inc. | 36,389 | 254K | +16,511 | +83.1% | 7Q | SEC ↗ |
| 38 | D.A. DAVIDSON & CO. | 36,233 | 253K | +476 | +1.3% | 30Q | SEC ↗ |
| 39 | IMC-Chicago, LLC NEW | 31,932 | 223K | — | +0.0% | 1Q | SEC ↗ |
| 40 | Stratos Wealth Partners, LTD. | 27,079 | 189K | +1,930 | +7.7% | 6Q | SEC ↗ |
| 41 | Fortitude Advisory Group L.L.C. | 26,745 | 187K | +6,273 | +30.6% | 12Q | SEC ↗ |
| 42 | SHUFRO ROSE & CO LLC | 24,100 | 168K | — | +0.0% | 67Q | SEC ↗ |
| 43 | PFG Investments, LLC | 23,500 | 164K | — | +0.0% | 6Q | SEC ↗ |
| 44 | Elm3 Financial Group, LLC | 22,527 | 157K | -3,358 | -13.0% | 7Q | SEC ↗ |
| 45 | Beacon Pointe Advisors, LLC | 21,344 | 149K | +385 | +1.8% | 3Q | SEC ↗ |
| 46 | BlackRock, Inc. | 19,764 | 138K | — | +0.0% | 6Q | SEC ↗ |
| 47 | Armor Investment Advisors, LLC | 18,524 | 129K | -3,212 | -14.8% | 39Q | SEC ↗ |
| 48 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT | 17,940 | 125K | -3,466 | -16.2% | 36Q | SEC ↗ |
| 49 | Bensler, LLC NEW | 17,530 | 122K | — | +0.0% | 1Q | SEC ↗ |
| 50 | NATIONAL BANK OF CANADA /FI | 17,113 | 119K | — | +0.0% | 19Q | SEC ↗ |
Recent Activity
New Positions (13)
| Holder | Shares | Value |
|---|---|---|
| J.W. COLE ADVISORS, INC. | 54,677 | 382K |
| CITADEL ADVISORS LLC | 42,564 | 297K |
| IMC-Chicago, LLC | 31,932 | 223K |
| Bensler, LLC | 17,530 | 122K |
| Foundations Investment Advisors, LL | 15,203 | 106K |
| XTX Topco Ltd | 14,170 | 99K |
| HRT FINANCIAL LP | 12,455 | 87K |
| NOMURA HOLDINGS INC | 12,000 | 84K |
| Alpine Global Management, LLC | 11,975 | 84K |
| Centennial Bank/AR | 10,000 | 70K |
| Integrated Wealth Concepts LLC | 9,469 | 66K |
| MERCER GLOBAL ADVISORS INC /ADV | 6,018 | 42K |
| JPMORGAN CHASE & CO | 3,117 | 22K |
Sold Out (18)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Navis Wealth Advisors, LLC | 68,651 | 479K |
| TWO SIGMA SECURITIES, LLC | 23,539 | 164K |
| Kingsview Wealth Management, LLC | 18,951 | 132K |
| Mariner, LLC | 11,376 | 79K |
| Integrity Advisory Solutions, LLC | 10,803 | 75K |
| Semus Wealth Partners LLC | 10,149 | 71K |
| Shay Capital LLC | 10,100 | 70K |
| Clear Point Advisors Inc. | 5,642 | 39K |
| Ascentis Independent Advisors | 2,500 | 17K |
| Caldwell Trust Co | 1,500 | 10K |
| Financial Freedom, LLC | 929 | 6K |
| Advisory Services Network, LLC | 648 | 5K |
| JONES FINANCIAL COMPANIES LLLP | 635 | 4K |
| Tower Research Capital LLC (TRC) | 595 | 4K |
| AdvisorNet Financial, Inc | 510 | 4K |
| GHP Investment Advisors, Inc. | 500 | 3K |
| Key Financial Inc | 488 | 3K |
| Osbon Capital Management LLC | 326 | 2K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| Shaker Financial Services, LLC | +251,849 | +582.6% | 295,080 |
| Lido Advisors, LLC | +105,068 | +558.4% | 123,883 |
| AMERIPRISE FINANCIAL INC | +81,424 | +10.1% | 886,431 |
| GraniteShares Advisors LLC | +43,900 | +15.1% | 335,388 |
| UBS Group AG | +43,108 | +251.5% | 60,248 |
| Cetera Investment Advisers | +39,590 | +18.5% | 254,097 |
| Invesco Ltd. | +17,228 | +5.2% | 348,669 |
| TD Waterhouse Canada Inc. | +16,880 | +68.1% | 41,665 |
| StoneX Group Inc. | +16,511 | +83.1% | 36,389 |
| JANE STREET GROUP, LLC | +13,803 | +36.0% | 52,118 |
| LPL Financial LLC | +12,841 | +3.1% | 432,726 |
| Geneos Wealth Management Inc. | +12,763 | +24.1% | 65,719 |
| ROYAL BANK OF CANADA | +11,484 | +4.9% | 246,959 |
| Fortitude Advisory Group L.L.C. | +6,273 | +30.6% | 26,745 |
| MORGAN STANLEY | +5,818 | +1.0% | 594,857 |
| STIFEL FINANCIAL CORP | +5,274 | +1.9% | 281,194 |
| CoreCap Advisors, LLC | +4,000 | +47.9% | 12,345 |
| Janney Montgomery Scott LLC | +3,151 | +6.9% | 48,510 |
| RAYMOND JAMES FINANCIAL INC | +2,840 | +4.8% | 62,209 |
| CENTAURUS FINANCIAL, INC. | +2,631 | +1.0% | 257,011 |
Biggest Decreases (17)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| WELLS FARGO & COMPANY/MN | -351,714 | -85.4% | 60,134 |
| GUGGENHEIM CAPITAL LLC | -74,960 | -7.8% | 880,069 |
| HOHIMER WEALTH MANAGEMENT, LLC | -45,011 | -10.3% | 390,256 |
| INDEPENDENT FINANCIAL GROUP, LLC | -25,416 | -4.6% | 524,739 |
| COMMONWEALTH EQUITY SERVICES, LLC | -17,188 | -8.7% | 180,611 |
| OSAIC HOLDINGS, INC. | -10,462 | -4.5% | 224,184 |
| NewEdge Advisors, LLC | -8,897 | -11.2% | 70,753 |
| Kestra Advisory Services, LLC | -7,581 | -14.1% | 46,173 |
| Cambridge Investment Research Advis | -6,094 | -6.9% | 82,172 |
| SILVER OAK SECURITIES, INCORPORATED | -5,010 | -10.8% | 41,333 |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | -3,466 | -16.2% | 17,940 |
| Elm3 Financial Group, LLC | -3,358 | -13.0% | 22,527 |
| Armor Investment Advisors, LLC | -3,212 | -14.8% | 18,524 |
| Western Wealth Management, LLC | -2,753 | -16.4% | 14,035 |
| INTEGRITY ALLIANCE, LLC. | -850 | -5.9% | 13,477 |
| BANK OF AMERICA CORP /DE | -784 | -0.4% | 204,405 |
| Pinnacle Financial Partners, Inc. | -655 | -0.5% | 140,301 |