PFO
Flaherty & Crumrine Preferred Income Opportunity Fund Inc.
1W: -0.9%
1M: -4.4%
3M: -6.8%
YTD: -7.8%
1Y: -11.2%
3Y: +36.6%
5Y: -10.9%
$8.61
-0.01 (-0.12%)
Weekly Expected Move ±1.3%
$8
$9
$9
$9
$9
Institutional Ownership — PFO
59
Institutional Holders
+4 vs prior quarter
0.0%
Ownership
+0.00pp
37M
Total Invested
8
New Positions
18
Increased
21
Reduced
8
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (63 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 1,720,165 | $15M | +199,859 | +13.1% | 10Q | SEC ↗ |
| 2 | CIBC Bancorp USA Inc. | 588,511 | $5M | — | +0.0% | 2Q | SEC ↗ |
| 3 | 1607 Capital Partners, LLC | 200,178 | $2M | -121,402 | -37.8% | 4Q | SEC ↗ |
| 4 | Private Advisor Group, LLC | 175,625 | $2M | -10,716 | -5.8% | 29Q | SEC ↗ |
| 5 | Fiera Capital Corp | 128,673 | $1M | +3,413 | +2.7% | 4Q | SEC ↗ |
| 6 | Pathstone Holdings, LLC | 101,525 | $874K | -169,257 | -62.5% | 4Q | SEC ↗ |
| 7 | Noble Wealth Management PBC | 100,360 | $864K | +2,911 | +3.0% | 4Q | SEC ↗ |
| 8 | Closed-End Fund Advisors, Inc. | 94,929 | $817K | +196 | +0.2% | 3Q | SEC ↗ |
| 9 | D.A. DAVIDSON & CO. | 89,474 | $770K | +4,159 | +4.9% | 39Q | SEC ↗ |
| 10 | MUSTICO FINANCIAL GROUP, INC. | 83,652 | $720K | +2,240 | +2.8% | 5Q | SEC ↗ |
| 11 | MORGAN STANLEY | 77,677 | $669K | -17,153 | -18.1% | 60Q | SEC ↗ |
| 12 | Cambridge Investment Research Advisors | 63,965 | $551K | -3,346 | -5.0% | 22Q | SEC ↗ |
| 13 | Atlas Wealth LLC NEW | 57,449 | $495K | — | +0.0% | 1Q | SEC ↗ |
| 14 | LPL Financial LLC | 54,614 | $470K | +11,110 | +25.5% | 54Q | SEC ↗ |
| 15 | Arax Advisory Partners | 54,038 | $465K | +49,763 | +1164.0% | 4Q | SEC ↗ |
| 16 | Baird Financial Group, Inc. | 41,928 | $361K | -576 | -1.4% | 6Q | SEC ↗ |
| 17 | Sowell Financial Services LLC | 39,073 | $336K | — | +0.0% | 11Q | SEC ↗ |
| 18 | WELLS FARGO & COMPANY/MN | 36,061 | $310K | -7,019 | -16.3% | 91Q | SEC ↗ |
| 19 | Smith Asset Management Co., LLC | 30,718 | $264K | -1,100 | -3.5% | 2Q | SEC ↗ |
| 20 | CLIFFORD SWAN INVESTMENT COUNSEL LLC | 29,500 | $254K | — | +0.0% | 42Q | SEC ↗ |
| 21 | GUGGENHEIM CAPITAL LLC | 25,636 | $221K | +25 | +0.1% | 3Q | SEC ↗ |
| 22 | OSAIC HOLDINGS, INC. | 24,398 | $210K | +15,210 | +165.5% | 26Q | SEC ↗ |
| 23 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 22,537 | $194K | +1,494 | +7.1% | 11Q | SEC ↗ |
| 24 | TrueMark Investments, LLC | 22,537 | $194K | +1,494 | +7.1% | 4Q | SEC ↗ |
| 25 | Catalina Capital Group, LLC | 18,823 | $162K | — | +0.0% | 8Q | SEC ↗ |
| 26 | Logan Stone Capital, LLC | 16,984 | $146K | +6,480 | +61.7% | 2Q | SEC ↗ |
| 27 | Traub Capital Management LLC NEW | 16,759 | $144K | — | +0.0% | 1Q | SEC ↗ |
| 28 | BANK OF AMERICA CORP /DE | 14,564 | $125K | — | +0.0% | 15Q | SEC ↗ |
| 29 | Cetera Investment Advisers | 13,733 | $118K | +2,015 | +17.2% | 6Q | SEC ↗ |
| 30 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 13,484 | $116K | -365 | -2.6% | 3Q | SEC ↗ |
| 31 | JAG CAPITAL MANAGEMENT, LLC | 12,700 | $109K | — | +0.0% | 8Q | SEC ↗ |
| 32 | MOSAIC FAMILY WEALTH PARTNERS, LLC | 11,824 | $102K | — | +0.0% | 15Q | SEC ↗ |
| 33 | Clear Creek Financial Management, LLC | 11,080 | $95K | +35 | +0.3% | 2Q | SEC ↗ |
| 34 | CITADEL ADVISORS LLC NEW | 11,062 | $95K | — | +0.0% | 1Q | SEC ↗ |
| 35 | AlphaCore Capital LLC | 10,600 | $91K | -2,300 | -17.8% | 3Q | SEC ↗ |
| 36 | UBS Group AG | 8,578 | $74K | +2,378 | +38.4% | 47Q | SEC ↗ |
| 37 | Basepoint Wealth LLC | 6,387 | $55K | -3,550 | -35.7% | 19Q | SEC ↗ |
| 38 | ROYAL BANK OF CANADA | 5,498 | $47K | +4,416 | +408.1% | 63Q | SEC ↗ |
| 39 | WOLVERINE ASSET MANAGEMENT LLC NEW | 5,416 | $47K | — | +0.0% | 1Q | SEC ↗ |
| 40 | MERCER GLOBAL ADVISORS INC /ADV NEW | 4,637 | $40K | — | +0.0% | 1Q | SEC ↗ |
| 41 | Thomas J. Herzfeld Advisors, Inc. | 3,679 | $32K | -45 | -1.2% | 8Q | SEC ↗ |
| 42 | Paladin Partners, LLC | 3,271 | $28K | — | +0.0% | 3Q | SEC ↗ |
| 43 | MATHER GROUP, LLC. | 3,238 | $28K | -2,649 | -45.0% | 2Q | SEC ↗ |
| 44 | Rockefeller Capital Management L.P. | 3,000 | $26K | — | +0.0% | 4Q | SEC ↗ |
| 45 | West Branch Capital LLC | 2,402 | $21K | +34 | +1.4% | 21Q | SEC ↗ |
| 46 | FIDUCIARY FINANCIAL ADVISORS NEW | 1,700 | $15K | — | +0.0% | 1Q | SEC ↗ |
| 47 | Clear Street Group Inc. NEW | 1,535 | $13K | — | +0.0% | 1Q | SEC ↗ |
| 48 | Federation des caisses Desjardins du Q | 1,300 | $11K | — | +0.0% | 38Q | SEC ↗ |
| 49 | BLUE BELL PRIVATE WEALTH MANAGEMENT, L | 597 | $5K | — | +0.0% | 5Q | SEC ↗ |
| 50 | HARBOUR INVESTMENTS, INC. | 400 | $3K | — | +0.0% | 2Q | SEC ↗ |
Recent Activity
New Positions (8)
| Holder | Shares | Value |
|---|---|---|
| Atlas Wealth LLC | 57,449 | $495K |
| Traub Capital Management LLC | 16,759 | $144K |
| CITADEL ADVISORS LLC | 11,062 | $95K |
| WOLVERINE ASSET MANAGEMENT LLC | 5,416 | $47K |
| MERCER GLOBAL ADVISORS INC /ADV | 4,637 | $40K |
| FIDUCIARY FINANCIAL ADVISORS | 1,700 | $15K |
| Clear Street Group Inc. | 1,535 | $13K |
| Integrated Wealth Concepts LLC | 284 | $2K |
Sold Out (11)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Advisors Asset Management, Inc. | 350,620 | $3M |
| NewEdge Advisors, LLC | 26,272 | $226K |
| Independent Advisor Alliance | 22,140 | $191K |
| Invesco Ltd. | 18,471 | $159K |
| COMMONWEALTH EQUITY SERVICES, LLC | 11,220 | $97K |
| WEBSTER BANK, N. A. | 3,000 | $26K |
| Allworth Financial LP | 2,510 | $22K |
| CoreCap Advisors, LLC | 1,000 | $9K |
| Rossby Financial, LCC | 700 | $6K |
| Parallel Advisors, LLC | 685 | $6K |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | 204 | $2K |
Biggest Increases (18)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | +199,859 | +13.1% | 1,720,165 |
| Arax Advisory Partners | +49,763 | +1164.0% | 54,038 |
| OSAIC HOLDINGS, INC. | +15,210 | +165.5% | 24,398 |
| LPL Financial LLC | +11,110 | +25.5% | 54,614 |
| Logan Stone Capital, LLC | +6,480 | +61.7% | 16,984 |
| ROYAL BANK OF CANADA | +4,416 | +408.1% | 5,498 |
| D.A. DAVIDSON & CO. | +4,159 | +4.9% | 89,474 |
| Fiera Capital Corp | +3,413 | +2.7% | 128,673 |
| Noble Wealth Management PBC | +2,911 | +3.0% | 100,360 |
| UBS Group AG | +2,378 | +38.4% | 8,578 |
| MUSTICO FINANCIAL GROUP, INC. | +2,240 | +2.8% | 83,652 |
| Cetera Investment Advisers | +2,015 | +17.2% | 13,733 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | +1,494 | +7.1% | 22,537 |
| TrueMark Investments, LLC | +1,494 | +7.1% | 22,537 |
| Closed-End Fund Advisors, Inc. | +196 | +0.2% | 94,929 |
| Clear Creek Financial Management, L | +35 | +0.3% | 11,080 |
| West Branch Capital LLC | +34 | +1.4% | 2,402 |
| GUGGENHEIM CAPITAL LLC | +25 | +0.1% | 25,636 |
Biggest Decreases (13)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Pathstone Holdings, LLC | -169,257 | -62.5% | 101,525 |
| 1607 Capital Partners, LLC | -121,402 | -37.8% | 200,178 |
| MORGAN STANLEY | -17,153 | -18.1% | 77,677 |
| Private Advisor Group, LLC | -10,716 | -5.8% | 175,625 |
| WELLS FARGO & COMPANY/MN | -7,019 | -16.3% | 36,061 |
| Basepoint Wealth LLC | -3,550 | -35.7% | 6,387 |
| Cambridge Investment Research Advis | -3,346 | -5.0% | 63,965 |
| MATHER GROUP, LLC. | -2,649 | -45.0% | 3,238 |
| AlphaCore Capital LLC | -2,300 | -17.8% | 10,600 |
| Smith Asset Management Co., LLC | -1,100 | -3.5% | 30,718 |
| Baird Financial Group, Inc. | -576 | -1.4% | 41,928 |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | -365 | -2.6% | 13,484 |
| Thomas J. Herzfeld Advisors, Inc. | -45 | -1.2% | 3,679 |