SPE
Special Opportunities Fund, Inc.
1W: -2.2%
1M: -6.4%
3M: -6.8%
YTD: -13.0%
1Y: -16.7%
3Y: +41.5%
5Y: +23.9%
$12.65
+0.04 (+0.32%)
Weekly Expected Move ±1.5%
$12
$12
$13
$13
$13
Institutional Ownership — SPE
52
Institutional Holders
+5 vs prior quarter
0.0%
Ownership
+0.00pp
44M
Total Invested
9
New Positions
13
Increased
18
Reduced
5
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (56 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | Focus Partners Wealth | 1,245,185 | $16M | -90,333 | -6.8% | 3Q | SEC ↗ |
| 2 | Shaker Financial Services, LLC | 664,992 | $8M | +292,949 | +78.7% | 16Q | SEC ↗ |
| 3 | BLUE BELL PRIVATE WEALTH MANAGEMENT, L | 356,979 | $5M | +62,085 | +21.1% | 53Q | SEC ↗ |
| 4 | CSS LLC/IL | 122,529 | $2M | +3,780 | +3.2% | 51Q | SEC ↗ |
| 5 | SCOTIA CAPITAL INC. | 108,784 | $1M | -1,259 | -1.1% | 36Q | SEC ↗ |
| 6 | Advisors Asset Management, Inc. | 106,335 | $1M | -919 | -0.9% | 6Q | SEC ↗ |
| 7 | MORGAN STANLEY | 96,684 | $1M | +5,922 | +6.5% | 56Q | SEC ↗ |
| 8 | GatePass Capital, LLC | 57,374 | $726K | -55,485 | -49.2% | 7Q | SEC ↗ |
| 9 | FIRST MANHATTAN CO. LLC. | 44,280 | $560K | — | +0.0% | 15Q | SEC ↗ |
| 10 | OPPENHEIMER & CO INC | 36,489 | $462K | +15,117 | +70.7% | 7Q | SEC ↗ |
| 11 | RAYMOND JAMES FINANCIAL INC | 34,054 | $431K | +2,014 | +6.3% | 7Q | SEC ↗ |
| 12 | LANARK FINANCIAL, INC. | 26,664 | $337K | +10,007 | +60.1% | 12Q | SEC ↗ |
| 13 | Permanent Capital Management, LP NEW | 22,114 | $280K | — | +0.0% | 1Q | SEC ↗ |
| 14 | COMMONWEALTH EQUITY SERVICES, LLC | 21,854 | $276K | +5,644 | +34.8% | 9Q | SEC ↗ |
| 15 | Cetera Investment Advisers | 20,443 | $259K | +571 | +2.9% | 6Q | SEC ↗ |
| 16 | GUGGENHEIM CAPITAL LLC | 20,419 | $258K | -359 | -1.7% | 4Q | SEC ↗ |
| 17 | OSAIC HOLDINGS, INC. | 19,187 | $243K | -105 | -0.5% | 26Q | SEC ↗ |
| 18 | Sowell Financial Services LLC | 17,933 | $227K | — | +0.0% | 12Q | SEC ↗ |
| 19 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 17,348 | $219K | -64,721 | -78.9% | 20Q | SEC ↗ |
| 20 | TrueMark Investments, LLC | 17,348 | $219K | +1,140 | +7.0% | 4Q | SEC ↗ |
| 21 | LEAVELL INVESTMENT MANAGEMENT, INC. NEW | 16,800 | $213K | — | +0.0% | 1Q | SEC ↗ |
| 22 | Ancora Advisors LLC | 16,250 | $206K | -6,637 | -29.0% | 32Q | SEC ↗ |
| 23 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 15,435 | $195K | +3,614 | +30.6% | 3Q | SEC ↗ |
| 24 | Live Oak Private Wealth LLC | 15,333 | $194K | — | +0.0% | 14Q | SEC ↗ |
| 25 | WOLVERINE ASSET MANAGEMENT LLC | 14,490 | $183K | -80,793 | -84.8% | 4Q | SEC ↗ |
| 26 | PATRON PARTNERS, LLC | 14,274 | $181K | — | +0.0% | 10Q | SEC ↗ |
| 27 | NWF Advisory Services Inc. | 13,606 | $172K | -628 | -4.4% | 6Q | SEC ↗ |
| 28 | HARBOUR INVESTMENTS, INC. | 13,000 | $164K | -3,813 | -22.7% | 17Q | SEC ↗ |
| 29 | XTX Topco Ltd NEW | 10,990 | $139K | — | +0.0% | 1Q | SEC ↗ |
| 30 | Detalus Advisors, LLC | 10,823 | $137K | +380 | +3.6% | 2Q | SEC ↗ |
| 31 | PMG Family Office LLC NEW | 10,137 | $128K | — | +0.0% | 1Q | SEC ↗ |
| 32 | ROYAL BANK OF CANADA | 5,250 | $66K | +3,000 | +133.3% | 58Q | SEC ↗ |
| 33 | UBS Group AG | 5,163 | $65K | — | +0.0% | 47Q | SEC ↗ |
| 34 | Global Retirement Partners, LLC NEW | 3,705 | $47K | — | +0.0% | 1Q | SEC ↗ |
| 35 | SkyView Investment Advisors, LLC NEW | 3,241 | $41K | — | +0.0% | 1Q | SEC ↗ |
| 36 | NewEdge Advisors, LLC | 2,262 | $29K | — | +0.0% | 17Q | SEC ↗ |
| 37 | WINMILL & CO. INC | 2,093 | $26K | — | +0.0% | 25Q | SEC ↗ |
| 38 | Keating Financial Advisory Services, I | 1,730 | $22K | -3,885 | -69.2% | 3Q | SEC ↗ |
| 39 | MERCER GLOBAL ADVISORS INC /ADV NEW | 1,185 | $15K | — | +0.0% | 1Q | SEC ↗ |
| 40 | Rockefeller Capital Management L.P. | 918 | $12K | — | +0.0% | 4Q | SEC ↗ |
| 41 | WELLS FARGO & COMPANY/MN | 887 | $11K | -10,282 | -92.1% | 66Q | SEC ↗ |
| 42 | EASTERN BANK | 750 | $9K | — | +0.0% | 6Q | SEC ↗ |
| 43 | HIGHLINE WEALTH PARTNERS LLC | 206 | $3K | — | +0.0% | 4Q | SEC ↗ |
| 44 | FIRST HORIZON CORP NEW | 103 | $1K | — | +0.0% | 1Q | SEC ↗ |
| 45 | CVA Family Office, LLC | 39 | $0K | — | +0.0% | 11Q | SEC ↗ |
| 46 | Indiana Trust & Investment Management | 26 | $0K | — | +0.0% | 3Q | SEC ↗ |
| 47 | Aspect Partners, LLC NEW | 10 | $0K | — | +0.0% | 1Q | SEC ↗ |
| 48 | MAI Capital Management | 0 | $0K | -5,372 | -100.0% | 6Q | SEC ↗ |
| 49 | SEVEN MILE ADVISORY | 0 | $0K | -108,416 | -100.0% | 2Q | SEC ↗ |
| 50 | HighTower Advisors, LLC | 0 | $0K | -10,598 | -100.0% | 2Q | SEC ↗ |
Recent Activity
New Positions (9)
| Holder | Shares | Value |
|---|---|---|
| Permanent Capital Management, LP | 22,114 | $280K |
| LEAVELL INVESTMENT MANAGEMENT, INC. | 16,800 | $213K |
| XTX Topco Ltd | 10,990 | $139K |
| PMG Family Office LLC | 10,137 | $128K |
| Global Retirement Partners, LLC | 3,705 | $47K |
| SkyView Investment Advisors, LLC | 3,241 | $41K |
| MERCER GLOBAL ADVISORS INC /ADV | 1,185 | $15K |
| FIRST HORIZON CORP | 103 | $1K |
| Aspect Partners, LLC | 10 | $0K |
Sold Out (9)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| SEVEN MILE ADVISORY | 108,416 | $1M |
| ENVESTNET ASSET MANAGEMENT INC | 24,735 | $313K |
| Independent Advisor Alliance | 21,188 | $268K |
| HighTower Advisors, LLC | 10,598 | $134K |
| MAI Capital Management | 5,372 | $68K |
| Kestra Advisory Services, LLC | 1,495 | $19K |
| Advisory Services Network, LLC | 910 | $12K |
| Sound Income Strategies, LLC | 740 | $9K |
| DANSKE BANK A/S | 4 | $0K |
Biggest Increases (13)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| Shaker Financial Services, LLC | +292,949 | +78.7% | 664,992 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT | +62,085 | +21.1% | 356,979 |
| OPPENHEIMER & CO INC | +15,117 | +70.7% | 36,489 |
| LANARK FINANCIAL, INC. | +10,007 | +60.1% | 26,664 |
| MORGAN STANLEY | +5,922 | +6.5% | 96,684 |
| COMMONWEALTH EQUITY SERVICES, LLC | +5,644 | +34.8% | 21,854 |
| CSS LLC/IL | +3,780 | +3.2% | 122,529 |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | +3,614 | +30.6% | 15,435 |
| ROYAL BANK OF CANADA | +3,000 | +133.3% | 5,250 |
| RAYMOND JAMES FINANCIAL INC | +2,014 | +6.3% | 34,054 |
| TrueMark Investments, LLC | +1,140 | +7.0% | 17,348 |
| Cetera Investment Advisers | +571 | +2.9% | 20,443 |
| Detalus Advisors, LLC | +380 | +3.6% | 10,823 |
Biggest Decreases (13)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Focus Partners Wealth | -90,333 | -6.8% | 1,245,185 |
| WOLVERINE ASSET MANAGEMENT LLC | -80,793 | -84.8% | 14,490 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | -64,721 | -78.9% | 17,348 |
| GatePass Capital, LLC | -55,485 | -49.2% | 57,374 |
| WELLS FARGO & COMPANY/MN | -10,282 | -92.1% | 887 |
| Ancora Advisors LLC | -6,637 | -29.0% | 16,250 |
| Keating Financial Advisory Services | -3,885 | -69.2% | 1,730 |
| HARBOUR INVESTMENTS, INC. | -3,813 | -22.7% | 13,000 |
| SCOTIA CAPITAL INC. | -1,259 | -1.1% | 108,784 |
| Advisors Asset Management, Inc. | -919 | -0.9% | 106,335 |
| NWF Advisory Services Inc. | -628 | -4.4% | 13,606 |
| GUGGENHEIM CAPITAL LLC | -359 | -1.7% | 20,419 |
| OSAIC HOLDINGS, INC. | -105 | -0.5% | 19,187 |