TDF
Templeton Dragon Fund, Inc.
1W: -2.7%
1M: -9.8%
3M: -12.2%
YTD: -18.4%
1Y: -18.8%
3Y: +18.8%
5Y: -36.8%
$9.50
-0.13 (-1.35%)
Weekly Expected Move ±2.5%
$9
$9
$10
$10
$10
Institutional Ownership — TDF
52
Institutional Holders
+0 vs prior quarter
0.0%
Ownership
+0.00pp
196M
Total Invested
4
New Positions
19
Increased
11
Reduced
1
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (55 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | CITY OF LONDON INVESTMENT MANAGEMENT C | 8,889,445 | $84M | -48,060 | -0.5% | 78Q | SEC ↗ |
| 2 | LAZARD ASSET MANAGEMENT LLC | 1,912,569 | $18M | +71,216 | +3.9% | 90Q | SEC ↗ |
| 3 | Allspring Global Investments Holdings, | 1,889,456 | $18M | -52,977 | -2.7% | 19Q | SEC ↗ |
| 4 | Karpus Management, Inc. | 871,955 | $8M | +2,071 | +0.2% | 15Q | SEC ↗ |
| 5 | PUBLIC EMPLOYEES RETIREMENT SYSTEM OF | 603,658 | $6M | +37,328 | +6.6% | 6Q | SEC ↗ |
| 6 | Uncommon Cents Investing LLC | 545,650 | $5M | -420 | -0.1% | 35Q | SEC ↗ |
| 7 | Saba Capital Management, L.P. | 539,260 | $5M | — | +0.0% | 5Q | SEC ↗ |
| 8 | Matisse Capital | 341,875 | $3M | -125 | -0.0% | 7Q | SEC ↗ |
| 9 | 1607 Capital Partners, LLC | 341,657 | $3M | — | +0.0% | 71Q | SEC ↗ |
| 10 | 180 WEALTH ADVISORS, LLC | 329,251 | $3M | +16,590 | +5.3% | 9Q | SEC ↗ |
| 11 | RAYMOND JAMES FINANCIAL INC | 326,089 | $3M | +21,968 | +7.2% | 6Q | SEC ↗ |
| 12 | MORGAN STANLEY | 324,507 | $3M | +19,292 | +6.3% | 60Q | SEC ↗ |
| 13 | BANK OF AMERICA CORP /DE | 285,273 | $3M | +1,657 | +0.6% | 15Q | SEC ↗ |
| 14 | Shaker Financial Services, LLC | 181,701 | $2M | +3,651 | +2.1% | 34Q | SEC ↗ |
| 15 | COHEN & STEERS, INC. | 108,960 | $1M | — | +0.0% | 7Q | SEC ↗ |
| 16 | COMMONWEALTH EQUITY SERVICES, LLC | 102,921 | $978K | +4,056 | +4.1% | 9Q | SEC ↗ |
| 17 | AMERIPRISE FINANCIAL INC | 75,992 | $722K | +22,792 | +42.8% | 4Q | SEC ↗ |
| 18 | Compound Planning, Inc. | 67,650 | $643K | +116 | +0.2% | 6Q | SEC ↗ |
| 19 | Quantedge Capital Pte Ltd | 54,016 | $513K | +12,300 | +29.5% | 19Q | SEC ↗ |
| 20 | LPL Financial LLC | 32,732 | $311K | +3,004 | +10.1% | 6Q | SEC ↗ |
| 21 | WELLS FARGO & COMPANY/MN | 28,606 | $272K | -166 | -0.6% | 105Q | SEC ↗ |
| 22 | STIFEL FINANCIAL CORP | 23,564 | $224K | +224 | +1.0% | 49Q | SEC ↗ |
| 23 | Baltimore-Washington Financial Advisor | 22,865 | $217K | — | +0.0% | 5Q | SEC ↗ |
| 24 | INTERNATIONAL ASSETS INVESTMENT MANAGE | 20,059 | $191K | -950 | -4.5% | 15Q | SEC ↗ |
| 25 | XTX Topco Ltd NEW | 19,755 | $188K | — | +0.0% | 1Q | SEC ↗ |
| 26 | CSS LLC/IL | 18,715 | $178K | -6,050 | -24.4% | 11Q | SEC ↗ |
| 27 | Dakota Wealth Management | 18,055 | $172K | +200 | +1.1% | 8Q | SEC ↗ |
| 28 | UBS Group AG | 17,472 | $166K | -3,069 | -14.9% | 47Q | SEC ↗ |
| 29 | Integrated Wealth Concepts LLC NEW | 16,895 | $161K | — | +0.0% | 1Q | SEC ↗ |
| 30 | WOLVERINE ASSET MANAGEMENT LLC | 16,801 | $160K | -70,193 | -80.7% | 3Q | SEC ↗ |
| 31 | Rathbones Group PLC | 15,200 | $144K | — | +0.0% | 10Q | SEC ↗ |
| 32 | PNC Financial Services Group, Inc. | 12,252 | $116K | — | +0.0% | 12Q | SEC ↗ |
| 33 | Diversified Enterprises, LLC | 11,660 | $111K | +138 | +1.2% | 5Q | SEC ↗ |
| 34 | JTC Employer Solutions Trustee Ltd | 7,007 | $67K | — | +0.0% | 16Q | SEC ↗ |
| 35 | BLUE BELL PRIVATE WEALTH MANAGEMENT, L | 5,473 | $52K | — | +0.0% | 9Q | SEC ↗ |
| 36 | Clearstead Advisors, LLC | 5,078 | $48K | — | +0.0% | 9Q | SEC ↗ |
| 37 | OSAIC HOLDINGS, INC. | 4,937 | $47K | +3,011 | +156.3% | 26Q | SEC ↗ |
| 38 | ROYAL BANK OF CANADA | 3,747 | $36K | -703 | -15.8% | 67Q | SEC ↗ |
| 39 | BARTLETT & CO. WEALTH MANAGEMENT LLC | 2,100 | $20K | — | +0.0% | 18Q | SEC ↗ |
| 40 | Advocate Investing Services LLC | 2,000 | $19K | — | +0.0% | 3Q | SEC ↗ |
| 41 | Westside Investment Management, Inc. | 1,865 | $18K | — | +0.0% | 26Q | SEC ↗ |
| 42 | Thomas J. Herzfeld Advisors, Inc. | 1,533 | $15K | +758 | +97.8% | 8Q | SEC ↗ |
| 43 | JONES FINANCIAL COMPANIES LLLP | 1,499 | $14K | — | +0.0% | 8Q | SEC ↗ |
| 44 | Basepoint Wealth LLC | 619 | $6K | +9 | +1.5% | 3Q | SEC ↗ |
| 45 | MERCER GLOBAL ADVISORS INC /ADV NEW | 550 | $5K | — | +0.0% | 1Q | SEC ↗ |
| 46 | US BANCORP \DE | 495 | $5K | — | +0.0% | 8Q | SEC ↗ |
| 47 | Geneos Wealth Management Inc. | 443 | $4K | — | +0.0% | 42Q | SEC ↗ |
| 48 | Federation des caisses Desjardins du Q | 360 | $3K | — | +0.0% | 6Q | SEC ↗ |
| 49 | IFP Advisors, Inc | 324 | $3K | — | +0.0% | 7Q | SEC ↗ |
| 50 | TRUST CO OF VERMONT NEW | 134 | $1K | — | +0.0% | 1Q | SEC ↗ |
Recent Activity
New Positions (4)
| Holder | Shares | Value |
|---|---|---|
| XTX Topco Ltd | 19,755 | $188K |
| Integrated Wealth Concepts LLC | 16,895 | $161K |
| MERCER GLOBAL ADVISORS INC /ADV | 550 | $5K |
| TRUST CO OF VERMONT | 134 | $1K |
Sold Out (4)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| FLAGSHIP HARBOR ADVISORS, LLC | 4,500 | $43K |
| CoreCap Advisors, LLC | 1,200 | $11K |
| Advisory Services Network, LLC | 250 | $2K |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | 17 | $0K |
Biggest Increases (19)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC | +71,216 | +3.9% | 1,912,569 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM | +37,328 | +6.6% | 603,658 |
| AMERIPRISE FINANCIAL INC | +22,792 | +42.8% | 75,992 |
| RAYMOND JAMES FINANCIAL INC | +21,968 | +7.2% | 326,089 |
| MORGAN STANLEY | +19,292 | +6.3% | 324,507 |
| 180 WEALTH ADVISORS, LLC | +16,590 | +5.3% | 329,251 |
| Quantedge Capital Pte Ltd | +12,300 | +29.5% | 54,016 |
| COMMONWEALTH EQUITY SERVICES, LLC | +4,056 | +4.1% | 102,921 |
| Shaker Financial Services, LLC | +3,651 | +2.1% | 181,701 |
| OSAIC HOLDINGS, INC. | +3,011 | +156.3% | 4,937 |
| LPL Financial LLC | +3,004 | +10.1% | 32,732 |
| Karpus Management, Inc. | +2,071 | +0.2% | 871,955 |
| BANK OF AMERICA CORP /DE | +1,657 | +0.6% | 285,273 |
| Thomas J. Herzfeld Advisors, Inc. | +758 | +97.8% | 1,533 |
| STIFEL FINANCIAL CORP | +224 | +1.0% | 23,564 |
| Dakota Wealth Management | +200 | +1.1% | 18,055 |
| Diversified Enterprises, LLC | +138 | +1.2% | 11,660 |
| Compound Planning, Inc. | +116 | +0.2% | 67,650 |
| Basepoint Wealth LLC | +9 | +1.5% | 619 |
Biggest Decreases (10)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| WOLVERINE ASSET MANAGEMENT LLC | -70,193 | -80.7% | 16,801 |
| Allspring Global Investments Holdin | -52,977 | -2.7% | 1,889,456 |
| CITY OF LONDON INVESTMENT MANAGEMEN | -48,060 | -0.5% | 8,889,445 |
| CSS LLC/IL | -6,050 | -24.4% | 18,715 |
| UBS Group AG | -3,069 | -14.9% | 17,472 |
| INTERNATIONAL ASSETS INVESTMENT MAN | -950 | -4.5% | 20,059 |
| ROYAL BANK OF CANADA | -703 | -15.8% | 3,747 |
| Uncommon Cents Investing LLC | -420 | -0.1% | 545,650 |
| WELLS FARGO & COMPANY/MN | -166 | -0.6% | 28,606 |
| Matisse Capital | -125 | -0.0% | 341,875 |