TY
Tri-Continental Corporation
1W: -0.9%
1M: -2.5%
3M: -1.8%
YTD: +5.1%
1Y: +7.9%
3Y: +55.6%
5Y: +46.6%
$34.30
+0.10 (+0.29%)
Weekly Expected Move ±1.4%
$33
$34
$34
$35
$35
Institutional Ownership — TY
171
Institutional Holders
+8 vs prior quarter
0.0%
Ownership
+0.00pp
239M
Total Invested
19
New Positions
59
Increased
55
Reduced
13
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (177 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 689,725 | $24M | -45,373 | -6.2% | 5Q | SEC ↗ |
| 2 | LAZARD ASSET MANAGEMENT LLC | 671,046 | $23M | +156,511 | +30.4% | 63Q | SEC ↗ |
| 3 | MORGAN STANLEY | 543,357 | $19M | -10,440 | -1.9% | 60Q | SEC ↗ |
| 4 | Allspring Global Investments Holdings, | 445,614 | $15M | +79,600 | +21.7% | 19Q | SEC ↗ |
| 5 | BLUE BELL PRIVATE WEALTH MANAGEMENT, L | 429,902 | $15M | -141 | -0.0% | 53Q | SEC ↗ |
| 6 | RAYMOND JAMES FINANCIAL INC | 249,337 | $9M | -11,647 | -4.5% | 7Q | SEC ↗ |
| 7 | UBS Group AG | 226,335 | $8M | +13,065 | +6.1% | 47Q | SEC ↗ |
| 8 | Focus Partners Wealth | 187,432 | $6M | -11,304 | -5.7% | 3Q | SEC ↗ |
| 9 | UMB Bank, n.a. | 163,808 | $6M | -13,984 | -7.9% | 3Q | SEC ↗ |
| 10 | Uncommon Cents Investing LLC | 159,026 | $5M | -645 | -0.4% | 35Q | SEC ↗ |
| 11 | Hennion & Walsh Asset Management, Inc. | 156,550 | $5M | +11,778 | +8.1% | 22Q | SEC ↗ |
| 12 | Cornerstone Advisory, LLC | 155,211 | $5M | +3,640 | +2.4% | 7Q | SEC ↗ |
| 13 | WELLS FARGO & COMPANY/MN | 147,471 | $5M | -18,622 | -11.2% | 104Q | SEC ↗ |
| 14 | OSAIC HOLDINGS, INC. | 127,904 | $4M | +4,827 | +3.9% | 26Q | SEC ↗ |
| 15 | Mariner, LLC | 111,679 | $4M | +15,088 | +15.6% | 12Q | SEC ↗ |
| 16 | STIFEL FINANCIAL CORP | 103,544 | $4M | -108 | -0.1% | 39Q | SEC ↗ |
| 17 | LPL Financial LLC | 91,759 | $3M | +13,068 | +16.6% | 35Q | SEC ↗ |
| 18 | 1620 INVESTMENT ADVISORS, INC. | 90,360 | $3M | -2,290 | -2.5% | 19Q | SEC ↗ |
| 19 | Altium Capital Management LLC | 86,458 | $3M | +7,538 | +9.6% | 3Q | SEC ↗ |
| 20 | FIRST TRUST ADVISORS LP | 83,694 | $3M | -898 | -1.1% | 52Q | SEC ↗ |
| 21 | WEALTH ENHANCEMENT ADVISORY SERVICES, | 80,682 | $3M | -1,948 | -2.4% | 12Q | SEC ↗ |
| 22 | Capstone Financial Advisors, Inc. | 75,513 | $3M | — | +0.0% | 21Q | SEC ↗ |
| 23 | EP Wealth Advisors, LLC | 75,065 | $3M | -11,205 | -13.0% | 3Q | SEC ↗ |
| 24 | Platform Technology Partners | 68,034 | $2M | +1,038 | +1.5% | 8Q | SEC ↗ |
| 25 | D.A. DAVIDSON & CO. | 66,669 | $2M | -6,439 | -8.8% | 29Q | SEC ↗ |
| 26 | Stolper Co | 65,324 | $2M | +46,874 | +254.1% | 26Q | SEC ↗ |
| 27 | RB Capital Management, LLC | 61,076 | $2M | +102 | +0.2% | 39Q | SEC ↗ |
| 28 | EVOLVE PRIVATE WEALTH, LLC | 57,423 | $2M | -4,211 | -6.8% | 3Q | SEC ↗ |
| 29 | Pathstone Holdings, LLC | 55,935 | $2M | +17,278 | +44.7% | 11Q | SEC ↗ |
| 30 | Concurrent Investment Advisors, LLC | 51,920 | $2M | +2,575 | +5.2% | 11Q | SEC ↗ |
| 31 | ROYAL BANK OF CANADA | 50,968 | $2M | -7,275 | -12.5% | 67Q | SEC ↗ |
| 32 | BANK OF AMERICA CORP /DE | 47,553 | $2M | +672 | +1.4% | 15Q | SEC ↗ |
| 33 | Cambridge Investment Research Advisors | 43,989 | $2M | -4,361 | -9.0% | 25Q | SEC ↗ |
| 34 | Allworth Financial LP | 41,186 | $1M | — | +0.0% | 17Q | SEC ↗ |
| 35 | Beckerman Institutional, LLC | 40,036 | $1M | +42 | +0.1% | 8Q | SEC ↗ |
| 36 | Steward Partners Investment Advisory, | 38,960 | $1M | +865 | +2.3% | 29Q | SEC ↗ |
| 37 | COMMONWEALTH EQUITY SERVICES, LLC | 32,677 | $1M | -22,582 | -40.9% | 35Q | SEC ↗ |
| 38 | Whitener Capital Management, Inc. | 31,386 | $1M | -2,435 | -7.2% | 15Q | SEC ↗ |
| 39 | ALBION FINANCIAL GROUP /UT | 29,946 | $1M | -550 | -1.8% | 19Q | SEC ↗ |
| 40 | Thrivent Financial for Lutherans | 29,889 | $1M | +3,982 | +15.4% | 25Q | SEC ↗ |
| 41 | HighTower Advisors, LLC | 29,663 | $1M | +598 | +2.1% | 50Q | SEC ↗ |
| 42 | MGO ONE SEVEN LLC | 29,426 | $1M | +14,096 | +92.0% | 11Q | SEC ↗ |
| 43 | Altus Wealth Group LLC | 29,314 | $1M | -300 | -1.0% | 23Q | SEC ↗ |
| 44 | Creative Planning | 26,383 | $905K | +435 | +1.7% | 44Q | SEC ↗ |
| 45 | &PARTNERS | 25,598 | $878K | +954 | +3.9% | 5Q | SEC ↗ |
| 46 | Advisors Asset Management, Inc. | 24,609 | $844K | +11 | +0.0% | 6Q | SEC ↗ |
| 47 | Baltimore-Washington Financial Advisor | 24,416 | $837K | — | +0.0% | 9Q | SEC ↗ |
| 48 | Atlas Wealth LLC NEW | 22,782 | $781K | — | +0.0% | 1Q | SEC ↗ |
| 49 | WESTBOURNE INVESTMENTS, INC. NEW | 20,465 | $702K | — | +0.0% | 1Q | SEC ↗ |
| 50 | KIRR MARBACH & CO LLC /IN | 19,882 | $682K | — | +0.0% | 17Q | SEC ↗ |
Recent Activity
New Positions (19)
| Holder | Shares | Value |
|---|---|---|
| Atlas Wealth LLC | 22,782 | $781K |
| WESTBOURNE INVESTMENTS, INC. | 20,465 | $702K |
| MERCER GLOBAL ADVISORS INC /ADV | 11,068 | $380K |
| Engineers Gate Manager LP | 9,876 | $339K |
| Savant Capital, LLC | 9,319 | $320K |
| R2 Capital Strategies, LLC | 9,067 | $311K |
| Mezzasalma Advisors, LLC | 6,444 | $221K |
| Main Street Financial Solutions, LL | 6,286 | $216K |
| Alliance Wealth Strategies, LLC d/b | 6,272 | $215K |
| Choate Investment Advisors | 6,018 | $206K |
| PINNACLE ASSOCIATES LTD | 6,000 | $206K |
| Mascagni Wealth Management, Inc. | 5,993 | $206K |
| BRADLEY FOSTER & SARGENT INC/CT | 5,963 | $205K |
| Institute for Wealth Management, LL | 4,538 | $156K |
| BlackRock, Inc. | 1,562 | $54K |
| Fourth Dimension Wealth, LLC | 1,445 | $50K |
| United Financial Planning Group LLC | 1,043 | $36K |
| Commonwealth Retirement Investments | 900 | $31K |
| Buck Wealth Strategies, LLC | 297 | $10K |
Sold Out (17)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Shaker Financial Services, LLC | 93,663 | $3M |
| Quadrant Private Wealth Management, | 38,406 | $1M |
| WOLVERINE ASSET MANAGEMENT LLC | 28,679 | $984K |
| JANE STREET GROUP, LLC | 17,171 | $589K |
| DELTA CAPITAL MANAGEMENT LLC | 13,342 | $458K |
| TIAA TRUST, NATIONAL ASSOCIATION | 10,136 | $348K |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 8,898 | $305K |
| Gateway Wealth Partners, LLC | 7,440 | $255K |
| Quantedge Capital Pte Ltd | 6,351 | $218K |
| Closed-End Fund Advisors, Inc. | 6,338 | $217K |
| RETIREMENT INCOME SOLUTIONS, INC | 6,213 | $213K |
| MAI Capital Management | 4,990 | $171K |
| North Star Investment Management Co | 2,987 | $102K |
| Advisory Services Network, LLC | 612 | $21K |
| Blue Trust, Inc. | 368 | $13K |
| Sound Income Strategies, LLC | 145 | $5K |
| Western Wealth Management, LLC | 93 | $3K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC | +156,511 | +30.4% | 671,046 |
| Allspring Global Investments Holdin | +79,600 | +21.7% | 445,614 |
| Stolper Co | +46,874 | +254.1% | 65,324 |
| Pathstone Holdings, LLC | +17,278 | +44.7% | 55,935 |
| Mariner, LLC | +15,088 | +15.6% | 111,679 |
| MGO ONE SEVEN LLC | +14,096 | +92.0% | 29,426 |
| LPL Financial LLC | +13,068 | +16.6% | 91,759 |
| UBS Group AG | +13,065 | +6.1% | 226,335 |
| Hennion & Walsh Asset Management, I | +11,778 | +8.1% | 156,550 |
| Altium Capital Management LLC | +7,538 | +9.6% | 86,458 |
| UHLMANN PRICE SECURITIES, LLC | +5,032 | +93.3% | 10,425 |
| OSAIC HOLDINGS, INC. | +4,827 | +3.9% | 127,904 |
| Thrivent Financial for Lutherans | +3,982 | +15.4% | 29,889 |
| Cornerstone Advisory, LLC | +3,640 | +2.4% | 155,211 |
| BNP PARIBAS FINANCIAL MARKETS | +3,110 | +94.5% | 6,400 |
| Concurrent Investment Advisors, LLC | +2,575 | +5.2% | 51,920 |
| Financial Plan, Inc. | +2,085 | +18.9% | 13,091 |
| XTX Topco Ltd | +1,328 | +10.7% | 13,688 |
| Waverly Advisors, LLC | +1,218 | +9.4% | 14,153 |
| Savvy Advisors, Inc. | +1,066 | +9.2% | 12,664 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Saba Capital Management, L.P. | -45,373 | -6.2% | 689,725 |
| COMMONWEALTH EQUITY SERVICES, LLC | -22,582 | -40.9% | 32,677 |
| WELLS FARGO & COMPANY/MN | -18,622 | -11.2% | 147,471 |
| UMB Bank, n.a. | -13,984 | -7.9% | 163,808 |
| RAYMOND JAMES FINANCIAL INC | -11,647 | -4.5% | 249,337 |
| Focus Partners Wealth | -11,304 | -5.7% | 187,432 |
| Kestra Advisory Services, LLC | -11,263 | -59.2% | 7,767 |
| EP Wealth Advisors, LLC | -11,205 | -13.0% | 75,065 |
| MORGAN STANLEY | -10,440 | -1.9% | 543,357 |
| ROYAL BANK OF CANADA | -7,275 | -12.5% | 50,968 |
| D.A. DAVIDSON & CO. | -6,439 | -8.8% | 66,669 |
| PNC Financial Services Group, Inc. | -4,712 | -20.7% | 18,105 |
| Cambridge Investment Research Advis | -4,361 | -9.0% | 43,989 |
| EVOLVE PRIVATE WEALTH, LLC | -4,211 | -6.8% | 57,423 |
| Cetera Investment Advisers | -3,751 | -16.6% | 18,857 |
| GUGGENHEIM CAPITAL LLC | -3,386 | -16.1% | 17,696 |
| CITADEL ADVISORS LLC | -2,917 | -18.6% | 12,748 |
| Private Advisor Group, LLC | -2,729 | -24.5% | 8,392 |
| Whitener Capital Management, Inc. | -2,435 | -7.2% | 31,386 |
| 1620 INVESTMENT ADVISORS, INC. | -2,290 | -2.5% | 90,360 |