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Asset Manager ← All Institutions

ROTHSCHILD INVESTMENT LLC

311 S. WACKER DRIVE SUITE 5900, CHICAGO, IL 60606-6618 • 708-624-1982

Q3 2025 · Filed 2025-11-07
Market Value
$1.8B
+11.0%
Holdings
3,139
+44
New Purchases
243
Added To
1,152
Closed
129
Reduced
1,036
Top 10 Concentration
23.4%
Turnover
11.9%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
GOOGL 2.41% 1.95% +0.45% $42M
FWRD 0.39% 0.00% +0.39% $7M
NKE 0.64% 0.34% +0.29% $11M
AAPL 3.79% 3.56% +0.23% $67M
NVDA 4.48% 4.30% +0.18% $79M
GOOG 1.32% 1.15% +0.18% $23M
CGGO 0.46% 0.30% +0.16% $8M
ABBV 1.33% 1.19% +0.14% $24M
CGDV 0.50% 0.37% +0.13% $9M
ICLR 0.10% 0.00% +0.10% $2M
JNJ 1.03% 0.94% +0.09% $18M
GD 0.94% 0.87% +0.07% $17M
DHR 0.13% 0.07% +0.07% $2M
INTC 0.11% 0.04% +0.06% $2M
BX 1.93% 1.87% +0.06% $34M

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
JAJL 0.00% 0.39% -0.39% $0
AMT 0.05% 0.31% -0.26% $941K
COST 1.14% 1.38% -0.24% $20M
NFLX 0.73% 0.93% -0.19% $13M
META 1.26% 1.42% -0.17% $22M
HON 0.74% 0.89% -0.15% $13M
AMZN 1.38% 1.53% -0.15% $24M
MSFT 2.07% 2.20% -0.14% $36M
BJRI 0.17% 0.29% -0.12% $3M
BRK-B 1.83% 1.95% -0.12% $32M
AIG 0.59% 0.71% -0.12% $10M
SYK 0.61% 0.72% -0.12% $11M
JEPI 1.07% 1.18% -0.11% $19M
AMGN 0.94% 1.05% -0.11% $17M
PANW 0.89% 1.00% -0.10% $16M

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 37.3%
Technology 17.3%
Industrials 9.5%
Healthcare 8.5%
Communication Services 6.8%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 82 $756M 42.8%
Large Cap 932 $759M 43.0%
Mid Cap 987 $160M 9.1%
Small Cap 942 $72M 4.1%
Micro Cap 196 $19M 1.1%

Portfolio Analytics

Avg Market Cap
$34.9B
Median Market Cap
$3.9B
Avg P/E
33.7
Median P/E
20.8
Avg Dividend Yield
0.03%
Avg Beta
1.05
# Stocks
2,651
# ETFs / Funds
488

Top Holdings (3,139 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 NVDA 4.48% 424,484 $79M $186.58 $11M -9,081 -2.1%
2 AAPL 3.79% 262,927 $67M $254.63 $10M -13,419 -4.9%
3 JPM 2.60% 145,306 $46M $315.43 $3M -1,728 -1.2%
4 GOOGL 2.41% 174,783 $42M $243.10 $11M -1,500 -0.8%
5 MSFT 2.07% 70,430 $36M $517.95 $1M -74 -0.1%
6 BX 1.93% 199,208 $34M $170.85 $4M +511 +0.3%
7 BRK-B 1.83% 64,243 $32M $502.74 $1M +288 +0.5%
8 PRF 1.58% 618,102 $28M $45.21 $2M -1,286 -0.2%
9 AMZN 1.38% 111,178 $24M $219.57 $59K +176 +0.2%
10 ABBV 1.33% 101,801 $24M $231.54 $5M -293 -0.3%
11 GOOG 1.32% 96,080 $23M $243.55 $5M -6,665 -6.5%
12 META 1.26% 30,220 $22M $734.37 -$488K -510 -1.7%
13 ORCL 1.21% 75,956 $21M $281.24 $3M -9,782 -11.4%
14 CVX 1.17% 132,821 $21M $155.29 $2M +319 +0.2%
15 COST 1.14% 21,786 $20M $925.63 -$2M -437 -2.0%
16 CGDG 1.12% 572,597 $20M $34.65 $2M +35,773 +6.7%
17 JEPI 1.07% 330,155 $19M $57.10 $59K -410 -0.1%
18 SPY 1.03% 27,310 $18M $666.17 $2M +380 +1.4%
19 AVUV 1.03% 182,646 $18M $99.53 $2M +1,229 +0.7%
20 JNJ 1.03% 97,975 $18M $185.42 $3M +59 +0.1%
21 VIG 0.99% 81,263 $18M $215.79 $927K +114 +0.1%
22 AMGN 0.94% 59,063 $17M $282.20 -$30K -740 -1.2%
23 GD 0.94% 48,602 $17M $341.00 $3M +1,113 +2.3%
24 FYLD 0.93% 524,734 $16M $31.19 $878K -4,967 -0.9%
25 XOM 0.92% 143,897 $16M $112.75 $596K -1,082 -0.8%
26 SYLD 0.90% 232,350 $16M $68.66 $2M +18,813 +8.8%
27 PANW 0.89% 77,614 $16M $203.62 -$44K +172 +0.2%
28 GE 0.81% 47,807 $14M $300.82 $2M +502 +1.1%
29 DLR 0.79% 80,663 $14M $172.88 -$63K +308 +0.4%
30 AVGO 0.78% 41,902 $14M $329.91 $2M -360 -0.8%
31 ITW 0.74% 50,182 $13M $260.76 $519K -644 -1.3%
32 CAT 0.74% 27,384 $13M $477.16 $2M -507 -1.8%
33 HON 0.74% 61,764 $13M $210.50 -$1M +1,237 +2.0%
34 NFLX 0.73% 10,823 $13M $1,198.92 -$2M -190 -1.7%
35 BBIN 0.73% 184,573 $13M $70.13 $846K +5,341 +3.0%
36 TMO 0.71% 25,939 $13M $485.02 $2M -391 -1.5%
37 JEPQ 0.66% 203,299 $12M $57.52 $747K +2,065 +1.0%
38 NKE 0.64% 161,772 $11M $69.73 $6M +84,763 +110.1%
39 HD 0.63% 27,583 $11M $405.19 $1M +427 +1.6%
40 SYK 0.61% 28,911 $11M $369.67 -$827K -193 -0.7%
41 V 0.60% 31,054 $11M $341.38 -$335K +252 +0.8%
42 QCOM 0.60% 63,549 $11M $166.36 $608K +986 +1.6%
43 CSCO 0.59% 153,114 $10M $68.42 -$86K +879 +0.6%
44 AIG 0.59% 132,685 $10M $78.54 -$897K +450 +0.3%
45 VOO 0.58% 16,746 $10M $612.37 $641K -178 -1.1%
46 IGSB 0.57% 189,417 $10M $53.03 $610K +10,593 +5.9%
47 WMT 0.54% 92,603 $10M $103.06 $1M +7,196 +8.4%
48 SO 0.53% 98,435 $9M $94.77 $252K -404 -0.4%
49 0HQN.L 0.51% 37,078 $9M $245.25 $428K -77 -0.2%
50 UNP 0.51% 37,873 $9M $236.37 $338K +435 +1.2%
51 CGDV 0.50% 211,709 $9M $42.03 $3M +61,039 +40.5%
52 IWF 0.49% 18,595 $9M $468.40 $652K -384 -2.0%
53 VZ 0.47% 187,850 $8M $43.95 -$113K -5,573 -2.9%
54 CGGO 0.46% 237,580 $8M $34.17 $3M +86,032 +56.8%
55 HLT 0.45% 30,944 $8M $259.44 -$481K -1,003 -3.1%
56 RSP 0.45% 41,968 $8M $189.70 $337K +16 +0.0%
57 LLY 0.44% 10,125 $8M $763.04 -$543K -482 -4.5%
58 PSA 0.42% 25,488 $7M $288.85 $262K +1,289 +5.3%
59 MRK 0.41% 86,900 $7M $83.93 $577K +2,050 +2.4%
60 MCD 0.40% 23,176 $7M $303.89 $130K -486 -2.0%
61 ETN 0.40% 18,664 $7M $374.25 $808K +1,362 +7.9%
62 BAC 0.39% 134,852 $7M $51.59 $617K +871 +0.7%
63 FWRD 0.39% 270,065 $7M $25.64 $7M +269,985 +337481.2%
64 EPD 0.39% 218,302 $7M $31.27 $52K -150 -0.1%
65 AMD 0.39% 42,062 $7M $161.79 $1M +1,366 +3.4%
66 VXF 0.38% 31,753 $7M $209.34 $535K +39 +0.1%
67 RPV 0.36% 64,847 $6M $99.38 $26K -3,608 -5.3%
68 MRVL 0.36% 76,476 $6M $84.07 $650K +1,804 +2.4%
69 CEG 0.36% 19,520 $6M $329.07 $315K +594 +3.1%
70 APO 0.35% 45,928 $6M $133.27 -$456K -428 -0.9%
71 MET 0.34% 73,452 $6M $82.37 $346K +2,521 +3.5%
72 IBM 0.34% 21,221 $6M $282.16 -$453K -628 -2.9%
73 TLT 0.34% 66,705 $6M $89.37 $95K +234 +0.3%
74 RTX 0.33% 34,519 $6M $167.33 $1M +3,490 +11.2%
75 NUE 0.32% 42,223 $6M $135.43 $314K +505 +1.2%
76 LMT 0.32% 11,360 $6M $499.23 $235K -377 -3.2%
77 IWD 0.32% 27,701 $6M $203.59 $145K -588 -2.1%
78 PSX 0.32% 41,106 $6M $136.02 $945K +2,163 +5.5%
79 ALL 0.30% 24,338 $5M $214.65 $182K -710 -2.8%
80 BLD 0.29% 13,186 $5M $390.86 $942K +175 +1.4%
81 CMI 0.29% 12,168 $5M $422.35 $1M +537 +4.6%
82 EMR 0.29% 38,573 $5M $131.18 $61K +1,081 +2.9%
83 VTI 0.27% 14,641 $5M $328.17 $355K
84 EMXC 0.27% 70,734 $5M $67.51 $992K +10,810 +18.0%
85 KKR 0.27% 36,452 $5M $129.95 -$78K +255 +0.7%
86 BJUL 0.27% 94,350 $5M $49.66 $227K -250 -0.3%
87 TSLA 0.26% 10,499 $5M $444.72 $1M +32 +0.3%
88 EYLD 0.26% 124,734 $5M $37.20 $84K -1,394 -1.1%
89 PYPL 0.26% 68,546 $5M $67.06 -$675K -2,387 -3.4%
90 CVS 0.25% 58,537 $4M $75.39 $532K +2,278 +4.0%
91 PXH 0.25% 173,149 $4M $25.42 $304K -2,010 -1.1%
92 ABT 0.25% 32,709 $4M $133.94 -$118K -370 -1.1%
93 BA 0.25% 20,219 $4M $215.83 $241K +540 +2.7%
94 DUK 0.24% 34,371 $4M $123.75 $211K +114 +0.3%
95 LIN 0.23% 8,717 $4M $475.00 $44K -15 -0.2%
96 MMM 0.23% 26,443 $4M $155.18 -$60K -907 -3.3%
97 KMI 0.23% 143,245 $4M $28.31 $139K +10,046 +7.5%
98 NTNX 0.23% 54,459 $4M $74.39 $165K +3,616 +7.1%
99 MPC 0.23% 20,858 $4M $192.74 $568K +74 +0.4%
100 PLTR 0.23% 21,846 $4M $182.42 $1M +1,005 +4.8%

Options Breakdown

1 Calls $2K Call Value 1 Puts $0 Put Value 0.0 P/C Ratio

Top Calls

SymbolSharesValueStatus
NU 100 $2K NEW

Top Puts

SymbolSharesValueStatus
W $0 SOLD

New Positions

SymbolValue% Port
ICLR $2M 0.10%
MEDP $481K 0.03%
ADT $450K 0.03%
NBIX $388K 0.02%
ETHA $366K 0.02%
MLI $360K 0.02%
NTRA $323K 0.02%
MORN $257K 0.01%
AN $230K 0.01%
BPOP $230K 0.01%
SAM $223K 0.01%
AXTA $220K 0.01%
AWI $214K 0.01%
NEU $213K 0.01%
BAH $202K 0.01%

Sold Out Positions

SymbolValue% Port
AFB —%
QXO —%
QUAD —%
OEC —%
SLGN —%
THR —%
BN —%
YELP —%
HOV —%
MHD —%
PMT —%
TG —%
LEVI —%
VKQ —%
ACH —%
View SEC EDGAR Filings for ROTHSCHILD INVESTMENT LLC →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms