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Asset Manager ← All Institutions

ROTHSCHILD INVESTMENT LLC

311 S. WACKER DRIVE SUITE 5900, CHICAGO, IL 60606-6618 • 708-624-1982

Q1 2026 · Filed 2026-05-07
Market Value
$1.9B
+5.1%
Holdings
3,528
+164
New Purchases
258
Added To
2,081
Closed
70
Reduced
633
Top 10 Concentration
21.2%
Turnover
9.3%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
IGV 0.45% 0.00% +0.45% $9M
XOM 1.27% 0.95% +0.31% $24M
NFLX 0.86% 0.62% +0.24% $16M
PSX 0.48% 0.30% +0.19% $9M
COP 0.28% 0.12% +0.15% $5M
FYLD 1.15% 1.01% +0.14% $22M
CAT 0.85% 0.71% +0.14% $16M
JNJ 1.26% 1.11% +0.14% $24M
SYLD 1.10% 0.95% +0.14% $21M
AMZN 1.59% 1.46% +0.13% $30M
CGGO 0.65% 0.52% +0.13% $12M
MRK 0.62% 0.49% +0.13% $12M
CGDV 0.66% 0.55% +0.11% $12M
HUBS 0.11% 0.00% +0.11% $2M
CGNG 0.12% 0.01% +0.11% $2M

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
NVDA 3.82% 4.33% -0.51% $72M
BX 1.24% 1.67% -0.43% $24M
JPM 2.22% 2.55% -0.34% $42M
GOOGL 2.62% 2.95% -0.33% $50M
MSFT 1.54% 1.87% -0.33% $29M
AAPL 3.54% 3.87% -0.33% $67M
BLD 0.06% 0.30% -0.25% $1M
ORCL 0.59% 0.80% -0.21% $11M
META 0.92% 1.10% -0.18% $17M
BRK-B 1.59% 1.77% -0.18% $30M
GOOG 1.38% 1.55% -0.17% $26M
GD 0.72% 0.89% -0.17% $14M
TMO 0.67% 0.82% -0.16% $13M
QCOM 0.45% 0.59% -0.14% $9M
MMM 0.08% 0.22% -0.14% $1M

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 37.3%
Technology 17.3%
Industrials 9.5%
Healthcare 8.5%
Communication Services 6.8%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 82 $774M 40.8%
Large Cap 956 $837M 44.2%
Mid Cap 1,041 $183M 9.7%
Small Cap 1,073 $89M 4.7%
Micro Cap 376 $12M 0.6%

Portfolio Analytics

Avg Market Cap
$31.5B
Median Market Cap
$3.2B
Avg P/E
32.7
Median P/E
20.1
Avg Dividend Yield
0.03%
Avg Beta
1.05
# Stocks
3,011
# ETFs / Funds
517

Top Holdings (3,528 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 NVDA 3.82% 415,340 $72M $174.40 -$6M -3,352 -0.8%
2 AAPL 3.54% 264,002 $67M $253.79 -$3M +7,577 +3.0%
3 GOOGL 2.62% 172,756 $50M $287.56 -$4M +2,534 +1.5%
4 JPM 2.22% 142,747 $42M $294.16 -$4M -219 -0.1%
5 PRF 1.61% 643,009 $31M $47.53 $1M +23,309 +3.8%
6 BRK-B 1.59% 63,036 $30M $479.20 -$2M -483 -0.8%
7 AMZN 1.59% 144,961 $30M $208.27 $4M +31,000 +27.2%
8 MSFT 1.54% 78,974 $29M $370.17 -$5M +9,062 +13.0%
9 GOOG 1.38% 91,014 $26M $286.86 -$2M +2,141 +2.4%
10 XOM 1.27% 141,473 $24M $169.66 $7M -1,283 -0.9%
11 JNJ 1.26% 97,419 $24M $244.44 $4M +347 +0.4%
12 CGDG 1.25% 660,932 $24M $35.90 $2M +64,840 +10.9%
13 BX 1.24% 205,139 $24M $114.99 -$7M +9,192 +4.7%
14 ABBV 1.22% 106,014 $23M $217.49 $357K +6,666 +6.7%
15 CVX 1.18% 108,199 $22M $206.90 $3M -19,331 -15.2%
16 FYLD 1.15% 583,866 $22M $37.34 $4M +25,872 +4.6%
17 AVUV 1.12% 191,935 $21M $110.47 $2M +4,722 +2.5%
18 COST 1.10% 21,008 $21M $996.43 $3M -200 -0.9%
19 SYLD 1.10% 275,419 $21M $75.41 $4M +27,764 +11.2%
20 AMGN 1.08% 58,225 $20M $351.85 $1M +62 +0.1%
21 JEPI 1.05% 349,632 $20M $56.68 $703K +15,699 +4.7%
22 SPY 0.99% 28,821 $19M $650.35 -$377K +781 +2.8%
23 VIG 0.97% 85,124 $18M $215.06 -$220K +827 +1.0%
24 META 0.92% 30,515 $17M $572.14 -$2M +352 +1.2%
25 NFLX 0.86% 169,683 $16M $96.15 $5M +50,219 +42.0%
26 CAT 0.85% 22,845 $16M $708.46 $3M +492 +2.2%
27 HON 0.76% 63,667 $14M $226.03 $3M +2,894 +4.8%
28 BBIN 0.75% 194,077 $14M $73.12 $536K +5,260 +2.8%
29 GE 0.74% 49,289 $14M $283.77 -$409K +2,555 +5.5%
30 GD 0.72% 39,986 $14M $343.22 -$2M -7,762 -16.3%
31 AVGO 0.70% 42,846 $13M $309.51 -$1M +1,425 +3.4%
32 ITW 0.68% 49,361 $13M $260.29 $614K -310 -0.6%
33 TMO 0.67% 25,700 $13M $491.53 -$2M +83 +0.3%
34 CGDV 0.66% 293,226 $12M $42.54 $3M +66,513 +29.3%
35 PANW 0.65% 77,199 $12M $160.32 -$2M +1,452 +1.9%
36 CGGO 0.65% 367,839 $12M $33.37 $3M +97,303 +36.0%
37 IGSB 0.65% 232,639 $12M $52.56 $859K +17,659 +8.2%
38 JEPQ 0.62% 212,866 $12M $55.52 -$16K +9,255 +4.5%
39 CSCO 0.62% 151,594 $12M $77.59 $80K -64 -0.0%
40 MRK 0.62% 97,156 $12M $120.29 $3M +13,388 +16.0%
41 VOO 0.59% 18,575 $11M $597.55 $142K +1,102 +6.3%
42 ORCL 0.59% 75,395 $11M $147.11 -$3M +1,519 +2.1%
43 PAVE 0.57% 213,107 $11M $50.81 $964K +6,711 +3.2%
44 DLR 0.55% 57,502 $10M $180.21 -$2M -20,060 -25.9%
45 0HQN.L 0.54% 36,563 $10M $281.07 $985K -454 -1.2%
46 V 0.51% 31,964 $10M $302.24 -$1M +626 +2.0%
47 SO 0.51% 99,981 $10M $96.52 $1M +3,519 +3.6%
48 AIG 0.51% 127,598 $10M $75.25 -$2M -2,352 -1.8%
49 LLY 0.51% 10,413 $10M $919.80 -$1M +123 +1.2%
50 SYK 0.50% 29,109 $10M $328.59 -$374K +830 +2.9%
51 PSX 0.48% 50,161 $9M $182.18 $4M +8,785 +21.2%
52 HLT 0.48% 29,979 $9M $304.08 $354K -525 -1.7%
53 UNP 0.46% 36,206 $9M $242.62 $341K -297 -0.8%
54 RSP 0.46% 45,539 $9M $191.92 $181K +861 +1.9%
55 HD 0.46% 26,398 $9M $328.89 -$655K -736 -2.7%
56 IGV 0.45% 107,475 $9M $80.05 +107,475 NEW
57 QCOM 0.45% 66,256 $9M $128.78 -$2M +3,527 +5.6%
58 VZ 0.45% 169,225 $8M $50.20 $2M +288 +0.2%
59 AMD 0.44% 41,067 $8M $203.43 -$527K -403 -1.0%
60 WMT 0.44% 66,849 $8M $124.28 -$1M -16,775 -20.1%
61 IWF 0.42% 18,612 $8M $426.40 -$888K -32 -0.2%
62 CEG 0.41% 27,723 $8M $279.25 $956K +8,515 +44.3%
63 MRVL 0.41% 77,946 $8M $99.05 $1M -938 -1.2%
64 NKE 0.39% 138,569 $7M $52.82 -$2M -3,102 -2.2%
65 MCD 0.38% 22,968 $7M $310.78 $283K +538 +2.4%
66 NUE 0.37% 41,857 $7M $169.10 $234K -102 -0.2%
67 RTX 0.36% 35,557 $7M $192.90 $626K +1,570 +4.6%
68 ETN 0.36% 19,139 $7M $357.67 $925K +551 +3.0%
69 VTI 0.36% 21,088 $7M $320.81 -$296K +25 +0.1%
70 BAC 0.35% 137,126 $7M $48.75 -$598K +4,711 +3.6%
71 LMT 0.35% 10,935 $7M $604.41 $1M -658 -5.7%
72 EMXC 0.34% 81,490 $6M $78.66 $966K +6,585 +8.8%
73 RPV 0.34% 59,334 $6M $107.39 -$81K -3,100 -5.0%
74 PSA 0.34% 23,518 $6M $270.88 $266K -8 -0.0%
75 VXF 0.33% 30,672 $6M $205.80 -$114K -60 -0.2%
76 IWD 0.33% 29,430 $6M $213.67 $263K +783 +2.7%
77 CMI 0.33% 11,591 $6M $538.00 $114K -403 -3.4%
78 IBM 0.33% 25,668 $6M $242.39 $2K +4,669 +22.2%
79 CGMS 0.33% 226,350 $6M $27.23 $874K +34,827 +18.2%
80 EPD 0.32% 160,456 $6M $37.84 -$757K -52,546 -24.7%
81 COP 0.28% 39,578 $5M $132.00 $3M +15,966 +67.6%
82 ALL 0.27% 24,824 $5M $207.34 $192K +1,021 +4.3%
83 EMR 0.27% 38,902 $5M $131.02 -$16K +381 +1.0%
84 DE 0.27% 9,021 $5M $563.28 $2M +1,772 +24.4%
85 EYLD 0.27% 122,585 $5M $41.41 $427K +1,301 +1.1%
86 TOST 0.27% 189,984 $5M $26.51 -$1M +13,395 +7.6%
87 MET 0.26% 70,966 $5M $70.72 -$645K -776 -1.1%
88 MPC 0.26% 20,423 $5M $244.18 $2M -282 -1.4%
89 KMI 0.26% 148,389 $5M $33.53 $1M +14,818 +11.1%
90 QQQ 0.26% 8,572 $5M $577.19 $491K +1,317 +18.1%
91 DUK 0.25% 36,646 $5M $130.94 $765K +2,237 +6.5%
92 PG 0.25% 32,588 $5M $144.44 $1M +9,864 +43.4%
93 PXH 0.25% 173,809 $5M $26.91 $224K +1,285 +0.7%
94 BJUL 0.24% 92,350 $5M $49.69 -$110K -200 -0.2%
95 EFA 0.24% 46,919 $5M $97.13 $229K +1,850 +4.1%
96 GLW 0.24% 33,105 $5M $135.97 $2M -391 -1.2%
97 LIN 0.23% 8,878 $4M $495.75 $758K +333 +3.9%
98 BA 0.23% 22,004 $4M $199.03 $188K +2,698 +14.0%
99 CGSD 0.23% 168,869 $4M $25.79 $306K +13,186 +8.5%
100 TSM 0.23% 12,780 $4M $337.95 $347K -292 -2.2%

Options Breakdown

0 Calls $0 Call Value 1 Puts $0 Put Value

Top Puts

SymbolSharesValueStatus
QQQ $0 SOLD

New Positions

SymbolValue% Port
IGV $9M 0.45%
CGCV $711K 0.04%
CGGG $411K 0.02%
MHD $271K 0.01%
CWB $252K 0.01%
BKMI $203K 0.01%
VSNTV $172K 0.01%
BMOP $98K 0.01%
XONE $89K —%
STEW $86K —%
RQI $84K —%
PFEB $78K —%
GMOM $72K —%
SJNK $62K —%
FXH $55K —%

Sold Out Positions

SymbolValue% Port
EVN —%
BBUC —%
DDS —%
POST —%
FF —%
KWY —%
USA —%
ADV —%
LXEO —%
ABAT —%
GBDC —%
HDSN —%
CRMT —%
AMLP —%
FTCS —%
View SEC EDGAR Filings for ROTHSCHILD INVESTMENT LLC →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms