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Asset Manager ← All Institutions

CALDWELL SUTTER CAPITAL, INC.

30 LIBERTY SHIP WAY #3225, SAUSALITO, CA 94965-3324 • 415-367-4981

Q1 2026 · Filed 2026-05-06
Market Value
$241M
+4.1%
Holdings
881
-3
New Purchases
34
Added To
166
Closed
20
Reduced
155
Top 10 Concentration
23.6%
Turnover
6.1%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
KNTK 2.38% 1.14% +1.24% $6M
SGOV 1.83% 1.23% +0.60% $4M
CVX 1.44% 1.11% +0.33% $3M
SENEA 1.25% 0.95% +0.30% $3M
CAT 2.40% 2.12% +0.28% $6M
XOM 0.98% 0.73% +0.25% $2M
ERJ 0.23% 0.00% +0.23% $553K
MOD 1.16% 0.96% +0.20% $3M
BANX 0.20% 0.01% +0.20% $490K
SSBI 1.92% 1.74% +0.18% $5M
AXR 0.58% 0.41% +0.17% $1M
CET 0.50% 0.33% +0.17% $1M
BRBS 0.27% 0.10% +0.17% $644K
INTG 0.53% 0.41% +0.13% $1M
COST 1.24% 1.13% +0.11% $3M

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
AAPL 4.90% 5.69% -0.79% $12M
MSFT 1.12% 1.52% -0.41% $3M
V 1.62% 1.99% -0.37% $4M
INTU 0.57% 0.91% -0.33% $1M
DGICA 1.51% 1.83% -0.32% $4M
NICK 0.00% 0.27% -0.27% $0
AXP 0.92% 1.17% -0.25% $2M
IBM 0.83% 1.08% -0.25% $2M
MSA 1.99% 2.22% -0.23% $5M
PPIH 2.89% 3.08% -0.19% $7M
JPM 1.10% 1.28% -0.19% $3M
NAII 0.54% 0.71% -0.17% $1M
META 0.74% 0.89% -0.15% $2M
VAL 0.00% 0.13% -0.13% $0
IVV 1.30% 1.43% -0.13% $3M

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 43.1%
Industrials 12.2%
Technology 11.3%
Consumer Defensive 7.5%
Energy 7.4%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 72 $78M 32.5%
Large Cap 443 $70M 29.1%
Mid Cap 175 $27M 11.1%
Small Cap 122 $38M 15.5%
Micro Cap 69 $28M 11.8%

Portfolio Analytics

Avg Market Cap
$98.5B
Median Market Cap
$16.5B
Avg P/E
31.9
Median P/E
20.4
Avg Dividend Yield
0.02%
Avg Beta
0.96
# Stocks
633
# ETFs / Funds
248

Top Holdings (881 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 AAPL 4.90% 46,573 $12M $253.79 -$1M -1,927 -4.0%
2 PPIH 2.89% 234,238 $7M $29.81 -$159K -1,000 -0.4%
3 CAT 2.40% 8,180 $6M $708.44 $869K -419 -4.9%
4 KNTK 2.38% 118,570 $6M $48.41 $3M +45,335 +61.9%
5 PLBC 2.15% 106,283 $5M $48.82 $439K
6 MSA 1.99% 29,279 $5M $163.95 -$348K -2,870 -8.9%
7 SSBI 1.92% 347,063 $5M $13.37 $607K +250 +0.1%
8 SGOV 1.83% 43,934 $4M $100.66 $2M +15,539 +54.7%
9 V 1.62% 12,921 $4M $302.23 -$705K -223 -1.7%
10 DGICA 1.51% 212,303 $4M $17.18 -$594K
11 CVX 1.44% 16,812 $3M $206.91 $895K -137 -0.8%
12 BRK-B 1.41% 7,114 $3M $479.20 $141K +613 +9.4%
13 IVV 1.30% 4,821 $3M $653.21 -$170K -25 -0.5%
14 VIG 1.27% 14,211 $3M $215.07 -$122K -252 -1.7%
15 SENEA 1.25% 19,996 $3M $151.12 $810K
16 COST 1.24% 3,013 $3M $996.48 $374K -35 -1.1%
17 MOD 1.16% 12,939 $3M $216.71 $583K -3,700 -22.2%
18 MSFT 1.12% 7,279 $3M $370.18 -$839K -27 -0.4%
19 JPM 1.10% 8,996 $3M $294.16 -$327K -230 -2.5%
20 PKBK 1.07% 91,336 $3M $28.40 $300K -264 -0.3%
21 BCML 0.99% 80,010 $2M $29.72 $26K
22 XOM 0.98% 13,877 $2M $169.66 $671K -111 -0.8%
23 AXP 0.92% 7,338 $2M $302.50 -$495K
24 FSUN 0.88% 58,322 $2M $36.46 -$82K -350 -0.6%
25 CSCO 0.87% 27,051 $2M $77.59 -$122K -1,778 -6.2%
26 KYN 0.83% 141,072 $2M $14.28 $262K -458 -0.3%
27 IBM 0.83% 8,254 $2M $242.39 -$493K -166 -2.0%
28 VTI 0.81% 6,128 $2M $320.81 -$89K
29 IGM 0.77% 15,720 $2M $118.51 -$167K
30 PFE 0.77% 66,343 $2M $28.08 $271K +2,392 +3.7%
31 META 0.74% 3,115 $2M $572.13 -$281K -10 -0.3%
32 PEP 0.74% 11,474 $2M $155.29 $263K +889 +8.4%
33 NEN 0.72% 29,019 $2M $60.21 -$124K
34 BANR 0.71% 28,261 $2M $60.68 -$56K
35 UNP 0.66% 6,519 $2M $242.62 $84K +43 +0.7%
36 INBK 0.65% 76,899 $2M $20.38 -$38K
37 JNJ 0.65% 6,405 $2M $244.42 $220K -97 -1.5%
38 HMST 0.63% 103,285 $2M $14.75 $13K +70 +0.1%
39 MCI 0.60% 83,984 $1M $17.24 -$76K
40 GOLD 0.59% 35,802 $1M $40.08 -$19K -6,900 -16.2%
41 AXR 0.58% 49,472 $1M $28.13 $447K -800 -1.6%
42 INTU 0.57% 3,194 $1M $432.38 -$719K +24 +0.8%
43 NAII 0.54% 498,792 $1M $2.63 -$341K +37,000 +8.0%
44 INTG 0.53% 33,228 $1M $38.83 $347K
45 VZ 0.53% 25,251 $1M $50.20 $271K +775 +3.2%
46 HSY 0.52% 6,060 $1M $207.89 $149K -44 -0.7%
47 CET 0.50% 24,264 $1M $49.66 $438K +9,140 +60.4%
48 WLY 0.50% 31,535 $1M $38.10 $166K -2,275 -6.7%
49 USFR 0.50% 23,854 $1M $50.34 $104K +2,053 +9.4%
50 UMH 0.50% 83,023 $1M $14.43 -$139K -1,000 -1.2%
51 HON 0.47% 5,052 $1M $226.03 $157K +3 +0.1%
52 MRK 0.47% 9,394 $1M $120.29 $133K -75 -0.8%
53 ABBV 0.46% 5,123 $1M $217.50 -$111K -240 -4.5%
54 ELSE 0.46% 250,161 $1M $4.45 $73K +109 +0.0%
55 SMBK 0.46% 28,431 $1M $39.08 $59K
56 T 0.46% 38,312 $1M $28.99 $133K -1,063 -2.7%
57 VUG 0.46% 2,521 $1M $436.78 -$220K -186 -6.9%
58 MCD 0.45% 3,534 $1M $310.79 -$5K -77 -2.1%
59 XLE 0.45% 17,881 $1M $61.26 $254K -931 -5.0%
60 ARL 0.45% 70,719 $1M $15.45 -$61K -1,113 -1.6%
61 GILD 0.44% 7,590 $1M $139.38 $64K -504 -6.2%
62 NRIM 0.44% 46,204 $1M $22.88 -$172K
63 WMT 0.42% 8,216 $1M $124.28 $93K -111 -1.3%
64 HD 0.42% 3,072 $1M $328.89 -$42K +15 +0.5%
65 BOND 0.42% 10,942 $1M $92.28 $74K +884 +8.8%
66 BAC 0.42% 20,645 $1M $48.75 -$150K -386 -1.8%
67 ENB 0.41% 18,326 $992K $54.14 $116K +5 +0.0%
68 GOOGL 0.41% 3,440 $989K $287.56 -$67K +66 +2.0%
69 LMT 0.39% 1,575 $952K $604.39 $179K -24 -1.5%
70 GOOG 0.39% 3,312 $950K $286.86 -$92K -8 -0.2%
71 BK 0.39% 7,943 $942K $118.63 $20K
72 WM 0.38% 3,964 $911K $229.79 -$156K -890 -18.3%
73 ITIC 0.37% 4,065 $883K $217.34 -$169K -150 -3.6%
74 VTV 0.36% 4,479 $879K $196.21 $32K +45 +1.0%
75 BSM 0.35% 55,790 $844K $15.12 $102K
76 CSWC 0.34% 37,018 $819K $22.12 -$25K -1,066 -2.8%
77 DUK 0.33% 6,131 $803K $130.94 $83K -7 -0.1%
78 WELL 0.33% 4,014 $794K $197.71 $120K +387 +10.7%
79 DLR 0.32% 4,302 $775K $180.21 $89K -137 -3.1%
80 OKE 0.32% 8,499 $768K $90.39 $167K +321 +3.9%
81 BA 0.31% 3,814 $759K $199.03 -$68K +3 +0.1%
82 MPV 0.31% 43,755 $750K $17.14 $55K
83 WMB 0.31% 10,296 $749K $72.78 $106K -405 -3.8%
84 IMKTA 0.30% 8,120 $730K $89.89 $166K -100 -1.2%
85 DIS 0.30% 7,508 $724K $96.38 -$108K +201 +2.8%
86 VDE 0.30% 4,156 $719K $173.04 $193K -20 -0.5%
87 BRK-A 0.30% 1 $718K $718,140.00 -$37K
88 ONB 0.29% 32,012 $707K $22.10 -$7K
89 TLT 0.29% 8,103 $702K $86.69 -$207K -2,329 -22.3%
90 UPS 0.29% 7,127 $701K $98.38 $29K +347 +5.1%
91 PG 0.28% 4,761 $688K $144.43 $31K +178 +3.9%
92 DIT 0.28% 7,506 $684K $91.17 $162K +2,502 +50.0%
93 KO 0.27% 8,661 $659K $76.05 $19K -484 -5.3%
94 BRBS 0.27% 153,244 $644K $4.20 $415K +99,644 +185.9%
95 AMZN 0.26% 3,069 $639K $208.27 -$11K +251 +8.9%
96 LDUR 0.25% 6,363 $610K $95.81 $63K +668 +11.7%
97 FBK 0.25% 11,675 $606K $51.94 -$74K -512 -4.2%
98 PM 0.25% 3,593 $594K $165.34 $18K
99 AMGN 0.24% 1,679 $591K $351.81 $13K -85 -4.8%
100 FSBW 0.24% 15,142 $584K $38.59 -$39K

New Positions

SymbolValue% Port
ERJ $553K 0.23%
MCBS $165K 0.07%
BARK $97K 0.04%
U $57K 0.02%
SIL $35K 0.01%
SILJ $34K 0.01%
WSR $24K 0.01%
CEFS $20K 0.01%
DEM $17K 0.01%
PFG $16K 0.01%
ASM $16K 0.01%
JIVE $12K 0.01%
AZN $9K —%
MSTR $7K —%
SCHB $6K —%

Sold Out Positions

SymbolValue% Port
VAL —%
IFN —%
RA —%
RNP —%
PPT —%
VCR —%
VFH —%
VAW —%
RXST —%
RDVY —%
SPMD —%
VIS —%
VOX —%
VDC —%
VHT —%
View SEC EDGAR Filings for CALDWELL SUTTER CAPITAL, INC. →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms