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RAFFLES ASSOCIATES LP

Q3 2025 · Filed 2025-11-14
Market Value
$94M
+10.3%
Holdings
50
+5
New Purchases
6
Added To
7
Closed
5
Reduced
12
Top 10 Concentration
64.1%
Turnover
22.0%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
LCTX 9.66% 5.73% +3.93% $9M
COSO 2.88% 0.00% +2.88% $3M
MSOS 2.34% 1.16% +1.18% $2M
FCX 1.04% 0.00% +1.04% $980K
PEP 0.74% 0.00% +0.74% $702K
EBC 6.93% 6.43% +0.50% $7M
PERI 0.41% 0.00% +0.41% $384K
ASLE 3.74% 3.41% +0.32% $4M
SOC 0.28% 0.00% +0.28% $262K
NSSC 1.11% 0.85% +0.26% $1M
CTGO 1.89% 1.63% +0.26% $2M
TIPT 1.05% 0.85% +0.20% $993K
FBLA 1.24% 1.04% +0.20% $1M
HHS 0.27% 0.09% +0.18% $257K
MLCI 0.09% 0.00% +0.09% $89K

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
UUP 2.48% 5.03% -2.55% $2M
SMBC 12.77% 14.70% -1.92% $12M
IE 8.63% 10.15% -1.52% $8M
TURN 0.00% 1.06% -1.06% $0
PBPB 0.00% 0.86% -0.86% $0
PROV 6.55% 7.11% -0.56% $6M
OFG 5.54% 6.01% -0.47% $5M
PKST 1.49% 1.91% -0.43% $1M
FRBA 0.00% 0.37% -0.37% $0
NECB 1.30% 1.62% -0.32% $1M
VMD 3.01% 3.26% -0.25% $3M
ECBK 0.27% 0.51% -0.24% $256K
BRBS 0.00% 0.23% -0.23% $0
IAUX 0.00% 0.21% -0.21% $0
NSTS 1.15% 1.35% -0.21% $1M

Sector Allocation Over Time

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 1 $702K 0.7%
Large Cap 1 $980K 1.0%
Mid Cap 4 $12M 12.8%
Small Cap 21 $52M 55.4%
Micro Cap 23 $28M 30.0%

Portfolio Analytics

Avg Market Cap
$6.8B
Median Market Cap
$325M
Avg P/E
30.5
Median P/E
16.4
Avg Dividend Yield
0.02%
Avg Beta
0.73
# Stocks
47
# ETFs / Funds
3

Top Holdings (50 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 SMBC 12.77% 229,086 $12M $52.56 -$518K -163 -0.1%
2 LCTX 9.66% 5,387,788 $9M $1.69 $4M -4,300 -0.1%
3 IE 8.63% 648,077 $8M $12.55 -$538K -308,000 -32.2%
4 EBC 6.93% 359,788 $7M $18.15 $1M
5 PROV 6.55% 391,791 $6M $15.75 $98K
6 OFG 5.54% 120,067 $5M $43.49 $83K
7 AFBI 4.17% 199,130 $4M $19.72 $267K
8 ASLE 3.74% 430,000 $4M $8.19 $607K -55,000 -11.3%
9 FBP 3.11% 132,874 $3M $22.05 $162K
10 VMD 3.01% 417,691 $3M $6.79 $54K +15,000 +3.7%
11 COSO 2.88% 124,281 $3M $21.81 +124,281 NEW
12 UUP 2.48% 85,000 $2M $27.51 -$2M -75,000 -46.9%
13 MSOS 2.34% 460,000 $2M $4.79 $1M +50,000 +12.2%
14 NXE 2.28% 240,000 $2M $8.95 $135K -50,000 -17.2%
15 JOB 2.08% 9,508,737 $2M $0.21 $94K
16 CTGO 1.89% 71,406 $2M $24.93 $389K
17 ESOA 1.86% 169,392 $2M $10.35 $69K
18 MAYS 1.79% 44,438 $2M $38.00 $21K
19 JOF 1.65% 147,289 $2M $10.54 $214K +8,440 +6.1%
20 PKST 1.49% 107,000 $1M $13.12 -$232K -16,847 -13.6%
21 NECB 1.30% 59,500 $1M $20.57 -$159K
22 FBLA 1.24% 97,099 $1M $12.02 $282K +18,435 +23.4%
23 MBBC 1.19% 107,664 $1M $10.43 $51K
24 NSTS 1.15% 93,774 $1M $11.54 -$74K
25 NSSC 1.11% 24,424 $1M $42.95 $324K
26 TIPT 1.05% 51,801 $993K $19.17 $267K +21,000 +68.2%
27 FCX 1.04% 25,000 $980K $39.22 +25,000 NEW
28 FNWD 0.90% 26,580 $853K $32.09 $119K
29 VABK 0.78% 18,836 $731K $38.81 $27K -200 -1.1%
30 PEP 0.74% 5,000 $702K $140.44 +5,000 NEW
31 KELYA 0.72% 51,790 $679K $13.12 $73K
32 NBBK 0.58% 31,136 $550K $17.65 -$7K
33 SIRI 0.47% 19,194 $447K $23.27 $6K
34 AJX 0.47% 176,520 $445K $2.52 -$114K -30,367 -14.7%
35 PERI 0.41% 40,000 $384K $9.60 +40,000 NEW
36 NWFL 0.35% 12,863 $327K $25.42 -$30K -1,000 -7.2%
37 SOC 0.28% 15,000 $262K $17.46 +15,000 NEW
38 HHS 0.27% 69,364 $257K $3.71 $182K +50,327 +264.4%
39 ECBK 0.27% 16,142 $256K $15.87 -$178K -11,957 -42.5%
40 UBCP 0.26% 17,699 $247K $13.98 -$9K
41 HAIN 0.16% 95,160 $150K $1.58 -$154K -104,840 -52.4%
42 CLST 0.15% 10,555 $139K $13.20 $9K
43 ALTO 0.11% 100,000 $108K $1.08 -$7K
44 MLCI 0.09% 11,440 $89K $7.80 +11,440 NEW
45 AWX 0.07% 25,214 $66K $2.61 $9K +2,273 +9.9%
46 TURN —% -$903K -227,293 -100.0% SOLD
47 BRBS —% -$201K -55,934 -100.0% SOLD
48 FRBA —% -$315K -20,394 -100.0% SOLD
49 IAUX —% -$180K -300,000 -100.0% SOLD
50 PBPB —% -$732K -59,761 -100.0% SOLD

New Positions

SymbolValue% Port
COSO $3M 2.88%
FCX $980K 1.04%
PEP $702K 0.74%
PERI $384K 0.41%
SOC $262K 0.28%
MLCI $89K 0.09%

Sold Out Positions

SymbolValue% Port
IAUX —%
BRBS —%
FRBA —%
TURN —%
PBPB —%
View SEC EDGAR Filings for RAFFLES ASSOCIATES LP →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms