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RAFFLES ASSOCIATES LP

Q1 2026 · Filed 2026-05-15
Market Value
$109M
-9.0%
Holdings
52
-1
New Purchases
5
Added To
7
Closed
5
Reduced
17
Top 10 Concentration
63.3%
Turnover
19.2%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
SMBC 13.11% 11.16% +1.95% $14M
JETS 1.70% 0.00% +1.70% $2M
TMF 1.66% 0.00% +1.66% $2M
EBC 7.10% 5.55% +1.55% $8M
OFG 5.21% 4.12% +1.09% $6M
VMD 3.51% 2.60% +0.91% $4M
PERI 1.57% 0.76% +0.80% $2M
CBK 5.94% 5.14% +0.80% $6M
SCO 0.77% 0.00% +0.77% $832K
GLBKV 5.01% 4.31% +0.70% $5M
ESOA 2.06% 1.36% +0.69% $2M
AFBI 4.07% 3.41% +0.66% $4M
PROV 5.80% 5.21% +0.59% $6M
JOB 2.09% 1.55% +0.53% $2M
MSOS 2.09% 1.56% +0.53% $2M

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
UVXY 0.00% 3.31% -3.31% $0
UUP 0.00% 2.83% -2.83% $0
GLL 2.41% 4.93% -2.51% $3M
IE 5.79% 7.67% -1.88% $6M
FBP 0.63% 2.31% -1.68% $681K
PKST 0.00% 1.17% -1.17% $0
VXX 0.00% 1.11% -1.11% $0
NXE 0.53% 1.35% -0.81% $580K
GRYP 0.47% 1.00% -0.52% $513K
CTGO 1.23% 1.58% -0.35% $1M
ALTO 0.00% 0.24% -0.24% $0
KELYA 0.41% 0.64% -0.23% $442K
ASLE 2.63% 2.86% -0.23% $3M
NBBK 0.29% 0.47% -0.18% $313K
JOF 1.11% 1.29% -0.18% $1M

Sector Allocation Over Time

Market Cap Concentration

TierHoldingsValueWeight
Mid Cap 5 $11M 10.3%
Small Cap 22 $62M 56.8%
Micro Cap 25 $36M 32.8%

Portfolio Analytics

Avg Market Cap
$893M
Median Market Cap
$317M
Avg P/E
28.8
Median P/E
14.0
Avg Dividend Yield
0.01%
Avg Beta
0.65
# Stocks
43
# ETFs / Funds
9

Top Holdings (52 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 SMBC 13.11% 222,885 $14M $63.94 $930K -2,449 -1.1%
2 LCTX 7.80% 5,362,788 $8M $1.58 -$483K
3 EBC 7.10% 394,788 $8M $19.56 $1M +35,000 +9.7%
4 CBK 5.94% 248,258 $6M $26.02 $320K -1,742 -0.7%
5 PROV 5.80% 391,118 $6M $16.12 $80K -121 -0.0%
6 IE 5.79% 532,077 $6M $11.82 -$3M -41,000 -7.2%
7 OFG 5.21% 140,067 $6M $40.46 $747K +20,000 +16.7%
8 GLBKV 5.01% 146,222 $5M $37.21 $298K +8,006 +5.8%
9 AFBI 4.07% 198,842 $4M $22.26 $356K
10 VMD 3.51% 413,691 $4M $9.21 $707K -4,000 -1.0%
11 COSO 2.74% 121,281 $3M $24.59 $163K
12 ASLE 2.63% 460,000 $3M $6.22 -$552K -20,000 -4.2%
13 GLL 2.41% 130,000 $3M $20.18 -$3M -95,000 -42.2%
14 MSOS 2.09% 640,000 $2M $3.55 $408K +245,000 +62.0%
15 JOB 2.09% 9,449,696 $2M $0.24 $414K -59,041 -0.6%
16 ESOA 2.06% 170,392 $2M $13.13 $608K -29,000 -14.5%
17 JETS 1.70% 75,000 $2M $24.63 +75,000 NEW
18 TMF 1.66% 50,000 $2M $36.06 +50,000 NEW
19 MAYS 1.63% 44,431 $2M $39.77 -$7K
20 PERI 1.57% 170,279 $2M $9.99 $791K +75,279 +79.2%
21 MBBC 1.34% 107,664 $1M $13.53 $148K
22 NECB 1.30% 59,500 $1M $23.80 $71K
23 CTGO 1.23% 71,406 $1M $18.75 -$547K
24 FBLA 1.23% 97,099 $1M $13.74 $86K
25 JOF 1.11% 110,967 $1M $10.90 -$336K -28,495 -20.4%
26 NSTS 1.01% 93,774 $1M $11.66 -$121K
27 FNWD 0.89% 26,580 $965K $36.30 $30K
28 NSSC 0.89% 24,424 $962K $39.39 -$56K
29 TIPT 0.87% 55,801 $944K $16.92 $199K +15,000 +36.8%
30 SCO 0.77% 100,000 $832K $8.32 +100,000 NEW
31 VABK 0.66% 18,812 $719K $38.20 -$32K -24 -0.1%
32 FBP 0.63% 31,874 $681K $21.36 -$2M -101,000 -76.0%
33 NXE 0.53% 50,000 $580K $11.60 -$1M -125,000 -71.4%
34 GRYP 0.47% 555,000 $513K $0.92 -$677K -145,000 -20.7%
35 SIRI 0.41% 19,194 $443K $23.08 $59K
36 KELYA 0.41% 50,000 $442K $8.85 -$321K -36,790 -42.4%
37 NWFL 0.34% 12,449 $366K $29.42 $17K
38 HYNE 0.32% 23,897 $346K $14.47 -$359
39 NBBK 0.29% 14,874 $313K $21.07 -$249K -13,500 -47.6%
40 IAUX 0.27% 195,000 $296K $1.52 $12K
41 UBCP 0.25% 17,699 $269K $15.21 $15K
42 ECBK 0.21% 13,399 $224K $16.73 -$24K -854 -6.0%
43 HHS 0.18% 87,757 $199K $2.27 -$65K +2
44 FMNB 0.18% 15,000 $197K $13.16 +15,000 NEW
45 CLST 0.16% 10,555 $175K $16.56 $9K
46 AP 0.09% 15,000 $101K $6.72 +15,000 NEW
47 AWX 0.06% 25,214 $65K $2.59 -$3K
48 ALTO —% -$288K -100,000 -100.0% SOLD
49 UVXY —% -$4M -110,000 -100.0% SOLD
50 PKST —% -$1M -97,078 -100.0% SOLD
51 UUP —% -$3M -125,000 -100.0% SOLD
52 VXX —% -$1M -50,000 -100.0% SOLD

New Positions

SymbolValue% Port
JETS $2M 1.70%
TMF $2M 1.66%
SCO $832K 0.77%
FMNB $197K 0.18%
AP $101K 0.09%

Sold Out Positions

SymbolValue% Port
VXX —%
UVXY —%
ALTO —%
UUP —%
PKST —%
View SEC EDGAR Filings for RAFFLES ASSOCIATES LP →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms