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Asset Manager ← All Institutions

Sigma Planning Corp

300 PARKLAND PLAZA, ANN ARBOR, MI 48103 • 734-663-1611

Q3 2025 · Filed 2025-11-10
Market Value
$3.5B
+5.3%
Holdings
1,342
+48
New Purchases
135
Added To
496
Closed
95
Reduced
591
Top 10 Concentration
26.1%
Turnover
17.1%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
AAPL 4.57% 4.04% +0.53% $159M
NVDA 3.57% 3.30% +0.27% $125M
GOOG 0.96% 0.76% +0.20% $34M
RDVY 0.46% 0.34% +0.12% $16M
GOOGL 0.56% 0.45% +0.11% $19M
PLTR 0.63% 0.52% +0.11% $22M
CVX 0.34% 0.24% +0.10% $12M
MP 0.10% 0.01% +0.10% $4M
SPMO 0.16% 0.07% +0.09% $6M
AVGO 0.73% 0.64% +0.09% $25M
SLV 0.24% 0.15% +0.09% $8M
BLV 0.13% 0.04% +0.09% $5M
WCPB 0.09% 0.00% +0.09% $3M
SHOP 0.13% 0.06% +0.07% $5M
IVW 1.49% 1.42% +0.07% $52M

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
VOO 1.40% 1.74% -0.34% $49M
COWZ 0.45% 0.72% -0.26% $16M
ABBV 0.39% 0.57% -0.18% $14M
QQQ 2.05% 2.21% -0.16% $71M
ABT 0.11% 0.27% -0.16% $4M
IVV 5.62% 5.78% -0.15% $196M
QGRO 0.01% 0.16% -0.14% $486K
KNG 0.12% 0.25% -0.13% $4M
SDVY 0.32% 0.42% -0.10% $11M
MUB 0.29% 0.37% -0.08% $10M
SCHD 0.64% 0.72% -0.08% $22M
FPE 0.13% 0.20% -0.08% $4M
JPM 0.51% 0.58% -0.07% $18M
IVE 0.62% 0.68% -0.06% $22M
FLOT 0.47% 0.53% -0.06% $16M

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 64.4%
Technology 13.9%
Industrials 3.8%
Consumer Cyclical 3.8%
Healthcare 3.3%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 73 $1.3B 38.4%
Large Cap 579 $1.5B 41.7%
Mid Cap 324 $420M 12.0%
Small Cap 260 $195M 5.6%
Micro Cap 106 $79M 2.3%

Portfolio Analytics

Avg Market Cap
$69.2B
Median Market Cap
$9.2B
Avg P/E
34.7
Median P/E
23.3
Avg Dividend Yield
0.02%
Avg Beta
0.94
# Stocks
632
# ETFs / Funds
710

Top Holdings (1,342 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 IVV 5.62% 293,042 $196M $669.30 $5M -14,989 -4.9%
2 AAPL 4.57% 626,117 $159M $254.63 $26M -25,386 -3.9%
3 NVDA 3.57% 668,155 $125M $186.58 $15M -24,201 -3.5%
4 AMZN 2.24% 355,956 $78M $219.57 $2M +8,826 +2.5%
5 QQQ 2.05% 118,807 $71M $600.38 -$2M -13,680 -10.3%
6 MSFT 2.00% 134,671 $70M $517.95 $2M -784 -0.6%
7 SPY 1.66% 87,103 $58M $666.24 $3M -2,601 -2.9%
8 IVW 1.49% 431,166 $52M $120.72 $5M +3,293 +0.8%
9 DGRO 1.47% 753,440 $51M $68.08 $735K -37,286 -4.7%
10 VOO 1.40% 79,760 $49M $612.39 -$9M -21,856 -21.5%
11 LQD 1.03% 322,735 $36M $111.47 $1M +6,834 +2.2%
12 GOOG 0.96% 137,856 $34M $243.55 $8M -4,057 -2.9%
13 SCHG 0.89% 971,044 $31M $31.91 $3M +26,896 +2.9%
14 META 0.83% 39,200 $29M $734.38 -$310K -223 -0.6%
15 BRK-B 0.76% 52,872 $27M $502.74 $1M +255 +0.5%
16 AVGO 0.73% 77,292 $25M $329.91 $4M +170 +0.2%
17 IJH 0.66% 351,028 $23M $65.26 $632K -8,143 -2.3%
18 IJR 0.65% 190,514 $23M $118.83 $2M +1,582 +0.8%
19 SHY 0.65% 271,437 $23M $82.96 $894K +10,458 +4.0%
20 SCHD 0.64% 813,969 $22M $27.30 -$1M -81,099 -9.1%
21 PLTR 0.63% 120,853 $22M $182.42 $5M -6,542 -5.1%
22 IVE 0.62% 104,336 $22M $206.51 -$1M -11,343 -9.8%
23 GLD 0.59% 58,242 $21M $355.47 $2M -4,093 -6.6%
24 GOOGL 0.56% 79,869 $19M $243.10 $5M -4,364 -5.2%
25 JPM 0.51% 56,641 $18M $315.43 -$1M -9,718 -14.6%
26 TSLA 0.50% 39,325 $17M $444.72 $690K -13,558 -25.6%
27 IGIB 0.49% 317,909 $17M $54.09 $1M +20,315 +6.8%
28 AGG 0.48% 168,069 $17M $100.25 -$370K -5,507 -3.2%
29 FLOT 0.47% 320,042 $16M $51.09 -$1M -24,930 -7.2%
30 RDVY 0.46% 236,005 $16M $67.26 $5M +58,171 +32.7%
31 COWZ 0.45% 276,058 $16M $57.47 -$8M -155,434 -36.0%
32 IAU 0.45% 215,893 $16M $72.77 $3M +9,239 +4.5%
33 SCHX 0.42% 557,823 $15M $26.34 $1M -30 -0.0%
34 HD 0.42% 35,948 $15M $405.19 $1M -677 -1.9%
35 XLK 0.42% 51,670 $15M $281.86 $2M +350 +0.7%
36 USMV 0.42% 152,898 $15M $95.14 -$559K -8,029 -5.0%
37 COST 0.41% 15,627 $14M $925.63 -$1M -61 -0.4%
38 IDV 0.41% 390,539 $14M $36.55 $196K -17,399 -4.3%
39 ABBV 0.39% 58,921 $14M $231.54 -$5M -42,829 -42.1%
40 VTI 0.37% 39,273 $13M $328.23 -$347K -4,273 -9.8%
41 IUSV 0.37% 128,229 $13M $99.95 $871K +1,999 +1.6%
42 VTV 0.37% 68,282 $13M $186.55 $374K -1,655 -2.4%
43 BUFR 0.36% 379,638 $13M $33.42 $757K +4,479 +1.2%
44 LLY 0.36% 16,235 $12M $762.99 -$507K -306 -1.9%
45 V 0.35% 35,722 $12M $341.38 -$1M -2,347 -6.2%
46 CVX 0.34% 76,692 $12M $155.29 $4M +21,811 +39.7%
47 IGSB 0.33% 219,936 $12M $53.03 $2M +30,753 +16.3%
48 WMT 0.32% 109,257 $11M $103.06 $510K -685 -0.6%
49 SDVY 0.32% 295,992 $11M $38.02 -$3M -98,843 -25.0%
50 IBM 0.32% 39,386 $11M $282.16 $420K +3,111 +8.6%
51 BIV 0.31% 140,546 $11M $78.09 $1M +11,612 +9.0%
52 JEPI 0.31% 190,072 $11M $57.10 -$799K -14,882 -7.3%
53 QUAL 0.31% 55,488 $11M $194.50 $293K -1,945 -3.4%
54 VEA 0.31% 179,063 $11M $59.92 $1M +9,143 +5.4%
55 RSP 0.30% 55,327 $10M $189.70 $154K -1,578 -2.8%
56 IMCG 0.30% 125,532 $10M $82.73 -$167K -5,991 -4.6%
57 MUB 0.29% 94,523 $10M $106.49 -$2M -23,335 -19.8%
58 CAT 0.29% 20,953 $10M $477.14 $2M -694 -3.2%
59 IEFA 0.28% 111,512 $10M $87.31 -$252K -8,130 -6.8%
60 JNJ 0.28% 52,278 $10M $185.42 $1M -3,399 -6.1%
61 IOO 0.28% 80,746 $10M $120.01 -$1M -22,484 -21.8%
62 MOAT 0.28% 97,700 $10M $99.11 -$1M -19,998 -17.0%
63 USIG 0.27% 183,326 $10M $52.22 $1M +24,327 +15.3%
64 CGDV 0.27% 226,336 $10M $42.05 $32K -13,816 -5.8%
65 ORCL 0.27% 33,532 $9M $281.24 $2M +223 +0.7%
66 VIG 0.26% 42,413 $9M $215.79 $1M +2,639 +6.6%
67 XLF 0.26% 168,913 $9M $53.87 -$385K -12,185 -6.7%
68 NFLX 0.26% 7,555 $9M $1,198.97 -$2M -418 -5.2%
69 IEMG 0.26% 135,129 $9M $65.92 $1M +8,349 +6.6%
70 WM 0.25% 40,231 $9M $220.83 -$417K -416 -1.0%
71 XOM 0.25% 77,791 $9M $112.75 -$575K -8,907 -10.3%
72 BALT 0.25% 265,315 $9M $32.82 -$1M -37,837 -12.5%
73 CRWD 0.25% 17,565 $9M $490.37 $238K +1,121 +6.8%
74 SLV 0.24% 197,192 $8M $42.37 $3M +45,185 +29.7%
75 BNDX 0.23% 164,632 $8M $49.46 -$767K -15,319 -8.5%
76 PG 0.23% 52,851 $8M $153.65 -$1M -4,750 -8.2%
77 CIBR 0.23% 106,697 $8M $76.01 $552K +6,699 +6.7%
78 VGT 0.23% 10,849 $8M $746.63 $3M +2,423 +28.8%
79 VUG 0.23% 16,586 $8M $479.67 $2M +2,120 +14.7%
80 XHLF 0.23% 156,937 $8M $50.42 -$163K -3,496 -2.2%
81 NEE 0.23% 104,434 $8M $75.49 $609K -360 -0.3%
82 VCSH 0.23% 98,301 $8M $79.93 $413K +4,663 +5.0%
83 VO 0.22% 26,648 $8M $293.76 $263K -386 -1.4%
84 TDIV 0.22% 77,941 $8M $98.59 $1M +7,564 +10.8%
85 FBND 0.22% 164,635 $8M $46.24 $409K +7,180 +4.6%
86 AMD 0.22% 46,631 $8M $161.79 $2M +6,881 +17.3%
87 DTE 0.22% 53,230 $8M $141.44 $323K -1,165 -2.1%
88 VZ 0.21% 170,060 $7M $43.95 -$589K -16,293 -8.7%
89 XLU 0.21% 84,846 $7M $87.21 $895K +5,199 +6.5%
90 FTEC 0.21% 33,270 $7M $222.17 $1M +3,106 +10.3%
91 PSFF 0.21% 230,405 $7M $31.60 $51K -6,742 -2.8%
92 SECT 0.21% 115,181 $7M $63.02 $797K +3,915 +3.5%
93 FCUS 0.21% 227,869 $7M $31.77 $876K -19,008 -7.7%
94 GS 0.20% 8,895 $7M $796.34 $731K -80 -0.9%
95 IYW 0.20% 36,075 $7M $195.86 $231K -3,373 -8.6%
96 SPIB 0.20% 207,652 $7M $33.89 $345K +8,357 +4.2%
97 ITOT 0.20% 48,023 $7M $145.65 $530K +149 +0.3%
98 SMH 0.20% 21,410 $7M $326.36 $2M +1,814 +9.3%
99 HDV 0.20% 56,979 $7M $122.45 $555K +2,167 +4.0%
100 USHY 0.20% 182,536 $7M $37.78 $705K +17,481 +10.6%

Options Breakdown

6 Calls $1M Call Value 3 Puts $141K Put Value 0.12 P/C Ratio

Top Calls

SymbolSharesValueStatus
AMAT 8,000 $375K NEW
UBER 20,000 $266K
AAPL 10,000 $238K
CNC 20,000 $178K NEW
F-PD 41,000 $115K NEW
NVDA $0 SOLD

Top Puts

SymbolSharesValueStatus
SPY 23,900 $129K
XRX 72,300 $11K
NWL 22,000 $1K

New Positions

SymbolValue% Port
WCPB $3M 0.09%
IREN $2M 0.06%
JMTG $2M 0.05%
ITT $2M 0.05%
PLTM $2M 0.05%
TTWO $2M 0.04%
ONC $1M 0.04%
ILDR $1M 0.04%
OPEN $1M 0.04%
IGLD $1M 0.03%
AGX $1M 0.03%
FCA $1M 0.03%
CGDG $1M 0.03%
ROAD $1M 0.03%
CIFR $994K 0.03%

Sold Out Positions

SymbolValue% Port
ESTC —%
CDE —%
ZBH —%
BJ —%
CAVA —%
PEN —%
STT —%
TRU —%
MTZ —%
LOAR —%
LB —%
BYD —%
BXSL —%
CPNG —%
CNQ —%
View SEC EDGAR Filings for Sigma Planning Corp →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms