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Asset Manager ← All Institutions

Sigma Planning Corp

300 PARKLAND PLAZA, ANN ARBOR, MI 48103 • 734-663-1611

Q4 2025 · Filed 2026-01-30
Market Value
$3.6B
+2.9%
Holdings
1,364
+22
New Purchases
117
Added To
604
Closed
110
Reduced
510
Top 10 Concentration
25.9%
Turnover
16.6%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
GOOG 1.22% 0.96% +0.26% $44M
MU 0.29% 0.13% +0.16% $10M
SLV 0.40% 0.24% +0.16% $14M
LLY 0.51% 0.36% +0.16% $18M
AAPL 4.71% 4.57% +0.14% $169M
GOOGL 0.69% 0.56% +0.14% $25M
FOCT 0.11% 0.00% +0.11% $4M
CAT 0.40% 0.29% +0.11% $14M
TSLA 0.61% 0.50% +0.11% $22M
LST 0.08% 0.00% +0.08% $3M
CGDV 0.34% 0.27% +0.07% $12M
PLTM 0.11% 0.05% +0.07% $4M
XBI 0.07% 0.01% +0.06% $2M
GLD 0.65% 0.59% +0.05% $23M
QQQ 2.10% 2.05% +0.05% $75M

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
MSFT 1.82% 2.00% -0.18% $65M
NVDA 3.41% 3.57% -0.16% $122M
BRK-B 0.63% 0.76% -0.14% $22M
ALAB 0.02% 0.13% -0.11% $652K
PLTR 0.52% 0.63% -0.11% $19M
ORCL 0.17% 0.27% -0.10% $6M
FDEC 0.01% 0.10% -0.09% $422K
META 0.74% 0.83% -0.08% $27M
MP 0.02% 0.10% -0.08% $822K
HD 0.34% 0.42% -0.08% $12M
JEPI 0.24% 0.31% -0.07% $9M
TDIV 0.16% 0.22% -0.06% $6M
GEV 0.11% 0.17% -0.06% $4M
VPU 0.09% 0.15% -0.06% $3M
MOAT 0.22% 0.28% -0.06% $8M

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 64.4%
Technology 13.9%
Industrials 3.8%
Consumer Cyclical 3.8%
Healthcare 3.3%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 73 $1.4B 38.9%
Large Cap 589 $1.5B 41.2%
Mid Cap 311 $424M 11.8%
Small Cap 270 $202M 5.6%
Micro Cap 121 $86M 2.4%

Portfolio Analytics

Avg Market Cap
$68.5B
Median Market Cap
$8.9B
Avg P/E
35.6
Median P/E
24.2
Avg Dividend Yield
0.02%
Avg Beta
0.95
# Stocks
635
# ETFs / Funds
729

Top Holdings (1,364 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 IVV 5.60% 293,582 $201M $685.04 $5M +540 +0.2%
2 AAPL 4.71% 621,839 $169M $272.16 $10M -4,278 -0.7%
3 NVDA 3.41% 656,171 $122M $186.65 -$2M -11,984 -1.8%
4 AMZN 2.26% 351,759 $81M $231.08 $3M -4,197 -1.2%
5 QQQ 2.10% 122,300 $75M $615.09 $4M +3,493 +2.9%
6 MSFT 1.82% 135,011 $65M $484.59 -$4M +340 +0.2%
7 SPY 1.67% 87,921 $60M $681.96 $2M +818 +0.9%
8 IVW 1.49% 433,977 $53M $123.26 $1M +2,811 +0.7%
9 DGRO 1.41% 731,146 $51M $69.42 -$538K -22,294 -3.0%
10 VOO 1.41% 80,619 $51M $626.47 $2M +859 +1.1%
11 GOOG 1.22% 139,304 $44M $313.77 $10M +1,448 +1.1%
12 LQD 1.02% 332,897 $37M $110.33 $754K +10,162 +3.1%
13 SCHG 0.87% 977,872 $31M $31.78 $94K +6,828 +0.7%
14 META 0.74% 40,343 $27M $661.83 -$2M +1,143 +2.9%
15 AVGO 0.74% 75,918 $26M $348.30 $943K -1,374 -1.8%
16 GOOGL 0.69% 79,243 $25M $314.17 $5M -626 -0.8%
17 SHY 0.68% 294,513 $24M $82.84 $2M +23,076 +8.5%
18 IJH 0.67% 362,261 $24M $66.02 $1M +11,233 +3.2%
19 IJR 0.65% 193,672 $23M $120.19 $639K +3,158 +1.7%
20 GLD 0.65% 58,988 $23M $392.94 $2M +746 +1.3%
21 IVE 0.63% 106,012 $22M $212.07 $935K +1,676 +1.6%
22 BRK-B 0.63% 44,564 $22M $503.86 -$4M -8,308 -15.7%
23 SCHD 0.63% 833,241 $22M $26.93 $217K +19,272 +2.4%
24 TSLA 0.61% 48,487 $22M $450.59 $4M +9,162 +23.3%
25 PLTR 0.52% 105,534 $19M $178.57 -$3M -15,319 -12.7%
26 JPM 0.52% 57,104 $19M $324.63 $671K +463 +0.8%
27 LLY 0.51% 17,060 $18M $1,081.20 $6M +825 +5.1%
28 IAU 0.50% 221,105 $18M $81.17 $2M +5,212 +2.4%
29 IGIB 0.49% 326,676 $18M $53.88 $406K +8,767 +2.8%
30 RDVY 0.49% 251,078 $17M $69.51 $2M +15,073 +6.4%
31 AGG 0.47% 169,983 $17M $100.01 $151K +1,914 +1.1%
32 XLK 0.44% 110,748 $16M $142.14 $1M +59,078 +114.3%
33 FLOT 0.43% 300,178 $15M $50.86 -$1M -19,864 -6.2%
34 IDV 0.43% 386,848 $15M $39.45 $987K -3,691 -0.9%
35 COWZ 0.42% 250,621 $15M $60.25 -$766K -25,437 -9.2%
36 VTI 0.41% 43,308 $15M $335.83 $2M +4,035 +10.3%
37 SCHX 0.40% 533,857 $14M $26.90 -$331K -23,966 -4.3%
38 SLV 0.40% 219,910 $14M $65.29 $6M +22,718 +11.5%
39 CAT 0.40% 24,811 $14M $574.28 $4M +3,858 +18.4%
40 USMV 0.39% 150,453 $14M $94.16 -$380K -2,445 -1.6%
41 COST 0.38% 15,907 $14M $862.34 -$747K +280 +1.8%
42 ABBV 0.38% 59,304 $14M $228.55 -$88K +383 +0.7%
43 VTV 0.37% 70,078 $13M $191.37 $673K +1,796 +2.6%
44 IBM 0.37% 44,588 $13M $296.29 $2M +5,202 +13.2%
45 WMT 0.35% 112,116 $13M $111.87 $1M +2,859 +2.6%
46 CGDV 0.34% 280,829 $12M $43.86 $3M +54,493 +24.1%
47 CVX 0.34% 80,592 $12M $152.41 $374K +3,900 +5.1%
48 HD 0.34% 35,861 $12M $339.84 -$2M -87 -0.2%
49 IGSB 0.34% 230,375 $12M $52.88 $519K +10,439 +4.8%
50 BUFR 0.34% 372,173 $12M $32.50 -$590K -7,465 -2.0%
51 JNJ 0.33% 56,956 $12M $206.95 $2M +4,678 +8.9%
52 V 0.32% 32,470 $11M $350.44 -$816K -3,252 -9.1%
53 VEA 0.32% 181,456 $11M $62.62 $633K +2,393 +1.3%
54 IEFA 0.32% 126,760 $11M $89.53 $2M +15,248 +13.7%
55 SDVY 0.31% 291,682 $11M $38.36 -$65K -4,310 -1.5%
56 IUSV 0.31% 108,742 $11M $102.54 -$2M -19,487 -15.2%
57 RSP 0.30% 55,806 $11M $190.18 $118K +479 +0.9%
58 XLF 0.29% 190,663 $10M $54.83 $1M +21,750 +12.9%
59 MU 0.29% 36,634 $10M $285.27 $6M +9,574 +35.4%
60 XOM 0.29% 86,191 $10M $120.34 $2M +8,400 +10.8%
61 QUAL 0.29% 52,011 $10M $198.62 -$462K -3,477 -6.3%
62 BIV 0.29% 131,178 $10M $78.22 -$714K -9,368 -6.7%
63 IMCG 0.28% 127,905 $10M $79.84 -$173K +2,373 +1.9%
64 USIG 0.27% 188,950 $10M $51.77 $209K +5,624 +3.1%
65 MUB 0.27% 90,725 $10M $107.11 -$348K -3,798 -4.0%
66 AMD 0.27% 43,934 $10M $217.75 $2M -2,697 -5.8%
67 VIG 0.26% 43,207 $9M $219.78 $344K +794 +1.9%
68 NEE 0.26% 117,200 $9M $80.17 $2M +12,766 +12.2%
69 IEMG 0.26% 137,682 $9M $67.29 $357K +2,553 +1.9%
70 WM 0.26% 41,587 $9M $221.29 $318K +1,356 +3.4%
71 CRWD 0.25% 19,293 $9M $463.43 $328K +1,728 +9.8%
72 BALT 0.25% 265,399 $9M $33.53 $191K +84 +0.0%
73 IOO 0.24% 68,647 $9M $126.67 -$995K -12,099 -15.0%
74 JEPI 0.24% 151,743 $9M $57.26 -$2M -38,329 -20.2%
75 VUG 0.24% 17,580 $9M $487.85 $621K +994 +6.0%
76 SMH 0.24% 22,130 $8M $381.43 $1M +720 +3.4%
77 BNDX 0.23% 174,392 $8M $48.24 $270K +9,760 +5.9%
78 VGT 0.23% 11,315 $8M $734.79 $214K +466 +4.3%
79 XLV 0.23% 52,675 $8M $154.87 $2M +6,986 +15.3%
80 XLU 0.23% 173,429 $8M $46.62 $685K +88,583 +104.4%
81 SECT 0.22% 124,820 $8M $64.69 $816K +9,639 +8.4%
82 PG 0.22% 55,502 $8M $144.44 -$104K +2,651 +5.0%
83 VCSH 0.22% 100,207 $8M $79.73 $132K +1,906 +1.9%
84 FTEC 0.22% 33,032 $8M $241.42 $583K -238 -0.7%
85 VO 0.22% 27,208 $8M $291.35 $99K +560 +2.1%
86 MOAT 0.22% 76,397 $8M $103.56 -$2M -21,303 -21.8%
87 VZ 0.22% 193,509 $8M $40.70 $401K +23,449 +13.8%
88 XHLF 0.22% 155,773 $8M $50.25 -$85K -1,164 -0.7%
89 GS 0.21% 8,779 $8M $877.35 $619K -116 -1.3%
90 CIBR 0.21% 107,597 $8M $71.45 -$422K +900 +0.8%
91 FBND 0.21% 166,257 $8M $46.04 $42K +1,622 +1.0%
92 PSFF 0.21% 236,403 $8M $32.33 $363K +5,998 +2.6%
93 NFLX 0.21% 79,537 $8M $95.19 -$1M +71,982 +952.8%
94 TSM 0.20% 23,150 $7M $312.74 $1M +1,478 +6.8%
95 USHY 0.20% 192,492 $7M $37.39 $302K +9,956 +5.5%
96 IJT 0.20% 49,040 $7M $144.32 $342K +1,439 +3.0%
97 ITOT 0.20% 47,227 $7M $148.80 $33K -796 -1.7%
98 SPIB 0.20% 207,696 $7M $33.81 -$15K +44 +0.0%
99 HDV 0.19% 56,817 $7M $121.61 -$68K -162 -0.3%
100 DTE 0.19% 53,149 $7M $128.99 -$673K -81 -0.1%

Options Breakdown

7 Calls $635K Call Value 3 Puts $97K Put Value 0.15 P/C Ratio

Top Calls

SymbolSharesValueStatus
NVDA 3,600 $244K NEW
CNC 20,000 $234K
F-PD 41,000 $150K
UBER 21,000 $4K
AI 20,000 $3K NEW
AMAT $0 SOLD
AAPL $0 SOLD

Top Puts

SymbolSharesValueStatus
SPY 24,600 $89K
XRX 71,700 $4K
NWL 39,100 $4K

New Positions

SymbolValue% Port
FOCT $4M 0.11%
LST $3M 0.08%
IOCT $2M 0.04%
GTOP $2M 0.04%
RGLD $1M 0.04%
GNOV $1M 0.04%
CGIB $1M 0.04%
QDVO $1M 0.04%
KOCT $1M 0.04%
CENX $1M 0.03%
GRNY $1M 0.03%
PATH $1M 0.03%
IBDR $1M 0.03%
DLTR $1M 0.03%
ILMN $983K 0.03%

Sold Out Positions

SymbolValue% Port
UAMY —%
IBP —%
GWRE —%
FINV —%
UI —%
SE —%
BE —%
ELF —%
RL —%
HIG —%
MWA —%
LTC —%
HPQ —%
SONY —%
AGX —%
View SEC EDGAR Filings for Sigma Planning Corp →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms