Asset Manager
← All Institutions
Bulldog Investors, LLP
PARK 80 WEST - PLAZA TWO 250 PEHLE AVE. SUITE 708, SADDLE BROOK, NJ 07663 • 201 556-0092
Market Value
$449M
+7.7%
Holdings
251
+14
New Purchases
59
Added To
34
Closed
50
Reduced
63
Top 10 Concentration
36.1%
Turnover
43.4%
Top Buys (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| STRS | 1.84% | 0.00% | +1.84% | $8M |
| DYNC | 1.42% | 0.00% | +1.42% | $6M |
| RREVU | 0.90% | 0.00% | +0.90% | $4M |
| ALOV | 0.81% | 0.00% | +0.81% | $4M |
| NBXG | 4.32% | 3.62% | +0.71% | $19M |
| HRZN | 0.69% | 0.00% | +0.69% | $3M |
| DSAC | 0.67% | 0.05% | +0.63% | $3M |
| RMT | 0.59% | 0.00% | +0.59% | $3M |
| YICCU | 0.53% | 0.00% | +0.53% | $2M |
| CET | 5.23% | 4.73% | +0.50% | $23M |
| CB | 1.60% | 1.10% | +0.50% | $7M |
| DPG | 1.08% | 0.61% | +0.47% | $5M |
| XFLT-PA | 1.24% | 0.77% | +0.47% | $6M |
| BGX | 0.45% | 0.00% | +0.45% | $2M |
| NHIVU | 0.45% | 0.00% | +0.45% | $2M |
Top Sells (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| FSK | 0.00% | 1.24% | -1.24% | $0 |
| MRCC | 0.00% | 1.07% | -1.07% | $0 |
| ALOVU | 0.00% | 0.88% | -0.88% | $0 |
| RWAY | 1.27% | 1.98% | -0.71% | $6M |
| DSACU | 0.00% | 0.68% | -0.68% | $0 |
| DSM | 4.20% | 4.87% | -0.67% | $19M |
| MESHU | 0.00% | 0.61% | -0.61% | $0 |
| JACS | 0.46% | 1.04% | -0.58% | $2M |
| SIMA | 0.00% | 0.51% | -0.51% | $0 |
| SVAC | 0.00% | 0.51% | -0.51% | $0 |
| TPL | 3.22% | 3.65% | -0.43% | $14M |
| INAC | 0.00% | 0.43% | -0.43% | $0 |
| KCAC-UN | 0.43% | 0.85% | -0.42% | $2M |
| HCICU | 0.28% | 0.70% | -0.42% | $1M |
| CION | 2.14% | 2.53% | -0.39% | $10M |
Sector Allocation Over Time
Industry Breakdown
| Industry | Weight |
|---|---|
| Financial Services | 85.8% |
| Energy | 4.1% |
| Industrials | 4.0% |
| Real Estate | 3.2% |
| Consumer Defensive | 1.9% |
Market Cap Concentration
| Tier | Holdings | Value | Weight |
|---|---|---|---|
| Mega Cap | 1 | $7M | 1.7% |
| Large Cap | 3 | $24M | 5.4% |
| Mid Cap | 6 | $21M | 4.7% |
| Small Cap | 73 | $227M | 50.7% |
| Micro Cap | 168 | $168M | 37.5% |
Portfolio Analytics
Avg Market Cap
$5.8B
Median Market Cap
$231M
Avg P/E
42.1
Median P/E
31.4
Avg Dividend Yield
0.07%
Avg Beta
0.63
# Stocks
219
# ETFs / Funds
32
Top Holdings (251 total)
| # | Symbol | % Port | Shares | Value | Avg Price | Q/Q Value Chg | Share Chg | Chg % | Status |
|---|---|---|---|---|---|---|---|---|---|
| 1 | STEW | 5.38% | 1,347,582 | $24M | $17.90 | $2M | +60,000 | +4.7% | |
| 2 | CET | 5.23% | 447,259 | $23M | $52.45 | $4M | +50,792 | +12.8% | |
| 3 | NBXG | 4.32% | 1,171,931 | $19M | $16.54 | $4M | +2,200 | +0.2% | |
| 4 | GAM | 4.21% | 296,450 | $19M | $63.75 | $2M | — | — | |
| 5 | DSM | 4.20% | 3,065,475 | $19M | $6.15 | -$1M | -308,467 | -9.1% | |
| 6 | TRC | 3.31% | 793,449 | $15M | $18.70 | -$94K | +914 | +0.1% | |
| 7 | TPL | 3.22% | 33,000 | $14M | $437.64 | -$744K | +1,000 | +3.1% | |
| 8 | LEO | 2.18% | 1,510,131 | $10M | $6.46 | -$160K | -66,240 | -4.2% | |
| 9 | CION | 2.14% | 1,538,071 | $10M | $6.23 | -$938K | — | — | |
| 10 | GDV | 1.96% | 299,458 | $9M | $29.40 | $728K | -433 | -0.1% | |
| 11 | STRS | 1.84% | 286,545 | $8M | $28.75 | — | +286,545 | — | NEW |
| 12 | OTF | 1.83% | 792,777 | $8M | $10.35 | -$169K | +116,916 | +17.3% | |
| 13 | ALX | 1.72% | 28,000 | $8M | $275.56 | $1M | — | — | |
| 14 | BRK-A | 1.67% | 10 | $7M | $748,850.00 | $307K | — | — | |
| 15 | VLGEA | 1.60% | 170,515 | $7M | $42.18 | -$9K | — | — | |
| 16 | CB | 1.60% | 21,000 | $7M | $340.74 | $3M | +7,000 | +50.0% | |
| 17 | IHD | 1.53% | 881,453 | $7M | $7.80 | $332K | -100,985 | -10.3% | |
| 18 | DYNC | 1.42% | 589,698 | $6M | $10.79 | — | +589,698 | — | NEW |
| 19 | HEQ | 1.41% | 550,968 | $6M | $11.48 | $262K | -7,323 | -1.3% | |
| 20 | GF | 1.36% | 532,074 | $6M | $11.46 | $660K | — | — | |
| 21 | BPRE | 1.29% | 445,794 | $6M | $13.01 | -$396K | +72,775 | +19.5% | |
| 22 | RWAY | 1.27% | 1,019,054 | $6M | $5.61 | -$3M | -181,075 | -15.1% | |
| 23 | XFLT-PA | 1.24% | 316,500 | $6M | $17.55 | $2M | +129,570 | +69.3% | |
| 24 | NWFL | 1.22% | 170,000 | $5M | $32.15 | $464K | — | — | |
| 25 | GLO | 1.20% | 877,416 | $5M | $6.12 | $2M | +258,415 | +41.8% | |
| 26 | DPG | 1.08% | 327,384 | $5M | $14.84 | $2M | +151,254 | +85.9% | |
| 27 | CCAP | 1.06% | 437,177 | $5M | $10.92 | -$778K | -19,778 | -4.3% | |
| 28 | IPOD | 1.00% | 429,640 | $4M | $10.43 | $2M | +179,935 | +72.1% | |
| 29 | DMB | 0.99% | 400,343 | $4M | $11.04 | -$1M | -120,406 | -23.1% | |
| 30 | IAE | 0.90% | 436,588 | $4M | $9.27 | $795K | -4,672 | -1.1% | |
| 31 | RREVU | 0.90% | 402,898 | $4M | $10.02 | — | +402,898 | — | NEW |
| 32 | ALOV | 0.81% | 367,266 | $4M | $9.94 | — | +367,266 | — | NEW |
| 33 | SPXX | 0.78% | 187,572 | $3M | $18.64 | $1M | +62,157 | +49.6% | |
| 34 | MEVO | 0.78% | 352,348 | $3M | $9.92 | $1M | +146,318 | +71.0% | |
| 35 | GDL | 0.77% | 409,748 | $3M | $8.47 | $57K | — | — | |
| 36 | OYSE | 0.74% | 320,436 | $3M | $10.29 | -$2K | -4,000 | -1.2% | |
| 37 | FVAV | 0.73% | 322,058 | $3M | $10.11 | $1M | +111,217 | +52.8% | |
| 38 | ORCC | 0.72% | 298,369 | $3M | $10.87 | -$499K | -40,000 | -11.8% | |
| 39 | DYOR | 0.72% | 321,542 | $3M | $10.04 | $12K | -1,546 | -0.5% | |
| 40 | BEAG | 0.72% | 302,033 | $3M | $10.68 | $38K | +47 | +0.0% | |
| 41 | BCSS | 0.70% | 306,885 | $3M | $10.27 | $35K | -1,356 | -0.4% | |
| 42 | NCDL | 0.70% | 251,034 | $3M | $12.42 | $258K | +26,212 | +11.7% | |
| 43 | HRZN | 0.69% | 658,617 | $3M | $4.73 | — | +658,617 | — | NEW |
| 44 | DSAC | 0.67% | 299,388 | $3M | $10.09 | $3M | +279,420 | +1399.3% | |
| 45 | ECF | 0.67% | 228,134 | $3M | $13.21 | $465K | -479 | -0.2% | |
| 46 | WRE | 0.66% | 2,000,000 | $3M | $1.48 | -$1M | — | — | |
| 47 | BBDC | 0.64% | 336,401 | $3M | $8.52 | $110K | +1,497 | +0.5% | |
| 48 | PTMN | 0.61% | 378,412 | $3M | $7.28 | -$91K | — | — | |
| 49 | EIC | 0.61% | 273,529 | $3M | $10.07 | $700K | +55,929 | +25.7% | |
| 50 | RMT | 0.59% | 181,964 | $3M | $14.64 | — | +181,964 | — | NEW |
| 51 | DHF | 0.59% | 1,093,928 | $3M | $2.42 | $2M | +806,939 | +281.2% | |
| 52 | PGR | 0.58% | 12,000 | $3M | $218.45 | $441K | +1,000 | +9.1% | |
| 53 | LWAC | 0.58% | 255,661 | $3M | $10.22 | $8K | -1,525 | -0.6% | |
| 54 | OIM | 0.55% | 245,385 | $2M | $10.08 | $171K | +14,320 | +6.2% | |
| 55 | VNME | 0.54% | 235,640 | $2M | $10.19 | -$2K | -1,752 | -0.7% | |
| 56 | SPEG | 0.54% | 233,749 | $2M | $10.27 | -$1K | -2,210 | -0.9% | |
| 57 | YICCU | 0.53% | 237,248 | $2M | $10.04 | — | +237,248 | — | NEW |
| 58 | CNNE | 0.50% | 156,978 | $2M | $14.40 | -$1M | -145,074 | -48.0% | |
| 59 | WENN | 0.50% | 218,562 | $2M | $10.29 | $24K | — | — | |
| 60 | HVMC | 0.50% | 219,965 | $2M | $10.16 | $24K | — | — | |
| 61 | JOF | 0.49% | 187,557 | $2M | $11.78 | $1M | +83,376 | +80.0% | |
| 62 | MKLY | 0.49% | 216,921 | $2M | $10.15 | $196K | +16,921 | +8.5% | |
| 63 | WLIIU | 0.46% | 200,079 | $2M | $10.35 | -$1M | -123,381 | -38.1% | |
| 64 | JACS | 0.46% | 192,029 | $2M | $10.64 | -$2M | -216,731 | -53.0% | |
| 65 | BGX | 0.45% | 185,505 | $2M | $10.88 | — | +185,505 | — | NEW |
| 66 | NHIVU | 0.45% | 194,785 | $2M | $10.25 | — | +194,785 | — | NEW |
| 67 | KCAC-UN | 0.43% | 184,330 | $2M | $10.35 | -$2M | -166,690 | -47.5% | |
| 68 | TLNC | 0.39% | 169,247 | $2M | $10.31 | $19K | — | — | |
| 69 | KCA-UN | 0.36% | 163,252 | $2M | $10.01 | — | +163,252 | — | NEW |
| 70 | HCIC | 0.36% | 163,963 | $2M | $9.93 | — | +163,963 | — | NEW |
| 71 | NXDT | 0.35% | 300,011 | $2M | $5.19 | $188K | +6,894 | +2.4% | |
| 72 | HACQ | 0.34% | 150,000 | $2M | $10.03 | — | +150,000 | — | NEW |
| 73 | BIII | 0.33% | 149,997 | $1M | $9.95 | — | +149,997 | — | NEW |
| 74 | FGII | 0.33% | 150,000 | $1M | $9.93 | — | +150,000 | — | NEW |
| 75 | LEGO | 0.33% | 149,997 | $1M | $9.92 | — | +149,997 | — | NEW |
| 76 | AIV | 0.33% | 500,000 | $1M | $2.97 | — | +500,000 | — | NEW |
| 77 | MXE | 0.29% | 101,158 | $1M | $13.01 | $11K | — | — | |
| 78 | AIIA | 0.29% | 128,588 | $1M | $10.22 | -$84K | -10,897 | -7.8% | |
| 79 | GHXIU | 0.29% | 128,992 | $1M | $10.15 | — | +128,992 | — | NEW |
| 80 | MFM | 0.29% | 230,382 | $1M | $5.62 | — | +230,382 | — | NEW |
| 81 | SVIV | 0.29% | 126,692 | $1M | $10.19 | $9K | -3,168 | -2.4% | |
| 82 | HCICU | 0.28% | 124,876 | $1M | $10.08 | -$2M | -164,969 | -56.9% | |
| 83 | DBCA | 0.28% | 125,000 | $1M | $9.97 | — | +125,000 | — | NEW |
| 84 | WLII | 0.27% | 119,704 | $1M | $10.23 | — | +119,704 | — | NEW |
| 85 | MBVI | 0.26% | 115,237 | $1M | $10.13 | $162K | +15,237 | +15.2% | |
| 86 | IACQU | 0.23% | 102,502 | $1M | $10.16 | — | +102,502 | — | NEW |
| 87 | CRAQ | 0.23% | 100,000 | $1M | $10.30 | $14K | — | — | |
| 88 | BCV | 0.23% | 39,448 | $1M | $25.99 | $176K | — | — | |
| 89 | FIGX | 0.23% | 100,090 | $1M | $10.23 | $10K | — | — | |
| 90 | VACI | 0.23% | 100,000 | $1M | $10.22 | -$964K | -100,000 | -50.0% | |
| 91 | EVOX | 0.23% | 101,640 | $1M | $10.02 | -$7K | -1,252 | -1.2% | |
| 92 | CMII | 0.23% | 99,898 | $1M | $10.14 | — | +99,898 | — | NEW |
| 93 | MESH | 0.22% | 99,996 | $1M | $10.01 | — | +99,996 | — | NEW |
| 94 | QLEP | 0.22% | 100,000 | $993K | $9.93 | — | +100,000 | — | NEW |
| 95 | JENA | 0.22% | 94,050 | $974K | $10.36 | -$119 | -1,300 | -1.4% | |
| 96 | FMN | 0.22% | 84,716 | $973K | $11.49 | $600K | +50,534 | +147.8% | |
| 97 | DMA | 0.21% | 126,112 | $943K | $7.48 | -$79K | — | — | |
| 98 | SCPQU | 0.20% | 88,992 | $912K | $10.25 | $21K | — | — | |
| 99 | HHH | 0.19% | 12,000 | $858K | $71.49 | $99K | — | — | |
| 100 | IPFX | 0.18% | 79,808 | $824K | $10.32 | — | +79,808 | — | NEW |