Asset Manager
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Bulldog Investors, LLP
PARK 80 WEST - PLAZA TWO 250 PEHLE AVE. SUITE 708, SADDLE BROOK, NJ 07663 • 201 556-0092
Market Value
$370M
+7.7%
Holdings
131
+4
New Purchases
28
Added To
33
Closed
16
Reduced
28
Top 10 Concentration
42.6%
Turnover
33.6%
Top Buys (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| LEO | 2.54% | 1.32% | +1.22% | $9M |
| HEQ | 1.11% | 0.00% | +1.11% | $4M |
| DSM | 5.51% | 4.52% | +0.99% | $20M |
| FSK | 1.94% | 1.05% | +0.90% | $7M |
| OTF | 2.42% | 1.57% | +0.85% | $9M |
| OBDC | 0.80% | 0.00% | +0.80% | $3M |
| MESHU | 0.78% | 0.00% | +0.78% | $3M |
| DSACU | 0.73% | 0.00% | +0.73% | $3M |
| UTF | 0.66% | 0.00% | +0.66% | $2M |
| NCDL | 0.62% | 0.00% | +0.62% | $2M |
| BBDC | 0.79% | 0.17% | +0.61% | $3M |
| BRK-A | 0.61% | 0.00% | +0.61% | $2M |
| VACI | 0.53% | 0.00% | +0.53% | $2M |
| CB | 1.18% | 0.66% | +0.52% | $4M |
| PGR | 0.49% | 0.00% | +0.49% | $2M |
Top Sells (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| AFB | 0.03% | 2.94% | -2.91% | $113K |
| ENX | 0.00% | 1.39% | -1.39% | $0 |
| GAM | 4.71% | 5.93% | -1.22% | $17M |
| CNNE | 1.94% | 2.82% | -0.88% | $7M |
| SBXD-UN | 0.00% | 0.84% | -0.84% | $0 |
| IIF | 0.97% | 1.76% | -0.79% | $4M |
| KOYNU | 0.07% | 0.73% | -0.67% | $253K |
| PGZ | 0.00% | 0.58% | -0.58% | $0 |
| CHAC | 0.17% | 0.74% | -0.57% | $628K |
| BACCU | 0.00% | 0.54% | -0.54% | $0 |
| NBXG | 4.55% | 5.09% | -0.53% | $17M |
| HVMCU | 0.16% | 0.65% | -0.49% | $601K |
| ZTR | 0.00% | 0.48% | -0.48% | $0 |
| TLNCU | 0.04% | 0.49% | -0.45% | $156K |
| CET | 5.35% | 5.77% | -0.42% | $20M |
Sector Allocation Over Time
Industry Breakdown
| Industry | Weight |
|---|---|
| Financial Services | 85.8% |
| Energy | 4.1% |
| Industrials | 4.0% |
| Real Estate | 3.2% |
| Consumer Defensive | 1.9% |
Market Cap Concentration
| Tier | Holdings | Value | Weight |
|---|---|---|---|
| Mega Cap | 1 | $2M | 0.6% |
| Large Cap | 3 | $15M | 4.1% |
| Mid Cap | 6 | $31M | 8.3% |
| Small Cap | 42 | $178M | 48.1% |
| Micro Cap | 79 | $144M | 38.8% |
Portfolio Analytics
Avg Market Cap
$10.5B
Median Market Cap
$245M
Avg P/E
39.1
Median P/E
25.6
Avg Dividend Yield
0.07%
Avg Beta
0.59
# Stocks
99
# ETFs / Funds
32
Top Holdings (131 total)
| # | Symbol | % Port | Shares | Value | Avg Price | Q/Q Value Chg | Share Chg | Chg % | Status |
|---|---|---|---|---|---|---|---|---|---|
| 1 | STEW | 6.23% | 1,243,823 | $23M | $18.54 | $3M | +126,241 | +11.3% | |
| 2 | DSM | 5.51% | 3,308,091 | $20M | $6.17 | $5M | +683,653 | +26.1% | |
| 3 | CET | 5.35% | 390,946 | $20M | $50.71 | -$6K | +4,900 | +1.3% | |
| 4 | GAM | 4.71% | 296,960 | $17M | $58.73 | -$3M | -30,650 | -9.4% | |
| 5 | NBXG | 4.55% | 1,168,126 | $17M | $14.44 | -$619K | +31,140 | +2.7% | |
| 6 | CION | 4.01% | 1,538,071 | $15M | $9.67 | $292K | — | — | |
| 7 | CMU | 3.40% | 3,593,657 | $13M | $3.51 | $2M | +598,697 | +20.0% | |
| 8 | TRC | 3.37% | 791,492 | $12M | $15.77 | -$150K | +1,032 | +0.1% | |
| 9 | RWAY | 2.89% | 1,200,872 | $11M | $8.93 | $144K | +159,588 | +15.3% | |
| 10 | CXH | 2.58% | 1,201,345 | $10M | $7.95 | $2M | +220,851 | +22.5% | |
| 11 | LEO | 2.54% | 1,480,512 | $9M | $6.36 | $5M | +755,380 | +104.2% | |
| 12 | TPL | 2.46% | 31,700 | $9M | $287.22 | $49K | +22,000 | +226.8% | |
| 13 | OTF | 2.42% | 615,848 | $9M | $14.54 | $4M | +226,193 | +58.0% | |
| 14 | GDV | 2.25% | 300,586 | $8M | $27.77 | $187K | -209 | -0.1% | |
| 15 | FSK | 1.94% | 486,352 | $7M | $14.81 | $4M | +245,234 | +101.7% | |
| 16 | CNNE | 1.94% | 456,191 | $7M | $15.73 | -$3M | -72,542 | -13.7% | |
| 17 | OXLC | 1.92% | 485,401 | $7M | $14.64 | -$466K | +38,113 | +8.5% | |
| 18 | CCAP | 1.74% | 457,518 | $6M | $14.05 | $189K | +20,000 | +4.6% | |
| 19 | ALX | 1.65% | 28,000 | $6M | $217.94 | $826K | +5,500 | +24.4% | |
| 20 | MRCC | 1.64% | 954,816 | $6M | $6.37 | $2M | +303,795 | +46.7% | |
| 21 | VLGEA | 1.63% | 170,515 | $6M | $35.39 | $375K | +19,005 | +12.5% | |
| 22 | GF | 1.55% | 501,257 | $6M | $11.42 | $43K | +9,778 | +2.0% | |
| 23 | IHD | 1.52% | 900,453 | $6M | $6.27 | $2M | +319,956 | +55.1% | |
| 24 | BCIC | 1.21% | 378,412 | $4M | $11.83 | -$827K | -81,595 | -17.7% | |
| 25 | DMB | 1.19% | 400,303 | $4M | $10.99 | $847K | +68,324 | +20.6% | |
| 26 | CB | 1.18% | 14,000 | $4M | $312.12 | $2M | +6,000 | +75.0% | |
| 27 | JACS | 1.15% | 410,138 | $4M | $10.42 | -$12K | -2,736 | -0.7% | |
| 28 | HEQ | 1.11% | 381,764 | $4M | $10.75 | — | +381,764 | — | NEW |
| 29 | IIF | 0.97% | 144,096 | $4M | $24.98 | -$2M | -85,441 | -37.2% | |
| 30 | GDL | 0.94% | 409,922 | $3M | $8.47 | -$33K | — | — | |
| 31 | GLO | 0.88% | 573,849 | $3M | $5.66 | $707K | +128,131 | +28.8% | |
| 32 | ECF | 0.84% | 267,836 | $3M | $11.63 | -$510K | -44,627 | -14.3% | |
| 33 | IAE | 0.84% | 424,908 | $3M | $7.28 | $48K | +18,853 | +4.6% | |
| 34 | BACC | 0.80% | 291,605 | $3M | $10.21 | -$90K | -15,286 | -5.0% | |
| 35 | OBDC | 0.80% | 238,275 | $3M | $12.43 | — | +238,275 | — | NEW |
| 36 | BBDC | 0.79% | 317,307 | $3M | $9.18 | $2M | +249,885 | +370.6% | |
| 37 | MESHU | 0.78% | 289,100 | $3M | $10.00 | — | +289,100 | — | NEW |
| 38 | DSACU | 0.73% | 270,000 | $3M | $10.04 | — | +270,000 | — | NEW |
| 39 | LWACU | 0.71% | 260,956 | $3M | $10.03 | $2M | +160,956 | +161.0% | |
| 40 | IPODU | 0.70% | 252,905 | $3M | $10.19 | $2K | -1,769 | -0.7% | |
| 41 | UTF | 0.66% | 101,003 | $2M | $24.11 | — | +101,003 | — | NEW |
| 42 | JOF | 0.65% | 217,441 | $2M | $11.08 | $112K | -507 | -0.2% | |
| 43 | PBBK | 0.63% | 110,000 | $2M | $21.15 | $217K | — | — | |
| 44 | NCDL | 0.62% | 173,412 | $2M | $13.34 | — | +173,412 | — | NEW |
| 45 | BRK-A | 0.61% | 3 | $2M | $754,800.00 | — | +3 | — | NEW |
| 46 | WENN | 0.60% | 218,562 | $2M | $10.10 | $1M | +148,562 | +212.2% | |
| 47 | VACI | 0.53% | 200,000 | $2M | $9.90 | — | +200,000 | — | NEW |
| 48 | PGR | 0.49% | 8,000 | $2M | $227.72 | — | +8,000 | — | NEW |
| 49 | NWFL | 0.49% | 64,145 | $2M | $28.05 | $2M | +54,814 | +587.4% | |
| 50 | SZZLU | 0.46% | 167,604 | $2M | $10.16 | -$41K | -5,384 | -3.1% | |
| 51 | CXE | 0.45% | 449,633 | $2M | $3.70 | -$9K | — | — | |
| 52 | HVMC | 0.43% | 160,663 | $2M | $10.00 | — | +160,663 | — | NEW |
| 53 | SAC-UN | 0.43% | 157,388 | $2M | $10.09 | — | +157,388 | — | NEW |
| 54 | CCIF | 0.43% | 337,241 | $2M | $4.69 | -$330K | +8,826 | +2.7% | |
| 55 | TLNC | 0.42% | 154,000 | $2M | $10.11 | — | +154,000 | — | NEW |
| 56 | TACH | 0.42% | 150,000 | $2M | $10.25 | $20K | — | — | |
| 57 | ICMB | 0.40% | 554,197 | $1M | $2.70 | $43K | +31,445 | +6.0% | |
| 58 | ETHM | 0.36% | 130,348 | $1M | $10.29 | -$20K | -386 | -0.3% | |
| 59 | SCIIU | 0.36% | 132,803 | $1M | $10.07 | — | +132,803 | — | NEW |
| 60 | DYORU | 0.35% | 127,985 | $1M | $10.07 | — | +127,985 | — | NEW |
| 61 | MXE | 0.34% | 101,158 | $1M | $12.38 | $52K | — | — | |
| 62 | DMA | 0.31% | 127,218 | $1M | $8.97 | -$1M | -152,874 | -54.6% | |
| 63 | NXDT | 0.30% | 293,119 | $1M | $3.83 | $94K | +14,320 | +5.1% | |
| 64 | NHIC | 0.28% | 100,000 | $1M | $10.36 | $18K | — | — | |
| 65 | XRPN | 0.28% | 100,000 | $1M | $10.24 | -$19K | — | — | |
| 66 | COPL | 0.28% | 100,000 | $1M | $10.20 | $9K | — | — | |
| 67 | CHPGU | 0.28% | 100,000 | $1M | $10.19 | $15K | — | — | |
| 68 | PELIR | 0.27% | 100,000 | $1M | $10.15 | $9K | — | — | |
| 69 | SWZ | 0.27% | 161,903 | $1M | $6.22 | $357K | +55,001 | +51.5% | |
| 70 | FIGXU | 0.27% | 100,090 | $1M | $10.06 | — | +100,090 | — | NEW |
| 71 | GLQ | 0.26% | 127,456 | $976K | $7.66 | — | +127,456 | — | NEW |
| 72 | HHH | 0.26% | 12,000 | $957K | $79.77 | -$29K | — | — | |
| 73 | SCPQU | 0.24% | 88,992 | $890K | $10.00 | — | +88,992 | — | NEW |
| 74 | BCV | 0.24% | 39,448 | $872K | $22.10 | $9K | — | — | |
| 75 | PFX | 0.23% | 19,218 | $849K | $44.18 | -$66K | — | — | |
| 76 | BIXIU | 0.20% | 75,000 | $747K | $9.96 | — | +75,000 | — | NEW |
| 77 | BDCIU | 0.19% | 70,154 | $711K | $10.14 | $3K | — | — | |
| 78 | CRANU | 0.17% | 63,809 | $643K | $10.07 | — | +63,809 | — | NEW |
| 79 | CHAC | 0.17% | 58,290 | $628K | $10.77 | -$2M | -191,710 | -76.7% | |
| 80 | HVMCU | 0.16% | 59,302 | $601K | $10.13 | -$2M | -160,663 | -73.0% | |
| 81 | ALDF | 0.16% | 56,940 | $597K | $10.49 | -$8K | -1,004 | -1.7% | |
| 82 | GYRO | 0.15% | 60,000 | $541K | $9.01 | -$60K | — | — | |
| 83 | BLRKU | 0.13% | 50,000 | $500K | $10.00 | — | +50,000 | — | NEW |
| 84 | DNMX | 0.13% | 50,000 | $494K | $9.89 | — | +50,000 | — | NEW |
| 85 | RDAGU | 0.13% | 48,000 | $486K | $10.13 | — | +48,000 | — | NEW |
| 86 | SPAQ | 0.12% | 4,933 | $447K | $90.68 | -$66K | — | — | |
| 87 | CCIX | 0.12% | 41,730 | $444K | $10.63 | $6K | — | — | |
| 88 | IPEX | 0.08% | 29,182 | $300K | $10.28 | -$160K | -15,727 | -35.0% | |
| 89 | GSRFU | 0.08% | 28,745 | $298K | $10.35 | -$131K | -13,492 | -31.9% | |
| 90 | OFS | 0.07% | 57,639 | $274K | $4.76 | -$169K | — | — | |
| 91 | VNMEU | 0.07% | 26,603 | $271K | $10.18 | -$1M | -101,256 | -79.2% | |
| 92 | FCRS | 0.07% | 25,000 | $256K | $10.24 | -$9K | — | — | |
| 93 | KOYNU | 0.07% | 25,024 | $253K | $10.12 | -$2M | -224,976 | -90.0% | |
| 94 | SVAQU | 0.07% | 25,000 | $249K | $9.95 | — | +25,000 | — | NEW |
| 95 | GTERU | 0.06% | 21,870 | $221K | $10.10 | — | +21,870 | — | NEW |
| 96 | TLNCU | 0.04% | 15,250 | $156K | $10.26 | -$2M | -154,000 | -91.0% | |
| 97 | OTGA | 0.04% | 15,250 | $155K | $10.19 | $2K | — | — | |
| 98 | MBVIU | 0.04% | 15,240 | $154K | $10.13 | -$1M | -100,000 | -86.8% | |
| 99 | AFB | 0.03% | 10,474 | $113K | $10.82 | -$10M | -920,625 | -98.9% | |
| 100 | PCF | 0.02% | 10,705 | $66K | $6.15 | -$2K | — | — |