Asset Manager
← All Institutions
Bulldog Investors, LLP
PARK 80 WEST - PLAZA TWO 250 PEHLE AVE. SUITE 708, SADDLE BROOK, NJ 07663 • 201 556-0092
Market Value
$307M
+14.8%
Holdings
105
+29
New Purchases
38
Added To
20
Closed
12
Reduced
23
Top 10 Concentration
49.0%
Turnover
47.6%
Top Buys (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| ALX | 1.55% | 0.00% | +1.55% | $5M |
| CET | 5.75% | 4.31% | +1.43% | $18M |
| CCAP | 1.34% | 0.00% | +1.34% | $4M |
| NBXG | 5.40% | 4.12% | +1.28% | $17M |
| TRC | 4.37% | 3.15% | +1.22% | $13M |
| LEO | 1.18% | 0.00% | +1.18% | $4M |
| CNNE | 3.68% | 2.62% | +1.06% | $11M |
| BACCU | 0.93% | 0.00% | +0.93% | $3M |
| CCCXU | 0.84% | 0.00% | +0.84% | $3M |
| CHAC | 0.82% | 0.00% | +0.82% | $3M |
| VLGEA | 0.67% | 0.00% | +0.67% | $2M |
| IPODU | 0.66% | 0.00% | +0.66% | $2M |
| BBDC | 0.63% | 0.00% | +0.63% | $2M |
| DMB | 0.58% | 0.00% | +0.58% | $2M |
| RWAY | 3.64% | 3.08% | +0.56% | $11M |
Top Sells (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| DMF | 0.00% | 4.30% | -4.30% | $0 |
| YCY | 0.00% | 1.96% | -1.96% | $0 |
| CION | 4.80% | 6.57% | -1.77% | $15M |
| TYG | 0.59% | 2.05% | -1.46% | $2M |
| STEW | 6.44% | 7.85% | -1.40% | $20M |
| TPL | 3.07% | 3.97% | -0.90% | $9M |
| DSM | 4.74% | 5.46% | -0.72% | $15M |
| SWZ | 0.22% | 0.82% | -0.60% | $678K |
| LRFC | 1.45% | 1.98% | -0.53% | $4M |
| CMU | 2.90% | 3.43% | -0.53% | $9M |
| AFB | 3.92% | 4.43% | -0.51% | $12M |
| UCFI | 0.00% | 0.51% | -0.51% | $0 |
| NBH | 0.00% | 0.42% | -0.42% | $0 |
| SEG | 0.00% | 0.40% | -0.40% | $0 |
| CEPO | 0.00% | 0.38% | -0.38% | $0 |
Sector Allocation Over Time
Industry Breakdown
| Industry | Weight |
|---|---|
| Financial Services | 85.8% |
| Energy | 4.1% |
| Industrials | 4.0% |
| Real Estate | 3.2% |
| Consumer Defensive | 1.9% |
Market Cap Concentration
| Tier | Holdings | Value | Weight |
|---|---|---|---|
| Large Cap | 1 | $9M | 3.1% |
| Mid Cap | 4 | $10M | 3.2% |
| Small Cap | 35 | $168M | 55.0% |
| Micro Cap | 65 | $119M | 38.7% |
Portfolio Analytics
Avg Market Cap
$713M
Median Market Cap
$228M
Avg P/E
35.3
Median P/E
28.9
Avg Dividend Yield
0.05%
Avg Beta
0.60
# Stocks
67
# ETFs / Funds
38
Top Holdings (105 total)
| # | Symbol | % Port | Shares | Value | Avg Price | Q/Q Value Chg | Share Chg | Chg % | Status |
|---|---|---|---|---|---|---|---|---|---|
| 1 | STEW | 6.44% | 1,117,582 | $20M | $17.68 | -$1M | -97,128 | -8.0% | |
| 2 | GAM | 6.25% | 342,110 | $19M | $56.04 | $2M | — | — | |
| 3 | CET | 5.75% | 368,084 | $18M | $47.86 | $6M | +111,988 | +43.7% | |
| 4 | NBXG | 5.40% | 1,134,288 | $17M | $14.60 | $6M | +236,457 | +26.3% | |
| 5 | CION | 4.80% | 1,538,071 | $15M | $9.57 | -$3M | -156,375 | -9.2% | |
| 6 | DSM | 4.74% | 2,596,631 | $15M | $5.60 | -$42K | +69,204 | +2.7% | |
| 7 | TRC | 4.37% | 789,999 | $13M | $16.96 | $5M | +260,000 | +49.1% | |
| 8 | AFB | 3.92% | 1,164,190 | $12M | $10.31 | $178K | +75,342 | +6.9% | |
| 9 | CNNE | 3.68% | 540,987 | $11M | $20.85 | $4M | +160,000 | +42.0% | |
| 10 | RWAY | 3.64% | 1,040,313 | $11M | $10.73 | $3M | +245,007 | +30.8% | |
| 11 | TPL | 3.07% | 8,900 | $9M | $1,056.39 | -$1M | +900 | +11.2% | |
| 12 | CMU | 2.90% | 2,671,037 | $9M | $3.33 | -$268K | +45,521 | +1.7% | |
| 13 | IIF | 2.74% | 297,889 | $8M | $28.23 | $1M | +12,060 | +4.2% | |
| 14 | GDV | 2.55% | 301,028 | $8M | $26.01 | $561K | -200 | -0.1% | |
| 15 | CXH | 2.23% | 895,891 | $7M | $7.64 | $39K | +36,583 | +4.3% | |
| 16 | GF | 1.92% | 493,479 | $6M | $11.94 | $2M | +46,966 | +10.5% | |
| 17 | ENX | 1.58% | 522,790 | $5M | $9.29 | -$291K | -19,681 | -3.6% | |
| 18 | ALX | 1.55% | 21,041 | $5M | $225.32 | — | +21,041 | — | NEW |
| 19 | BIGZ | 1.46% | 610,207 | $4M | $7.34 | $1M | +117,875 | +23.9% | |
| 20 | LRFC | 1.45% | 233,549 | $4M | $18.99 | -$851K | -6,730 | -2.8% | |
| 21 | JACS | 1.40% | 416,526 | $4M | $10.30 | $343K | +24,157 | +6.2% | |
| 22 | CCAP | 1.34% | 290,383 | $4M | $14.10 | — | +290,383 | — | NEW |
| 23 | PGZ | 1.27% | 370,896 | $4M | $10.52 | $12K | +1,500 | +0.4% | |
| 24 | LEO | 1.18% | 613,504 | $4M | $5.92 | — | +613,504 | — | NEW |
| 25 | GDL | 1.12% | 411,344 | $3M | $8.34 | $406K | +43,833 | +11.9% | |
| 26 | DMA | 1.11% | 388,569 | $3M | $8.75 | $67K | -4,424 | -1.1% | |
| 27 | ECF | 1.04% | 312,463 | $3M | $10.25 | $366K | — | — | |
| 28 | SBXD-UN | 1.01% | 281,497 | $3M | $10.96 | -$70K | -28,499 | -9.2% | |
| 29 | ETHM | 0.99% | 298,609 | $3M | $10.20 | $76K | — | — | |
| 30 | BACCU | 0.93% | 283,195 | $3M | $10.04 | — | +283,195 | — | NEW |
| 31 | BCIC | 0.88% | 216,546 | $3M | $12.52 | -$396K | — | — | |
| 32 | CCCXU | 0.84% | 250,000 | $3M | $10.30 | — | +250,000 | — | NEW |
| 33 | KTF | 0.83% | 286,928 | $3M | $8.84 | -$336K | -19,355 | -6.3% | |
| 34 | CHAC | 0.82% | 250,000 | $3M | $10.07 | — | +250,000 | — | NEW |
| 35 | VLGEA | 0.67% | 53,257 | $2M | $38.50 | — | +53,257 | — | NEW |
| 36 | IPODU | 0.66% | 200,000 | $2M | $10.05 | — | +200,000 | — | NEW |
| 37 | BBDC | 0.63% | 210,501 | $2M | $9.14 | — | +210,501 | — | NEW |
| 38 | TYG | 0.59% | 41,199 | $2M | $43.89 | -$4M | -86,150 | -67.7% | |
| 39 | DMB | 0.58% | 173,211 | $2M | $10.22 | — | +173,211 | — | NEW |
| 40 | SSSS | 0.54% | 202,153 | $2M | $8.21 | $511K | -28,909 | -12.5% | |
| 41 | MAV | 0.53% | 194,697 | $2M | $8.30 | — | +194,697 | — | NEW |
| 42 | ZTR | 0.52% | 257,181 | $2M | $6.23 | $767K | +117,303 | +83.9% | |
| 43 | CXE | 0.52% | 443,631 | $2M | $3.58 | $765K | +220,646 | +99.0% | |
| 44 | GLO | 0.45% | 254,583 | $1M | $5.43 | $137K | — | — | |
| 45 | MHI | 0.44% | 147,970 | $1M | $9.16 | — | +147,970 | — | NEW |
| 46 | IHD | 0.42% | 215,590 | $1M | $5.94 | — | +215,590 | — | NEW |
| 47 | NXDT | 0.38% | 278,800 | $1M | $4.19 | $155K | +14,332 | +5.4% | |
| 48 | OFS | 0.35% | 127,191 | $1M | $8.44 | -$621K | -55,218 | -30.3% | |
| 49 | MXE | 0.35% | 101,158 | $1M | $10.47 | $177K | — | — | |
| 50 | XRPNU | 0.33% | 100,000 | $1M | $10.21 | — | +100,000 | — | NEW |
| 51 | NHIC | 0.33% | 100,000 | $1M | $10.17 | — | +100,000 | — | NEW |
| 52 | COPL | 0.33% | 100,000 | $1M | $10.07 | — | +100,000 | — | NEW |
| 53 | PELIR | 0.33% | 100,000 | $1M | $10.03 | — | +100,000 | — | NEW |
| 54 | ICMB | 0.33% | 358,471 | $999K | $2.79 | $320K | +147,074 | +69.6% | |
| 55 | PFX | 0.32% | 19,218 | $973K | $50.65 | -$45K | — | — | |
| 56 | IBAC | 0.31% | 91,687 | $957K | $10.44 | -$621K | -61,543 | -40.2% | |
| 57 | MIO | 0.31% | 80,353 | $948K | $11.80 | — | +80,353 | — | NEW |
| 58 | HHH | 0.26% | 12,000 | $810K | $67.50 | -$79K | — | — | |
| 59 | TACOU | 0.24% | 69,163 | $741K | $10.71 | — | +69,163 | — | NEW |
| 60 | WENNU | 0.24% | 70,000 | $740K | $10.57 | — | +70,000 | — | NEW |
| 61 | JOF | 0.24% | 76,638 | $739K | $9.64 | — | +76,638 | — | NEW |
| 62 | OTF | 0.23% | 46,373 | $707K | $15.25 | — | +46,373 | — | NEW |
| 63 | FERAU | 0.23% | 67,179 | $699K | $10.40 | -$546K | -56,448 | -45.7% | |
| 64 | SWZ | 0.22% | 106,902 | $678K | $6.34 | -$2M | -130,570 | -55.0% | |
| 65 | ALDF | 0.21% | 61,578 | $646K | $10.49 | -$143K | -16,472 | -21.1% | |
| 66 | BSAAU | 0.20% | 60,000 | $602K | $10.04 | — | +60,000 | — | NEW |
| 67 | DMAAU | 0.19% | 57,300 | $591K | $10.32 | -$733K | -72,964 | -56.0% | |
| 68 | M | 0.19% | 50,000 | $583K | $11.66 | -$45K | — | — | |
| 69 | PACH | 0.18% | 55,000 | $550K | $10.01 | — | +55,000 | — | NEW |
| 70 | IAE | 0.18% | 77,493 | $546K | $7.04 | — | +77,493 | — | NEW |
| 71 | SPAQ | 0.18% | 5,200 | $545K | $104.76 | $20K | — | — | |
| 72 | EGHAU | 0.17% | 50,000 | $510K | $10.19 | — | +50,000 | — | NEW |
| 73 | SZZLU | 0.17% | 50,600 | $509K | $10.05 | — | +50,600 | — | NEW |
| 74 | WTGUU | 0.16% | 50,000 | $504K | $10.09 | — | +50,000 | — | NEW |
| 75 | CEPT | 0.15% | 41,319 | $456K | $11.03 | — | +41,319 | — | NEW |
| 76 | CCIX | 0.14% | 41,730 | $439K | $10.52 | -$792K | -72,335 | -63.4% | |
| 77 | HNW | 0.14% | 34,644 | $433K | $12.50 | — | +34,644 | — | NEW |
| 78 | LMNR | 0.10% | 20,000 | $313K | $15.65 | -$41K | — | — | |
| 79 | IPEXU | 0.10% | 30,713 | $308K | $10.03 | -$574K | -55,808 | -64.5% | |
| 80 | OBAWU | 0.08% | 25,000 | $250K | $10.01 | — | +25,000 | — | NEW |
| 81 | PBBK | 0.08% | 13,863 | $245K | $17.67 | — | +13,863 | — | NEW |
| 82 | IPEX | 0.08% | 23,035 | $233K | $10.11 | — | +23,035 | — | NEW |
| 83 | CEE | 0.07% | 13,374 | $208K | $15.52 | — | +13,374 | — | NEW |
| 84 | AXINU | 0.06% | 18,000 | $182K | $10.09 | — | +18,000 | — | NEW |
| 85 | PCF | 0.02% | 10,705 | $68K | $6.35 | — | +10,705 | — | NEW |
| 86 | IMSRW | 0.02% | 25,000 | $59K | $2.35 | -$24K | -94,400 | -79.1% | |
| 87 | HFRO | 0.02% | 10,715 | $56K | $5.20 | -$16 | -3 | -0.0% | |
| 88 | CCIXW | 0.01% | 29,456 | $28K | $0.95 | $4K | — | — | |
| 89 | IBACR | 0.01% | 476,837 | $27K | $0.06 | -$2K | -36,862 | -7.2% | |
| 90 | ALDFW | 0.01% | 30,789 | $16K | $0.52 | $4K | -8,236 | -21.1% | |
| 91 | NHICW | 0.01% | 50,000 | $16K | $0.32 | — | +50,000 | — | NEW |
| 92 | IPEXR | —% | 23,035 | $6K | $0.27 | — | +23,035 | — | NEW |
| 93 | UCFIW | —% | 70,029 | $4K | $0.06 | $1K | -26,767 | -27.6% | |
| 94 | CEPO | —% | — | — | — | -$1M | -100,000 | -100.0% | SOLD |
| 95 | BCV | —% | — | — | — | -$687K | -39,448 | -100.0% | SOLD |
| 96 | NHICU | —% | — | — | — | -$1M | -101,000 | -100.0% | SOLD |
| 97 | YCY | —% | — | — | — | -$5M | -502,894 | -100.0% | SOLD |
| 98 | UYSCU | —% | — | — | — | -$213K | -21,145 | -100.0% | SOLD |
| 99 | SEG | —% | — | — | — | -$1M | -50,000 | -100.0% | SOLD |
| 100 | DMF | —% | — | — | — | -$11M | -1,598,380 | -100.0% | SOLD |