Asset Manager
← All Institutions
Bulldog Investors, LLP
PARK 80 WEST - PLAZA TWO 250 PEHLE AVE. SUITE 708, SADDLE BROOK, NJ 07663 • 201 556-0092
Market Value
$398M
+11.0%
Holdings
200
+36
New Purchases
58
Added To
34
Closed
35
Reduced
50
Top 10 Concentration
37.9%
Turnover
46.5%
Top Buys (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| OXLC | 1.90% | 0.00% | +1.90% | $8M |
| OTF | 1.35% | 0.20% | +1.15% | $5M |
| MRCC | 1.15% | 0.00% | +1.15% | $5M |
| SVACU | 0.95% | 0.00% | +0.95% | $4M |
| FSK | 0.90% | 0.00% | +0.90% | $4M |
| VLGEA | 1.42% | 0.57% | +0.85% | $6M |
| BACC | 0.77% | 0.00% | +0.77% | $3M |
| KOYNU | 0.63% | 0.00% | +0.63% | $3M |
| IAE | 0.76% | 0.15% | +0.61% | $3M |
| SPEGU | 0.61% | 0.00% | +0.61% | $2M |
| PTMN | 1.33% | 0.76% | +0.58% | $5M |
| CB | 0.57% | 0.00% | +0.57% | $2M |
| HVMCU | 0.56% | 0.00% | +0.56% | $2M |
| IHD | 0.91% | 0.36% | +0.56% | $4M |
| MKLYU | 0.54% | 0.00% | +0.54% | $2M |
Top Sells (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| LPAA | 0.00% | 1.49% | -1.49% | $0 |
| BIGZ | 0.00% | 1.25% | -1.25% | $0 |
| LRFC | 0.00% | 1.24% | -1.24% | $0 |
| IIF | 1.52% | 2.34% | -0.82% | $6M |
| AFB | 2.54% | 3.34% | -0.81% | $10M |
| CCCXU | 0.00% | 0.72% | -0.72% | $0 |
| CNNE | 2.43% | 3.14% | -0.71% | $10M |
| PGZ | 0.50% | 1.09% | -0.59% | $2M |
| TRC | 3.17% | 3.73% | -0.56% | $13M |
| BLUWU | 0.00% | 0.52% | -0.52% | $0 |
| DYNC | 0.34% | 0.85% | -0.51% | $1M |
| TYG | 0.00% | 0.50% | -0.50% | $0 |
| KTF | 0.21% | 0.71% | -0.49% | $849K |
| RWAY | 2.66% | 3.11% | -0.45% | $11M |
| MAV | 0.00% | 0.45% | -0.45% | $0 |
Sector Allocation Over Time
Industry Breakdown
| Industry | Weight |
|---|---|
| Financial Services | 85.8% |
| Energy | 4.1% |
| Industrials | 4.0% |
| Real Estate | 3.2% |
| Consumer Defensive | 1.9% |
Market Cap Concentration
| Tier | Holdings | Value | Weight |
|---|---|---|---|
| Large Cap | 2 | $11M | 2.8% |
| Mid Cap | 6 | $18M | 4.6% |
| Small Cap | 67 | $198M | 49.7% |
| Micro Cap | 125 | $171M | 42.9% |
Portfolio Analytics
Avg Market Cap
$1.1B
Median Market Cap
$247M
Avg P/E
48.2
Median P/E
34.3
Avg Dividend Yield
0.03%
Avg Beta
0.74
# Stocks
167
# ETFs / Funds
33
Top Holdings (200 total)
| # | Symbol | % Port | Shares | Value | Avg Price | Q/Q Value Chg | Share Chg | Chg % | Status |
|---|---|---|---|---|---|---|---|---|---|
| 1 | GAM | 5.12% | 327,610 | $20M | $62.21 | $1M | -14,500 | -4.2% | |
| 2 | STEW | 5.09% | 1,117,582 | $20M | $18.16 | $536K | — | — | |
| 3 | CET | 4.98% | 386,046 | $20M | $51.37 | $2M | +17,962 | +4.9% | |
| 4 | NBXG | 4.39% | 1,136,986 | $17M | $15.38 | $926K | +2,698 | +0.2% | |
| 5 | DSM | 3.90% | 2,624,438 | $16M | $5.92 | $996K | +27,807 | +1.1% | |
| 6 | CION | 3.66% | 1,538,071 | $15M | $9.48 | -$138K | — | — | |
| 7 | TRC | 3.17% | 790,460 | $13M | $15.98 | -$767K | +461 | +0.1% | |
| 8 | RWAY | 2.66% | 1,041,284 | $11M | $10.16 | -$583K | +971 | +0.1% | |
| 9 | AFB | 2.54% | 931,099 | $10M | $10.85 | -$2M | -233,091 | -20.0% | |
| 10 | CNNE | 2.43% | 528,733 | $10M | $18.31 | -$2M | -12,254 | -2.3% | |
| 11 | TPL | 2.27% | 9,700 | $9M | $933.64 | -$346K | +800 | +9.0% | |
| 12 | GDV | 2.05% | 300,795 | $8M | $27.13 | $331K | -233 | -0.1% | |
| 13 | OXLC | 1.90% | 447,288 | $8M | $16.93 | — | +447,288 | — | NEW |
| 14 | DRDB | 1.78% | 685,278 | $7M | $10.32 | -$27K | -3,259 | -0.5% | |
| 15 | CCAP | 1.57% | 437,518 | $6M | $14.26 | $2M | +147,135 | +50.7% | |
| 16 | IIF | 1.52% | 229,537 | $6M | $26.35 | -$2M | -68,352 | -22.9% | |
| 17 | GF | 1.43% | 491,479 | $6M | $11.56 | -$211K | -2,000 | -0.4% | |
| 18 | VLGEA | 1.42% | 151,510 | $6M | $37.36 | $4M | +98,253 | +184.5% | |
| 19 | OTF | 1.35% | 389,655 | $5M | $13.82 | $5M | +343,282 | +740.3% | |
| 20 | PTMN | 1.33% | 460,007 | $5M | $11.53 | $3M | +243,461 | +112.4% | |
| 21 | ALX | 1.32% | 22,500 | $5M | $234.49 | $535K | +1,459 | +6.9% | |
| 22 | CUB | 1.26% | 476,386 | $5M | $10.51 | -$85K | -8,561 | -1.8% | |
| 23 | ENX | 1.20% | 484,023 | $5M | $9.86 | -$84K | -38,767 | -7.4% | |
| 24 | MRCC | 1.15% | 651,021 | $5M | $7.02 | — | +651,021 | — | NEW |
| 25 | LEO | 1.14% | 725,132 | $5M | $6.25 | $900K | +111,628 | +18.2% | |
| 26 | SIMA | 1.10% | 415,644 | $4M | $10.54 | -$5K | -5,154 | -1.2% | |
| 27 | JACS | 1.08% | 412,874 | $4M | $10.38 | -$5K | -3,652 | -0.9% | |
| 28 | ALF | 0.95% | 358,246 | $4M | $10.55 | -$83K | -8,878 | -2.4% | |
| 29 | SVACU | 0.95% | 366,996 | $4M | $10.28 | — | +366,996 | — | NEW |
| 30 | IHD | 0.91% | 580,497 | $4M | $6.27 | $2M | +364,907 | +169.3% | |
| 31 | ECF | 0.91% | 312,463 | $4M | $11.60 | $422K | — | — | |
| 32 | FSK | 0.90% | 241,118 | $4M | $14.93 | — | +241,118 | — | NEW |
| 33 | DMB | 0.89% | 331,979 | $4M | $10.70 | $2M | +158,768 | +91.7% | |
| 34 | GDL | 0.88% | 409,922 | $4M | $8.55 | $73K | -1,422 | -0.3% | |
| 35 | MBAV | 0.87% | 326,877 | $3M | $10.55 | -$265K | -2,087 | -0.6% | |
| 36 | SOUL | 0.85% | 336,952 | $3M | $10.08 | $1M | +100,929 | +42.8% | |
| 37 | BEAG | 0.81% | 309,639 | $3M | $10.40 | -$121K | -9,477 | -3.0% | |
| 38 | LPBB | 0.77% | 293,863 | $3M | $10.45 | -$154K | -15,671 | -5.1% | |
| 39 | BACC | 0.77% | 306,891 | $3M | $10.00 | — | +306,891 | — | NEW |
| 40 | IAE | 0.76% | 406,055 | $3M | $7.50 | $2M | +328,562 | +424.0% | |
| 41 | SBXD | 0.72% | 275,171 | $3M | $10.47 | -$204K | -6,326 | -2.2% | |
| 42 | RANG | 0.69% | 265,736 | $3M | $10.31 | -$4K | -3,301 | -1.2% | |
| 43 | POLE | 0.68% | 260,734 | $3M | $10.46 | -$42K | -6,037 | -2.3% | |
| 44 | FACT | 0.66% | 255,091 | $3M | $10.32 | $634K | +61,091 | +31.5% | |
| 45 | IPOD | 0.65% | 254,674 | $3M | $10.11 | $565K | +54,674 | +27.3% | |
| 46 | GLO | 0.64% | 445,718 | $3M | $5.70 | $1M | +191,135 | +75.1% | |
| 47 | CHAC | 0.64% | 250,000 | $3M | $10.14 | $18K | — | — | |
| 48 | KOYNU | 0.63% | 250,000 | $3M | $10.10 | — | +250,000 | — | NEW |
| 49 | SPEGU | 0.61% | 239,339 | $2M | $10.17 | — | +239,339 | — | NEW |
| 50 | GRAF | 0.61% | 230,807 | $2M | $10.54 | -$120K | -13,225 | -5.4% | |
| 51 | DMA | 0.61% | 280,092 | $2M | $8.64 | -$980K | -108,477 | -27.9% | |
| 52 | JOF | 0.58% | 217,948 | $2M | $10.54 | $2M | +141,310 | +184.4% | |
| 53 | CB | 0.57% | 8,000 | $2M | $282.25 | — | +8,000 | — | NEW |
| 54 | TAVI | 0.56% | 216,064 | $2M | $10.35 | -$16K | -3,671 | -1.7% | |
| 55 | HVMCU | 0.56% | 219,965 | $2M | $10.12 | — | +219,965 | — | NEW |
| 56 | MKLYU | 0.54% | 216,921 | $2M | $9.99 | — | +216,921 | — | NEW |
| 57 | OYSE | 0.54% | 214,747 | $2M | $10.02 | — | +214,747 | — | NEW |
| 58 | PBBK | 0.53% | 110,000 | $2M | $19.18 | $2M | +96,137 | +693.5% | |
| 59 | PGZ | 0.50% | 189,736 | $2M | $10.46 | -$2M | -181,160 | -48.8% | |
| 60 | CCIF | 0.48% | 328,415 | $2M | $5.82 | — | +328,415 | — | NEW |
| 61 | BACCU | 0.47% | 184,494 | $2M | $10.09 | -$982K | -98,701 | -34.9% | |
| 62 | SZZL | 0.44% | 172,988 | $2M | $10.08 | $1M | +122,388 | +241.9% | |
| 63 | TLNCU | 0.43% | 169,250 | $2M | $10.05 | — | +169,250 | — | NEW |
| 64 | ZTR | 0.42% | 257,181 | $2M | $6.45 | $57K | — | — | |
| 65 | INAC | 0.41% | 163,573 | $2M | $9.97 | — | +163,573 | — | NEW |
| 66 | LWACU | 0.41% | 160,956 | $2M | $10.05 | -$422K | -41,763 | -20.6% | |
| 67 | BCARU | 0.38% | 152,690 | $2M | $10.00 | — | +152,690 | — | NEW |
| 68 | TACH | 0.38% | 150,000 | $2M | $10.12 | — | +150,000 | — | NEW |
| 69 | ICMB | 0.36% | 522,752 | $1M | $2.78 | $455K | +164,281 | +45.8% | |
| 70 | BCAR | 0.34% | 137,500 | $1M | $9.93 | — | +137,500 | — | NEW |
| 71 | DYNC | 0.34% | 130,734 | $1M | $10.41 | -$2M | -167,875 | -56.2% | |
| 72 | DMAA | 0.34% | 130,264 | $1M | $10.27 | $594K | +57,300 | +78.5% | |
| 73 | VNMEU | 0.32% | 127,859 | $1M | $9.97 | — | +127,859 | — | NEW |
| 74 | OYSEU | 0.30% | 120,199 | $1M | $10.00 | -$1M | -121,593 | -50.3% | |
| 75 | MXE | 0.30% | 101,158 | $1M | $11.87 | $142K | — | — | |
| 76 | MBVIU | 0.29% | 115,240 | $1M | $10.12 | — | +115,240 | — | NEW |
| 77 | VNME | 0.28% | 112,402 | $1M | $9.93 | — | +112,402 | — | NEW |
| 78 | CEE | 0.28% | 72,345 | $1M | $15.36 | $904K | +58,971 | +440.9% | |
| 79 | SSSS | 0.27% | 121,453 | $1M | $9.00 | -$567K | -80,700 | -39.9% | |
| 80 | JENA | 0.27% | 105,071 | $1M | $10.15 | — | +105,071 | — | NEW |
| 81 | XRPN | 0.26% | 100,000 | $1M | $10.43 | — | +100,000 | — | NEW |
| 82 | NXDT | 0.26% | 278,799 | $1M | $3.69 | -$139K | -1 | — | |
| 83 | NHIC | 0.26% | 100,000 | $1M | $10.18 | $1K | — | — | |
| 84 | COPL | 0.25% | 100,000 | $1M | $10.11 | $4K | — | — | |
| 85 | FIGXU | 0.25% | 100,090 | $1M | $10.08 | $627K | +61,981 | +162.6% | |
| 86 | PELIR | 0.25% | 100,000 | $1M | $10.06 | $3K | — | — | |
| 87 | CHPG | 0.25% | 100,000 | $1M | $10.04 | — | +100,000 | — | NEW |
| 88 | CRAQ | 0.25% | 100,000 | $1M | $10.00 | — | +100,000 | — | NEW |
| 89 | LWAC | 0.25% | 100,000 | $995K | $9.95 | — | +100,000 | — | NEW |
| 90 | HHH | 0.25% | 12,000 | $986K | $82.17 | $176K | — | — | |
| 91 | PFX | 0.23% | 19,218 | $915K | $47.62 | -$58K | — | — | |
| 92 | CCCX | 0.22% | 68,275 | $878K | $12.86 | — | +68,275 | — | NEW |
| 93 | BCV | 0.22% | 39,448 | $863K | $21.88 | — | +39,448 | — | NEW |
| 94 | KTF | 0.21% | 92,604 | $849K | $9.17 | -$2M | -194,324 | -67.7% | |
| 95 | FERA | 0.19% | 74,246 | $754K | $10.16 | $549K | +53,999 | +266.7% | |
| 96 | TACO | 0.18% | 69,163 | $719K | $10.40 | — | +69,163 | — | NEW |
| 97 | BDCIU | 0.18% | 70,154 | $709K | $10.10 | — | +70,154 | — | NEW |
| 98 | WENN | 0.18% | 70,000 | $708K | $10.12 | — | +70,000 | — | NEW |
| 99 | SWZ | 0.16% | 106,902 | $650K | $6.08 | -$28K | — | — | |
| 100 | ALDF | 0.15% | 57,944 | $606K | $10.45 | -$40K | -3,634 | -5.9% |