Asset Manager
← All Institutions
Bulldog Investors, LLP
PARK 80 WEST - PLAZA TWO 250 PEHLE AVE. SUITE 708, SADDLE BROOK, NJ 07663 • 201 556-0092
Market Value
$344M
+12.2%
Holdings
127
+22
New Purchases
34
Added To
27
Closed
24
Reduced
25
Top 10 Concentration
44.2%
Turnover
45.7%
Top Buys (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| OXLC | 2.20% | 0.00% | +2.20% | $8M |
| OTF | 1.57% | 0.23% | +1.34% | $5M |
| MRCC | 1.33% | 0.00% | +1.33% | $5M |
| FSK | 1.05% | 0.00% | +1.05% | $4M |
| VLGEA | 1.65% | 0.67% | +0.98% | $6M |
| BACC | 0.89% | 0.00% | +0.89% | $3M |
| KOYNU | 0.73% | 0.00% | +0.73% | $3M |
| IAE | 0.89% | 0.18% | +0.71% | $3M |
| BCIC | 1.54% | 0.88% | +0.66% | $5M |
| CB | 0.66% | 0.00% | +0.66% | $2M |
| HVMCU | 0.65% | 0.00% | +0.65% | $2M |
| IHD | 1.06% | 0.42% | +0.64% | $4M |
| CCIF | 0.56% | 0.00% | +0.56% | $2M |
| PBBK | 0.61% | 0.08% | +0.53% | $2M |
| TLNCU | 0.49% | 0.00% | +0.49% | $2M |
Top Sells (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| BIGZ | 0.00% | 1.46% | -1.46% | $0 |
| LRFC | 0.00% | 1.45% | -1.45% | $0 |
| IIF | 1.76% | 2.74% | -0.98% | $6M |
| AFB | 2.94% | 3.92% | -0.98% | $10M |
| CNNE | 2.82% | 3.68% | -0.86% | $10M |
| CCCXU | 0.00% | 0.84% | -0.84% | $0 |
| TRC | 3.67% | 4.37% | -0.70% | $13M |
| PGZ | 0.58% | 1.27% | -0.70% | $2M |
| ETHM | 0.40% | 0.99% | -0.60% | $1M |
| TYG | 0.00% | 0.59% | -0.59% | $0 |
| KTF | 0.25% | 0.83% | -0.58% | $849K |
| RWAY | 3.08% | 3.64% | -0.56% | $11M |
| CION | 4.24% | 4.80% | -0.56% | $15M |
| STEW | 5.90% | 6.44% | -0.54% | $20M |
| MAV | 0.00% | 0.53% | -0.53% | $0 |
Sector Allocation Over Time
Industry Breakdown
| Industry | Weight |
|---|---|
| Financial Services | 85.8% |
| Energy | 4.1% |
| Industrials | 4.0% |
| Real Estate | 3.2% |
| Consumer Defensive | 1.9% |
Market Cap Concentration
| Tier | Holdings | Value | Weight |
|---|---|---|---|
| Large Cap | 2 | $11M | 3.3% |
| Mid Cap | 5 | $18M | 5.3% |
| Small Cap | 44 | $177M | 51.6% |
| Micro Cap | 76 | $137M | 39.8% |
Portfolio Analytics
Avg Market Cap
$1.7B
Median Market Cap
$247M
Avg P/E
40.9
Median P/E
31.3
Avg Dividend Yield
0.06%
Avg Beta
0.64
# Stocks
93
# ETFs / Funds
34
Top Holdings (127 total)
| # | Symbol | % Port | Shares | Value | Avg Price | Q/Q Value Chg | Share Chg | Chg % | Status |
|---|---|---|---|---|---|---|---|---|---|
| 1 | GAM | 5.93% | 327,610 | $20M | $62.21 | $1M | -14,500 | -4.2% | |
| 2 | STEW | 5.90% | 1,117,582 | $20M | $18.16 | $536K | — | — | |
| 3 | CET | 5.77% | 386,046 | $20M | $51.37 | $2M | +17,962 | +4.9% | |
| 4 | NBXG | 5.09% | 1,136,986 | $17M | $15.38 | $926K | +2,698 | +0.2% | |
| 5 | DSM | 4.52% | 2,624,438 | $16M | $5.92 | $996K | +27,807 | +1.1% | |
| 6 | CION | 4.24% | 1,538,071 | $15M | $9.48 | -$138K | — | — | |
| 7 | TRC | 3.67% | 790,460 | $13M | $15.98 | -$767K | +461 | +0.1% | |
| 8 | RWAY | 3.08% | 1,041,284 | $11M | $10.16 | -$583K | +971 | +0.1% | |
| 9 | CMU | 3.02% | 2,994,960 | $10M | $3.47 | $1M | +323,923 | +12.1% | |
| 10 | AFB | 2.94% | 931,099 | $10M | $10.85 | -$2M | -233,091 | -20.0% | |
| 11 | CNNE | 2.82% | 528,733 | $10M | $18.31 | -$2M | -12,254 | -2.3% | |
| 12 | TPL | 2.63% | 9,700 | $9M | $933.64 | -$346K | +800 | +9.0% | |
| 13 | GDV | 2.37% | 300,795 | $8M | $27.13 | $331K | -233 | -0.1% | |
| 14 | CXH | 2.24% | 980,494 | $8M | $7.86 | $862K | +84,603 | +9.4% | |
| 15 | OXLC | 2.20% | 447,288 | $8M | $16.93 | — | +447,288 | — | NEW |
| 16 | CCAP | 1.81% | 437,518 | $6M | $14.26 | $2M | +147,135 | +50.7% | |
| 17 | IIF | 1.76% | 229,537 | $6M | $26.35 | -$2M | -68,352 | -22.9% | |
| 18 | GF | 1.65% | 491,479 | $6M | $11.56 | -$211K | -2,000 | -0.4% | |
| 19 | VLGEA | 1.65% | 151,510 | $6M | $37.36 | $4M | +98,253 | +184.5% | |
| 20 | OTF | 1.57% | 389,655 | $5M | $13.82 | $5M | +343,282 | +740.3% | |
| 21 | BCIC | 1.54% | 460,007 | $5M | $11.53 | $3M | +243,461 | +112.4% | |
| 22 | ALX | 1.53% | 22,500 | $5M | $234.49 | $535K | +1,459 | +6.9% | |
| 23 | ENX | 1.39% | 484,023 | $5M | $9.86 | -$84K | -38,767 | -7.4% | |
| 24 | MRCC | 1.33% | 651,021 | $5M | $7.02 | — | +651,021 | — | NEW |
| 25 | LEO | 1.32% | 725,132 | $5M | $6.25 | $900K | +111,628 | +18.2% | |
| 26 | JACS | 1.25% | 412,874 | $4M | $10.38 | -$5K | -3,652 | -0.9% | |
| 27 | IHD | 1.06% | 580,497 | $4M | $6.27 | $2M | +364,907 | +169.3% | |
| 28 | ECF | 1.05% | 312,463 | $4M | $11.60 | $422K | — | — | |
| 29 | FSK | 1.05% | 241,118 | $4M | $14.93 | — | +241,118 | — | NEW |
| 30 | DMB | 1.03% | 331,979 | $4M | $10.70 | $2M | +158,768 | +91.7% | |
| 31 | GDL | 1.02% | 409,922 | $4M | $8.55 | $73K | -1,422 | -0.3% | |
| 32 | BACC | 0.89% | 306,891 | $3M | $10.00 | — | +306,891 | — | NEW |
| 33 | IAE | 0.89% | 406,055 | $3M | $7.50 | $2M | +328,562 | +424.0% | |
| 34 | SBXD-UN | 0.84% | 275,171 | $3M | $10.47 | -$204K | -6,326 | -2.2% | |
| 35 | IPODU | 0.75% | 254,674 | $3M | $10.11 | $565K | +54,674 | +27.3% | |
| 36 | GLO | 0.74% | 445,718 | $3M | $5.70 | $1M | +191,135 | +75.1% | |
| 37 | CHAC | 0.74% | 250,000 | $3M | $10.14 | $18K | — | — | |
| 38 | KOYNU | 0.73% | 250,000 | $3M | $10.10 | — | +250,000 | — | NEW |
| 39 | DMA | 0.70% | 280,092 | $2M | $8.64 | -$980K | -108,477 | -27.9% | |
| 40 | JOF | 0.67% | 217,948 | $2M | $10.54 | $2M | +141,310 | +184.4% | |
| 41 | CB | 0.66% | 8,000 | $2M | $282.25 | — | +8,000 | — | NEW |
| 42 | HVMCU | 0.65% | 219,965 | $2M | $10.12 | — | +219,965 | — | NEW |
| 43 | PBBK | 0.61% | 110,000 | $2M | $19.18 | $2M | +96,137 | +693.5% | |
| 44 | PGZ | 0.58% | 189,736 | $2M | $10.46 | -$2M | -181,160 | -48.8% | |
| 45 | CCIF | 0.56% | 328,415 | $2M | $5.82 | — | +328,415 | — | NEW |
| 46 | BACCU | 0.54% | 184,494 | $2M | $10.09 | -$982K | -98,701 | -34.9% | |
| 47 | SZZLU | 0.51% | 172,988 | $2M | $10.08 | $1M | +122,388 | +241.9% | |
| 48 | TLNCU | 0.49% | 169,250 | $2M | $10.05 | — | +169,250 | — | NEW |
| 49 | CXE | 0.49% | 449,633 | $2M | $3.72 | $84K | +6,002 | +1.4% | |
| 50 | ZTR | 0.48% | 257,181 | $2M | $6.45 | $57K | — | — | |
| 51 | TACH | 0.44% | 150,000 | $2M | $10.12 | — | +150,000 | — | NEW |
| 52 | ICMB | 0.42% | 522,752 | $1M | $2.78 | $455K | +164,281 | +45.8% | |
| 53 | ETHM | 0.40% | 130,734 | $1M | $10.41 | -$2M | -167,875 | -56.2% | |
| 54 | VNMEU | 0.37% | 127,859 | $1M | $9.97 | — | +127,859 | — | NEW |
| 55 | MXE | 0.35% | 101,158 | $1M | $11.87 | $142K | — | — | |
| 56 | MBVIU | 0.34% | 115,240 | $1M | $10.12 | — | +115,240 | — | NEW |
| 57 | CEE | 0.32% | 72,345 | $1M | $15.36 | $904K | +58,971 | +440.9% | |
| 58 | SSSS | 0.32% | 121,453 | $1M | $9.00 | -$567K | -80,700 | -39.9% | |
| 59 | XRPN | 0.30% | 100,000 | $1M | $10.43 | — | +100,000 | — | NEW |
| 60 | NXDT | 0.30% | 278,799 | $1M | $3.69 | -$139K | -1 | — | |
| 61 | NHIC | 0.30% | 100,000 | $1M | $10.18 | $1K | — | — | |
| 62 | COPL | 0.29% | 100,000 | $1M | $10.11 | $4K | — | — | |
| 63 | PELIR | 0.29% | 100,000 | $1M | $10.06 | $3K | — | — | |
| 64 | CHPGU | 0.29% | 100,000 | $1M | $10.04 | — | +100,000 | — | NEW |
| 65 | LWACU | 0.29% | 100,000 | $995K | $9.95 | — | +100,000 | — | NEW |
| 66 | HHH | 0.29% | 12,000 | $986K | $82.17 | $176K | — | — | |
| 67 | PFX | 0.27% | 19,218 | $915K | $47.62 | -$58K | — | — | |
| 68 | CCCX | 0.26% | 68,275 | $878K | $12.86 | — | +68,275 | — | NEW |
| 69 | BCV | 0.25% | 39,448 | $863K | $21.88 | — | +39,448 | — | NEW |
| 70 | KTF | 0.25% | 92,604 | $849K | $9.17 | -$2M | -194,324 | -67.7% | |
| 71 | TACO | 0.21% | 69,163 | $719K | $10.40 | — | +69,163 | — | NEW |
| 72 | BDCIU | 0.21% | 70,154 | $709K | $10.10 | — | +70,154 | — | NEW |
| 73 | WENN | 0.21% | 70,000 | $708K | $10.12 | — | +70,000 | — | NEW |
| 74 | SWZ | 0.19% | 106,902 | $650K | $6.08 | -$28K | — | — | |
| 75 | ALDF | 0.18% | 57,944 | $606K | $10.45 | -$40K | -3,634 | -5.9% | |
| 76 | GYRO | 0.17% | 60,000 | $601K | $10.01 | — | +60,000 | — | NEW |
| 77 | BBDC | 0.17% | 67,422 | $591K | $8.76 | -$1M | -143,079 | -68.0% | |
| 78 | SPAQ | 0.15% | 4,933 | $514K | $104.13 | -$31K | -267 | -5.1% | |
| 79 | IPEX | 0.13% | 44,909 | $460K | $10.24 | $227K | +21,874 | +95.0% | |
| 80 | OFS | 0.13% | 57,639 | $443K | $7.69 | -$630K | -69,552 | -54.7% | |
| 81 | CCIX | 0.13% | 41,730 | $437K | $10.48 | -$2K | — | — | |
| 82 | GSRFU | 0.12% | 42,237 | $428K | $10.14 | — | +42,237 | — | NEW |
| 83 | BLUW | 0.12% | 41,519 | $414K | $9.96 | — | +41,519 | — | NEW |
| 84 | CEPT | 0.11% | 35,895 | $377K | $10.51 | -$78K | -5,424 | -13.1% | |
| 85 | CHEC | 0.10% | 35,000 | $349K | $9.98 | — | +35,000 | — | NEW |
| 86 | FCRS | 0.08% | 25,000 | $265K | $10.60 | — | +25,000 | — | NEW |
| 87 | NWFL | 0.07% | 9,331 | $237K | $25.42 | — | +9,331 | — | NEW |
| 88 | INACU | 0.06% | 19,035 | $192K | $10.11 | — | +19,035 | — | NEW |
| 89 | OTGA | 0.04% | 15,250 | $154K | $10.07 | — | +15,250 | — | NEW |
| 90 | DMIIU | 0.04% | 15,225 | $151K | $9.95 | — | +15,225 | — | NEW |
| 91 | HFRO | 0.02% | 10,715 | $68K | $6.35 | $12K | — | — | |
| 92 | PCF | 0.02% | 10,705 | $68K | $6.35 | — | — | — | |
| 93 | CUBA | 0.01% | 17,573 | $42K | $2.38 | — | +17,573 | — | NEW |
| 94 | IBACR | 0.01% | 466,167 | $37K | $0.08 | $10K | -10,670 | -2.2% | |
| 95 | IPEXR | 0.01% | 44,909 | $27K | $0.60 | $21K | +21,874 | +95.0% | |
| 96 | TACOW | 0.01% | 34,577 | $23K | $0.67 | — | +34,577 | — | NEW |
| 97 | CCIXW | 0.01% | 29,456 | $23K | $0.78 | -$5K | — | — | |
| 98 | WENNW | 0.01% | 35,000 | $20K | $0.58 | — | +35,000 | — | NEW |
| 99 | NHICW | 0.01% | 50,000 | $18K | $0.36 | $2K | — | — | |
| 100 | ALDFW | —% | 28,972 | $15K | $0.51 | -$1K | -1,817 | -5.9% |