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Asset Manager ← All Institutions

Wellington Shields Capital Management, LLC

60 BROAD STREET 39TH FLOOR, NEW YORK, NY 10004 • 212-320-3000

Q1 2026 · Filed 2026-05-04
Market Value
$666M
-2.9%
Holdings
342
-7
New Purchases
26
Added To
82
Closed
18
Reduced
110
Top 10 Concentration
37.4%
Turnover
12.9%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
BE 3.25% 2.06% +1.19% $22M
XOM 2.68% 1.82% +0.86% $18M
XME 1.55% 0.90% +0.66% $10M
MKSI 1.80% 1.26% +0.54% $12M
FLO 0.72% 0.21% +0.52% $5M
QXO 1.95% 1.50% +0.45% $13M
PWR 1.68% 1.23% +0.44% $11M
VOO 1.23% 0.80% +0.43% $8M
NSC 0.37% 0.00% +0.37% $2M
RSP 0.51% 0.19% +0.33% $3M
TSM 1.50% 1.21% +0.29% $10M
SOXX 1.14% 0.93% +0.21% $8M
TROX 0.70% 0.50% +0.20% $5M
GLW 0.53% 0.35% +0.19% $4M
ESI 0.19% 0.00% +0.19% $1M

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
BX 1.91% 3.50% -1.60% $13M
MSFT 6.87% 7.92% -1.05% $46M
GOOGL 3.79% 4.48% -0.69% $25M
APO 0.92% 1.59% -0.67% $6M
AAPL 4.05% 4.68% -0.63% $27M
RDDT 0.66% 0.99% -0.33% $4M
PANW 1.22% 1.55% -0.33% $8M
GOOG 5.44% 5.76% -0.33% $36M
KKR 0.04% 0.29% -0.25% $268K
ABBV 0.27% 0.51% -0.24% $2M
MA 2.35% 2.58% -0.23% $16M
AVGO 0.83% 1.06% -0.23% $6M
IBM 0.67% 0.89% -0.22% $4M
CRM 0.11% 0.33% -0.22% $731K
FETH 0.07% 0.28% -0.21% $472K

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 26.2%
Technology 23.2%
Industrials 15.1%
Communication Services 11.0%
Healthcare 6.0%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 64 $356M 53.4%
Large Cap 221 $266M 40.0%
Mid Cap 38 $29M 4.3%
Small Cap 15 $15M 2.2%
Micro Cap 4 $178K 0.0%

Portfolio Analytics

Avg Market Cap
$210.8B
Median Market Cap
$59.5B
Avg P/E
34.8
Median P/E
25.9
Avg Dividend Yield
0.02%
Avg Beta
1.04
# Stocks
286
# ETFs / Funds
56

Top Holdings (342 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 MSFT 6.87% 123,668 $46M $370.17 -$9M +11,359 +10.1%
2 GOOG 5.44% 126,319 $36M $286.86 -$3M +341 +0.3%
3 AAPL 4.05% 106,370 $27M $253.79 -$5M -11,765 -10.0%
4 GOOGL 3.79% 87,710 $25M $287.56 -$6M -10,460 -10.7%
5 AMZN 3.45% 110,251 $23M $208.27 -$1M +4,809 +4.6%
6 BE 3.25% 159,575 $22M $135.49 $7M -2,975 -1.8%
7 JPM 3.19% 72,247 $21M $294.16 -$2M +265 +0.4%
8 XOM 2.68% 105,044 $18M $169.66 $5M +1,316 +1.3%
9 MA 2.35% 31,337 $16M $499.66 -$2M +300 +1.0%
10 AXP 2.32% 51,094 $15M $302.48 $639K +11,045 +27.6%
11 QXO 1.95% 668,051 $13M $19.42 $3M +135,293 +25.4%
12 BX 1.91% 110,374 $13M $114.99 -$11M -45,382 -29.1%
13 MKSI 1.80% 52,220 $12M $229.81 $3M -1,941 -3.6%
14 BA 1.75% 58,550 $12M $199.03 $553K +7,423 +14.5%
15 PWR 1.68% 20,326 $11M $549.02 $3M +275 +1.4%
16 AMD 1.57% 51,385 $10M $203.43 -$561K -45 -0.1%
17 XME 1.55% 95,850 $10M $108.01 $4M +36,509 +61.5%
18 TSM 1.50% 29,474 $10M $337.95 $2M +2,185 +8.0%
19 NVDA 1.40% 53,351 $9M $174.40 -$1M -2,602 -4.7%
20 COF 1.29% 47,226 $9M $182.43 $323K +13,012 +38.0%
21 VOO 1.23% 13,663 $8M $597.54 $3M +4,969 +57.1%
22 PANW 1.22% 50,636 $8M $160.32 -$3M -7,139 -12.4%
23 SOXX 1.14% 23,046 $8M $328.66 $1M +1,866 +8.8%
24 APO 0.92% 55,222 $6M $111.42 -$5M -20,199 -26.8%
25 MCK 0.89% 6,834 $6M $865.36 -$467K -945 -12.2%
26 RTX 0.88% 30,400 $6M $192.90 $698K +2,230 +7.9%
27 AVGO 0.83% 17,951 $6M $309.50 -$2M -3,149 -14.9%
28 LLY 0.78% 5,656 $5M $919.77 -$1M -185 -3.2%
29 LIN 0.77% 10,359 $5M $495.74 $713K -13 -0.1%
30 FLO 0.72% 589,705 $5M $8.15 $3M +460,383 +356.0%
31 SMH 0.72% 12,520 $5M $383.40 $84K -575 -4.4%
32 TROX 0.70% 479,277 $5M $9.77 $1M -342,294 -41.7%
33 IBM 0.67% 18,291 $4M $242.39 -$2M -2,283 -11.1%
34 RDDT 0.66% 32,658 $4M $134.65 -$2M +2,986 +10.1%
35 JNJ 0.65% 17,814 $4M $244.44 $440K -1,101 -5.8%
36 SLV 0.63% 62,022 $4M $68.14 -$193K -6,580 -9.6%
37 BLK 0.58% 4,015 $4M $961.71 -$331K +98 +2.5%
38 EW 0.57% 47,531 $4M $80.08 -$246K
39 CG 0.56% 77,544 $4M $48.39 -$1M -6,826 -8.1%
40 WMT 0.56% 30,173 $4M $124.28 $498K +986 +3.4%
41 ITW 0.55% 14,125 $4M $260.29 $124K -300 -2.1%
42 SQ 0.54% 59,416 $4M $60.18 -$1M -17,485 -22.7%
43 GLW 0.53% 26,095 $4M $135.97 $1M -1,000 -3.7%
44 CEG 0.53% 12,626 $4M $279.24 -$830K +297 +2.4%
45 GEV 0.53% 4,025 $4M $872.96 $1M +265 +7.0%
46 RSP 0.51% 17,820 $3M $191.92 $2M +11,195 +169.0%
47 ISRG 0.49% 7,075 $3M $460.99 -$1M -560 -7.3%
48 GLD 0.45% 6,944 $3M $430.29 $236K
49 HD 0.43% 8,790 $3M $328.89 -$437K -882 -9.1%
50 SPY 0.43% 4,434 $3M $650.31 -$220K -117 -2.6%
51 KO 0.43% 37,734 $3M $76.05 $289K +825 +2.2%
52 BRK-B 0.40% 5,627 $3M $479.20 -$200K -135 -2.3%
53 GE 0.40% 9,489 $3M $283.78 -$55K +568 +6.4%
54 V 0.40% 8,904 $3M $302.24 -$958K -1,500 -14.4%
55 ETN 0.40% 7,482 $3M $357.67 $23K -848 -10.2%
56 CFG 0.40% 44,000 $3M $59.97 $69K
57 NEE 0.40% 28,400 $3M $92.88 $351K -83 -0.3%
58 LNG 0.39% 9,046 $3M $283.75 $809K +2 +0.0%
59 CW 0.38% 3,723 $3M $681.12 $579K +173 +4.9%
60 NSC 0.37% 8,689 $2M $287.00 +8,689 NEW
61 DE 0.37% 4,365 $2M $563.30 $462K +75 +1.8%
62 ASML 0.37% 1,861 $2M $1,320.83 $467K
63 SNA 0.35% 6,450 $2M $363.22 -$100K -640 -9.0%
64 VZ 0.35% 45,948 $2M $50.20 $684K +6,113 +15.3%
65 GS 0.34% 2,715 $2M $846.05 -$85K +5 +0.2%
66 MS 0.34% 13,828 $2M $164.58 -$168K +61 +0.4%
67 SPG 0.33% 11,655 $2M $186.53 $12K -25 -0.2%
68 PSNL 0.32% 339,733 $2M $6.37 -$542K -267 -0.1%
69 LMT 0.32% 3,564 $2M $604.43 $355K -156 -4.2%
70 WPC 0.32% 31,177 $2M $67.96 $177K +1,000 +3.3%
71 PM 0.32% 12,759 $2M $165.34 $591K +3,290 +34.7%
72 COST 0.31% 2,070 $2M $996.43 $256K -25 -1.2%
73 META 0.31% 3,603 $2M $572.08 -$699K -578 -13.8%
74 GDXJ 0.31% 16,950 $2M $120.04 $106K
75 SHEL 0.30% 21,658 $2M $93.00 $355K -917 -4.1%
76 TSLA 0.30% 5,353 $2M $371.75 -$507K -200 -3.6%
77 UNP 0.29% 7,829 $2M $242.63 $38K -219 -2.7%
78 ABBV 0.27% 8,321 $2M $217.49 -$2M -7,047 -45.9%
79 ET 0.27% 92,617 $2M $19.30 -$73K -20,228 -17.9%
80 PBR-A 0.27% 94,600 $2M $18.75 $647K -5,400 -5.4%
81 PG 0.27% 12,271 $2M $144.44 $339K +2,267 +22.7%
82 EWZ 0.24% 41,500 $2M $38.39 $275K
83 CCJ 0.24% 14,600 $2M $108.61 $250K
84 XOP 0.23% 8,523 $2M $181.83 $474K
85 HON 0.22% 6,547 $1M $226.03 $294K +470 +7.7%
86 CVX 0.22% 7,130 $1M $206.90 $682K +1,923 +36.9%
87 ACN 0.21% 7,100 $1M $198.29 -$506K -35 -0.5%
88 TEVA 0.21% 45,773 $1M $30.12 -$50K
89 RKT 0.20% 95,692 $1M $14.25 -$485K +200 +0.2%
90 AA 0.19% 19,170 $1M $66.33 $241K -220 -1.1%
91 ILMN 0.19% 10,140 $1M $123.26 -$80K
92 ESI 0.19% 36,258 $1M $34.14 +36,258 NEW
93 AMGN 0.18% 3,477 $1M $351.85 $83K -8 -0.2%
94 DELL 0.18% 7,377 $1M $164.13 $282K
95 COIN 0.18% 6,872 $1M $174.61 $249K +2,669 +63.5%
96 JEF 0.18% 28,900 $1M $41.27 -$598K
97 TTWO 0.17% 5,600 $1M $197.50 -$732K -1,580 -22.0%
98 T 0.16% 36,618 $1M $28.99 $203K +2,036 +5.9%
99 GDX 0.16% 11,400 $1M $91.77 $34K -400 -3.4%
100 ENB 0.15% 18,820 $1M $54.04 $159K +919 +5.1%

New Positions

SymbolValue% Port
NSC $2M 0.37%
ESI $1M 0.19%
EEM $724K 0.11%
VTV $600K 0.09%
ITRI $524K 0.08%
VUG $465K 0.07%
STRL $407K 0.06%
WAT $312K 0.05%
GPIQ $307K 0.05%
SCHO $243K 0.04%
ARM $229K 0.03%
AMSC $222K 0.03%
HAL $219K 0.03%
YNDX $208K 0.03%
R $205K 0.03%

Sold Out Positions

SymbolValue% Port
ALB —%
AES —%
VST —%
TFC —%
CRBG —%
DAL —%
MPLX —%
IGV —%
JEPQ —%
BKNG —%
LAMR —%
INTU —%
ADBE —%
VGK —%
XLY —%
View SEC EDGAR Filings for Wellington Shields Capital Management, LLC →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms