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Asset Manager ← All Institutions

Wellington Shields Capital Management, LLC

60 BROAD STREET 39TH FLOOR, NEW YORK, NY 10004 • 212-320-3000

Q4 2025 · Filed 2026-02-09
Market Value
$686M
+4.2%
Holdings
349
+5
New Purchases
17
Added To
54
Closed
33
Reduced
92
Top 10 Concentration
40.1%
Turnover
14.3%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
GOOG 5.76% 4.78% +0.99% $40M
GOOGL 4.48% 3.67% +0.81% $31M
AMD 1.61% 1.26% +0.34% $11M
QXO 1.50% 1.20% +0.30% $10M
XME 0.90% 0.66% +0.24% $6M
LLY 0.92% 0.68% +0.23% $6M
MKSI 1.26% 1.03% +0.23% $9M
AXP 2.16% 1.93% +0.23% $15M
TEM 0.20% 0.00% +0.20% $1M
TTWO 0.27% 0.07% +0.20% $2M
SLV 0.64% 0.45% +0.20% $4M
FLO 0.21% 0.04% +0.17% $1M
AA 0.15% 0.00% +0.15% $1M
ISRG 0.63% 0.48% +0.15% $4M
BA 1.62% 1.47% +0.15% $11M

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
TFC 0.05% 0.70% -0.65% $341K
HI 0.11% 0.65% -0.54% $754K
BX 3.50% 3.84% -0.34% $24M
MSFT 7.92% 8.25% -0.33% $54M
BE 2.06% 2.33% -0.27% $14M
PANW 1.55% 1.81% -0.26% $11M
INSM 0.00% 0.19% -0.19% $0
LIN 0.64% 0.82% -0.18% $4M
FETH 0.28% 0.44% -0.16% $2M
TRMB 0.00% 0.16% -0.16% $0
GTLS 0.16% 0.29% -0.12% $1M
MA 2.58% 2.71% -0.12% $18M
COIN 0.14% 0.25% -0.11% $950K
HD 0.49% 0.60% -0.11% $3M
KKR 0.29% 0.39% -0.10% $2M

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 26.2%
Technology 23.2%
Industrials 15.1%
Communication Services 11.0%
Healthcare 6.0%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 63 $378M 55.1%
Large Cap 233 $273M 39.8%
Mid Cap 35 $24M 3.5%
Small Cap 13 $11M 1.6%
Micro Cap 5 $92K 0.0%

Portfolio Analytics

Avg Market Cap
$206.6B
Median Market Cap
$58.5B
Avg P/E
35.0
Median P/E
25.6
Avg Dividend Yield
0.02%
Avg Beta
1.03
# Stocks
301
# ETFs / Funds
48

Top Holdings (349 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 MSFT 7.92% 112,309 $54M $483.62 -$26K +7,393 +7.0%
2 GOOG 5.76% 125,978 $40M $313.80 $8M -3,212 -2.5%
3 AAPL 4.68% 118,135 $32M $271.86 $1M -2,125 -1.8%
4 GOOGL 4.48% 98,170 $31M $313.00 $7M -1,184 -1.2%
5 AMZN 3.55% 105,442 $24M $230.82 $2M +1,900 +1.8%
6 BX 3.50% 155,756 $24M $154.14 -$1M +7,803 +5.3%
7 JPM 3.38% 71,982 $23M $322.22 $1M +1,975 +2.8%
8 MA 2.58% 31,037 $18M $570.88 -$92K -275 -0.9%
9 AXP 2.16% 40,049 $15M $369.95 $2M +1,758 +4.6%
10 BE 2.06% 162,550 $14M $86.89 -$1M -18,625 -10.3%
11 XOM 1.82% 103,728 $12M $120.34 $82K -6,251 -5.7%
12 BA 1.62% 51,127 $11M $217.12 $1M +6,313 +14.1%
13 AMD 1.61% 51,430 $11M $214.16 $3M
14 APO 1.59% 75,421 $11M $144.76 $1M +3,690 +5.1%
15 PANW 1.55% 57,775 $11M $184.20 -$1M -800 -1.4%
16 NVDA 1.52% 55,953 $10M $186.50 -$47K -226 -0.4%
17 QXO 1.50% 532,758 $10M $19.29 $2M +119,328 +28.9%
18 MKSI 1.26% 54,161 $9M $159.80 $2M -721 -1.3%
19 PWR 1.23% 20,051 $8M $422.06 $129K -58 -0.3%
20 TSM 1.21% 27,289 $8M $303.89 $694K +80 +0.3%
21 COF 1.21% 34,214 $8M $242.36 $1M +642 +1.9%
22 AVGO 1.06% 21,100 $7M $346.10 $435K +282 +1.4%
23 RDDT 0.99% 29,672 $7M $229.87 $95K +427 +1.5%
24 MCK 0.93% 7,779 $6M $820.29 $455K +108 +1.4%
25 SOXX 0.93% 21,180 $6M $301.15 $602K -128 -0.6%
26 LLY 0.92% 5,841 $6M $1,074.68 $2M -30 -0.5%
27 XME 0.90% 59,341 $6M $103.61 $2M +12,620 +27.0%
28 IBM 0.89% 20,574 $6M $296.21 -$162K -1,600 -7.2%
29 VOO 0.80% 8,694 $5M $627.12 $471K +561 +6.9%
30 RTX 0.75% 28,170 $5M $183.40 $496K +257 +0.9%
31 SQ 0.73% 76,901 $5M $65.09 -$166K +5,350 +7.5%
32 CG 0.73% 84,370 $5M $59.11 -$171K +2,098 +2.5%
33 SMH 0.69% 13,095 $5M $360.13 $424K -55 -0.4%
34 LIN 0.64% 10,372 $4M $426.39 -$981K -1,005 -8.8%
35 SLV 0.64% 68,602 $4M $64.42 $1M -700 -1.0%
36 CEG 0.64% 12,329 $4M $353.26 $298K
37 ISRG 0.63% 7,635 $4M $566.36 $1M +560 +7.9%
38 BLK 0.61% 3,917 $4M $1,070.34 $413K +675 +20.8%
39 EW 0.59% 47,531 $4M $85.25 $356K
40 JNJ 0.57% 18,915 $4M $206.95 $304K -557 -2.9%
41 V 0.53% 10,404 $4M $350.71 $148K +150 +1.5%
42 ITW 0.52% 14,425 $4M $246.30 -$209K
43 ABBV 0.51% 15,368 $4M $228.49 -$47K
44 TROX 0.50% 821,571 $3M $4.17 -$58K -45,135 -5.2%
45 HD 0.49% 9,672 $3M $344.10 -$591K
46 WMT 0.47% 29,187 $3M $111.41 $69K -1,700 -5.5%
47 SPY 0.45% 4,551 $3M $681.88 $279K +311 +7.3%
48 BRK-B 0.42% 5,762 $3M $502.65 -$45K -88 -1.5%
49 META 0.40% 4,181 $3M $660.09 $799K +1,511 +56.6%
50 GLD 0.40% 6,944 $3M $396.31 $239K -125 -1.8%
51 GE 0.40% 8,921 $3M $308.04 $64K
52 PSNL 0.39% 340,000 $3M $7.96 $802K +47,865 +16.4%
53 ETN 0.39% 8,330 $3M $318.51 -$464K
54 KO 0.38% 36,909 $3M $69.91 $133K +3 +0.0%
55 CFG 0.37% 44,000 $3M $58.41 $231K
56 TSLA 0.36% 5,553 $2M $449.72 -$195K -500 -8.3%
57 GEV 0.36% 3,760 $2M $653.62 $96K -80 -2.1%
58 MS 0.36% 13,767 $2M $177.53 $212K -277 -2.0%
59 SNA 0.36% 7,090 $2M $344.60 -$256K -700 -9.0%
60 GS 0.35% 2,710 $2M $878.91 $102K -153 -5.3%
61 GLW 0.35% 27,095 $2M $87.56 -$130K -3,415 -11.2%
62 NEE 0.33% 28,483 $2M $80.28 $136K
63 CRM 0.33% 8,460 $2M $264.91 $189K -200 -2.3%
64 SPG 0.32% 11,680 $2M $185.11 -$30K
65 DE 0.29% 4,290 $2M $465.57 $36K
66 ASML 0.29% 1,861 $2M $1,069.86 $194K +5 +0.3%
67 KKR 0.29% 15,495 $2M $127.48 -$609K -4,394 -22.1%
68 CW 0.29% 3,550 $2M $551.27 $30K
69 WPC 0.28% 30,177 $2M $64.36 -$205K -1,600 -5.0%
70 GDXJ 0.28% 16,950 $2M $113.78 $250K
71 ACN 0.28% 7,135 $2M $268.30 $122K -135 -1.9%
72 FETH 0.28% 64,600 $2M $29.61 -$1M -5,700 -8.1%
73 UNP 0.27% 8,048 $2M $231.33 -$83K -178 -2.2%
74 ET 0.27% 112,845 $2M $16.49 -$144K -3,998 -3.4%
75 RKT 0.27% 95,492 $2M $19.36 -$149K -7,593 -7.4%
76 TTWO 0.27% 7,180 $2M $256.03 $1M +5,500 +327.4%
77 COST 0.26% 2,095 $2M $862.34 -$179K -50 -2.3%
78 LMT 0.26% 3,720 $2M $483.64 -$57K +2 +0.1%
79 JEF 0.26% 28,900 $2M $61.97 -$100K
80 LNG 0.26% 9,044 $2M $194.39 -$414K -199 -2.1%
81 SHEL 0.24% 22,575 $2M $73.48 $30K -200 -0.9%
82 VZ 0.24% 39,835 $2M $40.73 -$218K -2,040 -4.9%
83 ABT 0.23% 12,709 $2M $125.29 -$110K
84 PM 0.22% 9,469 $2M $160.40 -$17K
85 PG 0.21% 10,004 $1M $143.31 -$170K -430 -4.1%
86 TEVA 0.21% 45,773 $1M $31.21 $504K
87 FLO 0.21% 129,322 $1M $10.88 $1M +109,303 +546.0%
88 TEM 0.20% 23,594 $1M $59.05 +23,594 NEW
89 CCJ 0.19% 14,600 $1M $91.49 $111K
90 ILMN 0.19% 10,140 $1M $131.16 $206K -1,700 -14.4%
91 SHOP 0.19% 8,200 $1M $160.97 $101K
92 EWZ 0.19% 41,500 $1M $31.77 $32K
93 PLTR 0.19% 7,347 $1M $177.75 -$34K
94 RSP 0.19% 6,625 $1M $191.56 -$92K -550 -7.7%
95 BAC 0.18% 22,987 $1M $55.00 $851K +14,976 +186.9%
96 INTU 0.18% 1,825 $1M $662.42 -$37K
97 IBIT 0.18% 24,243 $1M $49.65 -$422K -767 -3.1%
98 FBHS 0.18% 24,000 $1M $50.02 -$81K
99 BDX 0.17% 6,160 $1M $194.07 $43K
100 HON 0.17% 6,077 $1M $195.09 -$120K -124 -2.0%

New Positions

SymbolValue% Port
TEM $1M 0.20%
AA $1M 0.15%
WRBY $935K 0.14%
DELL $929K 0.14%
TOST $689K 0.10%
XBI $372K 0.05%
IBB $324K 0.05%
PAAS $259K 0.04%
ROST $252K 0.04%
LRCX $233K 0.03%
LAMR $184K 0.03%
XPO $95K 0.01%
VCSH $90K 0.01%
SOLS $73K 0.01%
Q $44K 0.01%

Sold Out Positions

SymbolValue% Port
CB —%
OC —%
AMT —%
AM —%
ONON —%
JOBY —%
IP —%
PINS —%
CLX —%
TRN —%
PEG —%
VALE —%
OKLO —%
GNRC —%
SJM —%
View SEC EDGAR Filings for Wellington Shields Capital Management, LLC →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms