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Wellington Shields Capital Management, LLC

60 BROAD STREET 39TH FLOOR, NEW YORK, NY 10004 • 212-320-3000

Q2 2025 · Filed 2025-08-05
Market Value
$590M
+7.2%
Holdings
337
+7
New Purchases
27
Added To
77
Closed
18
Reduced
75
Top 10 Concentration
38.4%
Turnover
13.4%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
MSFT 8.88% 7.66% +1.22% $52M
TSM 1.04% 0.07% +0.98% $6M
MKSI 0.93% 0.00% +0.93% $5M
RDDT 0.73% 0.00% +0.73% $4M
TROX 0.50% 0.00% +0.50% $3M
HI 0.49% 0.00% +0.49% $3M
KKR 0.45% 0.04% +0.41% $3M
PWR 1.37% 0.99% +0.38% $8M
MU 0.37% 0.00% +0.37% $2M
GS 0.36% 0.00% +0.36% $2M
MS 0.40% 0.08% +0.32% $2M
AMZN 3.67% 3.37% +0.30% $22M
AMD 1.25% 0.96% +0.29% $7M
AVGO 0.97% 0.69% +0.28% $6M
JPM 3.36% 3.08% +0.27% $20M

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
FLO 0.05% 1.82% -1.76% $320K
TMO 0.10% 1.54% -1.45% $566K
UNH 0.39% 1.51% -1.12% $2M
AAPL 4.25% 5.21% -0.95% $25M
XOM 2.02% 2.80% -0.78% $12M
LHX 0.04% 0.61% -0.58% $213K
SOXX 0.95% 1.51% -0.55% $6M
VOO 1.30% 1.85% -0.54% $8M
XLC 0.00% 0.46% -0.46% $0
BRK-A 0.00% 0.29% -0.29% $0
SMH 0.66% 0.93% -0.27% $4M
XME 0.54% 0.79% -0.26% $3M
PG 0.28% 0.51% -0.23% $2M
CVX 0.10% 0.31% -0.20% $595K
ACN 0.60% 0.79% -0.20% $4M

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 26.2%
Technology 23.2%
Industrials 15.1%
Communication Services 11.0%
Healthcare 6.0%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 61 $319M 54.1%
Large Cap 222 $241M 40.8%
Mid Cap 37 $21M 3.6%
Small Cap 12 $9M 1.5%
Micro Cap 5 $229K 0.0%

Portfolio Analytics

Avg Market Cap
$212.7B
Median Market Cap
$58.1B
Avg P/E
34.9
Median P/E
25.6
Avg Dividend Yield
0.02%
Avg Beta
0.99
# Stocks
292
# ETFs / Funds
45

Top Holdings (337 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 MSFT 8.88% 105,393 $52M $497.41 $10M -6,930 -6.2%
2 AAPL 4.25% 122,388 $25M $205.17 -$4M -6,692 -5.2%
3 GOOG 4.22% 140,309 $25M $177.39 $3M -286 -0.2%
4 BX 3.95% 155,967 $23M $149.58 $2M +2,922 +1.9%
5 AMZN 3.67% 98,839 $22M $219.39 $3M +1,193 +1.2%
6 JPM 3.36% 68,333 $20M $289.91 $3M -908 -1.3%
7 GOOGL 2.97% 99,580 $18M $176.23 $2M -1,500 -1.5%
8 MA 2.97% 31,152 $18M $561.94 $428K -5 -0.0%
9 PANW 2.10% 60,475 $12M $204.64 $2M
10 XOM 2.02% 110,827 $12M $107.80 -$3M -18,838 -14.5%
11 AXP 1.95% 36,063 $12M $318.98 $2M +534 +1.5%
12 NVDA 1.75% 65,375 $10M $157.99 $2M -13,229 -16.8%
13 APO 1.56% 64,921 $9M $141.87 $508K +1,371 +2.2%
14 BA 1.47% 41,340 $9M $209.53 $1M -1,380 -3.2%
15 PWR 1.37% 21,354 $8M $378.08 $3M
16 VOO 1.30% 13,556 $8M $568.03 -$2M -6,246 -31.5%
17 AMD 1.25% 52,130 $7M $141.90 $2M +500 +1.0%
18 COF 1.15% 31,774 $7M $212.76 $1M +14 +0.0%
19 IBM 1.09% 21,869 $6M $294.78 $2M +3,500 +19.1%
20 TSM 1.04% 27,196 $6M $226.49 $6M +24,946 +1108.7%
21 AVGO 0.97% 20,815 $6M $275.66 $2M -1,911 -8.4%
22 SOXX 0.95% 23,605 $6M $238.70 -$3M -20,521 -46.5%
23 MCK 0.95% 7,641 $6M $732.78 $450K -10 -0.1%
24 MKSI 0.93% 55,119 $5M $99.36 +55,119 NEW
25 LIN 0.89% 11,233 $5M $469.16 -$124K -352 -3.0%
26 SQ 0.88% 76,580 $5M $67.93 $982K -1,099 -1.4%
27 CG 0.78% 89,452 $5M $51.40 $1M +8,894 +11.0%
28 TFC 0.74% 102,061 $4M $42.99 $355K +4,069 +4.2%
29 RDDT 0.73% 28,545 $4M $150.57 +28,545 NEW
30 RTX 0.72% 29,194 $4M $146.02 -$3K -3,009 -9.3%
31 ISRG 0.71% 7,675 $4M $543.41 $369K
32 LLY 0.68% 5,184 $4M $779.53 -$240K
33 SMH 0.66% 13,911 $4M $278.88 -$1M -10,213 -42.3%
34 CEG 0.65% 11,891 $4M $322.75 $1M +202 +1.7%
35 EW 0.65% 49,031 $4M $78.21 -$132K -5,700 -10.4%
36 V 0.61% 10,107 $4M $355.05 $46K
37 ITW 0.60% 14,425 $4M $247.25 -$11K
38 ACN 0.60% 11,770 $4M $298.89 -$857K -2,250 -16.1%
39 BLK 0.58% 3,242 $3M $1,049.25 $347K +15 +0.5%
40 HD 0.57% 9,172 $3M $366.64 $31K +80 +0.9%
41 CRM 0.57% 12,266 $3M $272.69 $47K -22 -0.2%
42 XME 0.54% 47,147 $3M $67.22 -$1M -30,832 -39.5%
43 TROX 0.50% 586,916 $3M $5.07 +586,916 NEW
44 ETN 0.50% 8,330 $3M $356.99 $709K
45 WMT 0.50% 30,037 $3M $97.78 $356K +636 +2.2%
46 HI 0.49% 145,175 $3M $20.07 +145,175 NEW
47 ABBV 0.48% 15,388 $3M $185.62 -$389K -100 -0.7%
48 JNJ 0.48% 18,648 $3M $152.75 -$681K -2,636 -12.4%
49 BRK-B 0.48% 5,850 $3M $485.77 $1M +2,975 +103.5%
50 QXO 0.48% 131,925 $3M $21.54 $1M +29,525 +28.8%
51 PSNL 0.47% 426,331 $3M $6.56 $1M
52 KKR 0.45% 19,881 $3M $133.03 $2M +17,881 +894.0%
53 KO 0.44% 36,904 $3M $70.75 -$866K -11,649 -24.0%
54 GTLS 0.42% 15,190 $3M $164.65 $287K -150 -1.0%
55 SNA 0.41% 7,790 $2M $311.18 -$201K
56 MS 0.40% 16,701 $2M $140.86 $2M +13,044 +356.7%
57 UNH 0.39% 7,434 $2M $311.99 -$6M -8,422 -53.1%
58 GE 0.39% 8,921 $2M $257.40 $37K -2,369 -21.0%
59 SPY 0.39% 3,701 $2M $617.77 -$160K -671 -15.3%
60 SLV 0.38% 68,602 $2M $32.81 $184K +1,900 +2.9%
61 LNG 0.38% 9,216 $2M $243.53 $115K +16 +0.2%
62 GLD 0.37% 7,219 $2M $304.83 -$303K -1,470 -16.9%
63 MU 0.37% 17,752 $2M $123.25 +17,752 NEW
64 DE 0.37% 4,290 $2M $508.49 $168K
65 COST 0.37% 2,190 $2M $989.94 $97K
66 GS 0.36% 3,040 $2M $707.70 +3,040 NEW
67 ET 0.36% 117,126 $2M $18.13 -$52K +102 +0.1%
68 TSLA 0.34% 6,353 $2M $317.66 $566K +750 +13.4%
69 NEE 0.34% 28,637 $2M $69.42 $8K +700 +2.5%
70 WPC 0.34% 31,777 $2M $62.38 -$197K -2,750 -8.0%
71 META 0.33% 2,671 $2M $738.18 $447K +26 +1.0%
72 CFG 0.33% 44,000 $2M $44.75 $166K
73 GEV 0.32% 3,600 $2M $529.19 $1M +1,408 +64.2%
74 UNP 0.32% 8,236 $2M $230.09 -$58K -30 -0.4%
75 SPG 0.32% 11,680 $2M $160.76 -$4K +350 +3.1%
76 VZ 0.31% 41,954 $2M $43.27 -$54K +753 +1.8%
77 PM 0.30% 9,619 $2M $182.13 -$537K -4,800 -33.3%
78 CW 0.29% 3,550 $2M $488.55 $608K
79 ABT 0.29% 12,709 $2M $136.01 $43K
80 LMT 0.29% 3,721 $2M $463.20 -$117K -400 -9.7%
81 PG 0.28% 10,534 $2M $159.32 -$1M -6,030 -36.4%
82 SHEL 0.28% 23,475 $2M $70.41 -$401K -4,550 -16.2%
83 ROP 0.28% 2,910 $2M $566.84 -$66K
84 JEF 0.27% 28,900 $2M $54.69 $81K +900 +3.2%
85 IBIT 0.26% 25,510 $2M $61.21 $405K +800 +3.2%
86 ASML 0.25% 1,856 $1M $801.39 $258K
87 RKT 0.25% 103,800 $1M $14.18 +103,800 NEW
88 GLW 0.25% 27,700 $1M $52.59 $184K -100 -0.4%
89 HON 0.25% 6,251 $1M $232.88 $132K
90 EFX 0.23% 5,213 $1M $259.37 $82K
91 AMLP 0.23% 27,625 $1M $48.86 -$67K +355 +1.3%
92 RSP 0.23% 7,350 $1M $181.74 $63K
93 COIN 0.22% 3,740 $1M $350.49 +3,740 NEW
94 FBHS 0.21% 24,000 $1M $51.48 -$500K -4,500 -15.8%
95 T 0.21% 42,334 $1M $28.94 $52K +843 +2.0%
96 CTAS 0.20% 5,400 $1M $222.87 $94K
97 INTU 0.20% 1,525 $1M $787.63 $265K
98 EWZ 0.20% 41,500 $1M $28.85 $124K
99 XOP 0.20% 9,190 $1M $125.80 -$54K
100 PBR-A 0.20% 100,000 $1M $11.54 -$150K

New Positions

SymbolValue% Port
MKSI $5M 0.93%
RDDT $4M 0.73%
TROX $3M 0.50%
HI $3M 0.49%
MU $2M 0.37%
GS $2M 0.36%
RKT $1M 0.25%
COIN $1M 0.22%
MP $975K 0.17%
GDX $724K 0.12%
RKLB $300K 0.05%
ARM $245K 0.04%
TPR $241K 0.04%
VST $203K 0.03%
BWXT $202K 0.03%

Sold Out Positions

SymbolValue% Port
BRK-A —%
ZTS —%
MSI —%
KMX —%
CAG —%
WPM —%
NEM —%
HL —%
IRDM —%
FSLR —%
NWSA —%
DIA —%
XLC —%
OKTA —%
TMUS —%
View SEC EDGAR Filings for Wellington Shields Capital Management, LLC →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms