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Asset Manager ← All Institutions

Wellington Shields Capital Management, LLC

60 BROAD STREET 39TH FLOOR, NEW YORK, NY 10004 • 212-320-3000

Q3 2025 · Filed 2025-11-05
Market Value
$658M
+11.5%
Holdings
344
+7
New Purchases
25
Added To
61
Closed
12
Reduced
87
Top 10 Concentration
39.0%
Turnover
10.8%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
BE 2.33% 0.00% +2.33% $15M
QXO 1.20% 0.48% +0.72% $8M
GOOGL 3.67% 2.97% +0.70% $24M
GOOG 4.78% 4.22% +0.56% $31M
FETH 0.44% 0.00% +0.44% $3M
AAPL 4.65% 4.25% +0.40% $31M
RDDT 1.02% 0.73% +0.29% $7M
INSM 0.19% 0.00% +0.19% $1M
HI 0.65% 0.49% +0.15% $4M
GLW 0.38% 0.25% +0.13% $3M
XME 0.66% 0.54% +0.12% $4M
SCHL 0.12% 0.00% +0.12% $767K
TSM 1.15% 1.04% +0.11% $8M
MKSI 1.03% 0.93% +0.10% $7M
AVGO 1.04% 0.97% +0.07% $7M

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
MSFT 8.25% 8.88% -0.63% $54M
VOO 0.76% 1.30% -0.55% $5M
MU 0.03% 0.37% -0.34% $213K
ACN 0.27% 0.60% -0.32% $2M
PANW 1.81% 2.10% -0.29% $12M
MA 2.71% 2.97% -0.26% $18M
CRM 0.31% 0.57% -0.25% $2M
ISRG 0.48% 0.71% -0.23% $3M
AMZN 3.45% 3.67% -0.22% $23M
ROP 0.09% 0.28% -0.19% $603K
PSNL 0.29% 0.47% -0.18% $2M
RDNT 0.00% 0.17% -0.17% $0
NVDA 1.59% 1.75% -0.16% $10M
IBM 0.95% 1.09% -0.14% $6M
UNH 0.25% 0.39% -0.14% $2M

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 26.2%
Technology 23.2%
Industrials 15.1%
Communication Services 11.0%
Healthcare 6.0%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 62 $350M 53.1%
Large Cap 230 $274M 41.6%
Mid Cap 35 $25M 3.9%
Small Cap 13 $9M 1.4%
Micro Cap 4 $216K 0.0%

Portfolio Analytics

Avg Market Cap
$208.4B
Median Market Cap
$58.6B
Avg P/E
34.5
Median P/E
25.5
Avg Dividend Yield
0.02%
Avg Beta
1.01
# Stocks
296
# ETFs / Funds
48

Top Holdings (344 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 MSFT 8.25% 104,916 $54M $517.95 $2M -477 -0.5%
2 GOOG 4.78% 129,190 $31M $243.55 $7M -11,119 -7.9%
3 AAPL 4.65% 120,260 $31M $254.63 $6M -2,128 -1.7%
4 BX 3.84% 147,953 $25M $170.85 $2M -8,014 -5.1%
5 GOOGL 3.67% 99,354 $24M $243.10 $7M -226 -0.2%
6 AMZN 3.45% 103,542 $23M $219.57 $1M +4,703 +4.8%
7 JPM 3.35% 70,007 $22M $315.43 $2M +1,674 +2.5%
8 MA 2.71% 31,312 $18M $568.81 $305K +160 +0.5%
9 BE 2.33% 181,175 $15M $84.57 +181,175 NEW
10 AXP 1.93% 38,291 $13M $332.16 $1M +2,228 +6.2%
11 XOM 1.88% 109,979 $12M $112.75 $453K -848 -0.8%
12 PANW 1.81% 58,575 $12M $203.62 -$449K -1,900 -3.1%
13 NVDA 1.59% 56,179 $10M $186.58 $153K -9,196 -14.1%
14 BA 1.47% 44,814 $10M $215.83 $1M +3,474 +8.4%
15 APO 1.45% 71,731 $10M $133.27 $349K +6,810 +10.5%
16 PWR 1.27% 20,109 $8M $414.42 $260K -1,245 -5.8%
17 AMD 1.26% 51,430 $8M $161.79 $924K -700 -1.3%
18 QXO 1.20% 413,430 $8M $19.06 $5M +281,505 +213.4%
19 TSM 1.15% 27,209 $8M $279.29 $1M +13 +0.1%
20 COF 1.08% 33,572 $7M $212.58 $377K +1,798 +5.7%
21 AVGO 1.04% 20,818 $7M $329.90 $1M +3 +0.0%
22 MKSI 1.03% 54,882 $7M $123.77 $1M -237 -0.4%
23 RDDT 1.02% 29,245 $7M $229.99 $2M +700 +2.5%
24 IBM 0.95% 22,174 $6M $282.16 -$190K +305 +1.4%
25 MCK 0.90% 7,671 $6M $772.54 $327K +30 +0.4%
26 SOXX 0.88% 21,308 $6M $271.11 $142K -2,297 -9.7%
27 LIN 0.82% 11,377 $5M $474.98 $134K +144 +1.3%
28 SQ 0.79% 71,551 $5M $72.27 -$31K -5,029 -6.6%
29 CG 0.78% 82,272 $5M $62.70 $561K -7,180 -8.0%
30 VOO 0.76% 8,133 $5M $612.41 -$3M -5,423 -40.0%
31 RTX 0.71% 27,913 $5M $167.33 $408K -1,281 -4.4%
32 TFC 0.70% 101,424 $5M $45.72 $249K -637 -0.6%
33 LLY 0.68% 5,871 $4M $763.00 $438K +687 +13.2%
34 XME 0.66% 46,721 $4M $93.19 $1M -426 -0.9%
35 SMH 0.65% 13,150 $4M $326.36 $412K -761 -5.5%
36 HI 0.65% 157,426 $4M $27.04 $1M +12,251 +8.4%
37 CEG 0.62% 12,329 $4M $329.06 $219K +438 +3.7%
38 HD 0.60% 9,672 $4M $405.19 $556K +500 +5.5%
39 BLK 0.57% 3,242 $4M $1,165.87 $378K
40 ITW 0.57% 14,425 $4M $260.76 $195K
41 EW 0.56% 47,531 $4M $77.77 -$138K -1,500 -3.1%
42 JNJ 0.55% 19,472 $4M $185.42 $762K +824 +4.4%
43 ABBV 0.54% 15,368 $4M $231.54 $702K -20 -0.1%
44 V 0.53% 10,254 $4M $341.38 -$88K +147 +1.4%
45 TROX 0.53% 866,706 $3M $4.02 $508K +279,790 +47.7%
46 WMT 0.48% 30,887 $3M $103.06 $246K +850 +2.8%
47 ISRG 0.48% 7,075 $3M $447.23 -$1M -600 -7.8%
48 ETN 0.47% 8,330 $3M $374.25 $144K
49 BRK-B 0.45% 5,850 $3M $502.74 $99K
50 SLV 0.45% 69,302 $3M $42.37 $685K +700 +1.0%
51 FETH 0.44% 70,300 $3M $41.55 +70,300 NEW
52 SPY 0.43% 4,240 $3M $666.13 $538K +539 +14.6%
53 SNA 0.41% 7,790 $3M $346.53 $275K
54 TSLA 0.41% 6,053 $3M $444.72 $674K -300 -4.7%
55 GE 0.41% 8,921 $3M $300.83 $387K
56 KKR 0.39% 19,889 $3M $129.95 -$60K +8 +0.0%
57 GLD 0.38% 7,069 $3M $355.47 $312K -150 -2.1%
58 GLW 0.38% 30,510 $3M $82.03 $1M +2,810 +10.1%
59 KO 0.37% 36,906 $2M $66.32 -$163K +2 +0.0%
60 GEV 0.36% 3,840 $2M $614.94 $456K +240 +6.7%
61 CFG 0.36% 44,000 $2M $53.16 $370K
62 GS 0.35% 2,863 $2M $796.39 $129K -177 -5.8%
63 MS 0.34% 14,044 $2M $158.96 -$120K -2,657 -15.9%
64 SPG 0.33% 11,680 $2M $187.67 $314K
65 LNG 0.33% 9,243 $2M $234.97 -$73K +27 +0.3%
66 NEE 0.33% 28,483 $2M $75.49 $162K -154 -0.5%
67 WPC 0.33% 31,777 $2M $67.57 $165K
68 CRM 0.31% 8,660 $2M $237.00 -$1M -3,606 -29.4%
69 ET 0.30% 116,843 $2M $17.16 -$118K -283 -0.2%
70 RKT 0.30% 103,085 $2M $19.38 $526K -715 -0.7%
71 COST 0.30% 2,145 $2M $925.63 -$182K -45 -2.0%
72 DE 0.30% 4,290 $2M $457.26 -$220K
73 META 0.30% 2,670 $2M $734.48 -$11K -1 -0.0%
74 UNP 0.30% 8,226 $2M $236.38 $49K -10 -0.1%
75 CW 0.29% 3,550 $2M $542.94 $193K
76 PSNL 0.29% 292,135 $2M $6.52 -$892K -134,196 -31.5%
77 JEF 0.29% 28,900 $2M $65.42 $310K
78 GTLS 0.29% 9,445 $2M $200.15 -$611K -5,745 -37.8%
79 LMT 0.28% 3,718 $2M $499.22 $133K -3 -0.1%
80 VZ 0.28% 41,875 $2M $43.95 $25K -79 -0.2%
81 ASML 0.27% 1,856 $2M $968.09 $309K
82 ACN 0.27% 7,270 $2M $246.60 -$2M -4,500 -38.2%
83 ABT 0.26% 12,709 $2M $133.94 -$26K
84 GDXJ 0.25% 16,950 $2M $99.03 $533K
85 UNH 0.25% 4,800 $2M $345.27 -$662K -2,634 -35.4%
86 COIN 0.25% 4,868 $2M $337.49 $332K +1,128 +30.2%
87 SHEL 0.25% 22,775 $2M $71.53 -$24K -700 -3.0%
88 IBIT 0.25% 25,010 $2M $65.00 $64K -500 -2.0%
89 PG 0.24% 10,434 $2M $153.65 -$75K -100 -0.9%
90 PM 0.23% 9,469 $2M $162.20 -$216K -150 -1.6%
91 RSP 0.21% 7,175 $1M $189.70 $25K -175 -2.4%
92 PLTR 0.20% 7,347 $1M $182.42 $352K +101 +1.4%
93 EFX 0.20% 5,213 $1M $256.53 -$15K
94 HON 0.20% 6,201 $1M $210.50 -$150K -50 -0.8%
95 EWZ 0.20% 41,500 $1M $31.00 $89K
96 FBHS 0.19% 24,000 $1M $53.39 $46K
97 MP 0.19% 18,750 $1M $67.07 $283K -10,550 -36.0%
98 INTU 0.19% 1,825 $1M $682.91 $45K +300 +19.7%
99 CCJ 0.19% 14,600 $1M $83.86 $118K -300 -2.0%
100 INSM 0.19% 8,472 $1M $144.01 +8,472 NEW

New Positions

SymbolValue% Port
BE $15M 2.33%
FETH $3M 0.44%
INSM $1M 0.19%
SCHL $767K 0.12%
TTWO $434K 0.07%
KWEB $269K 0.04%
AGG $264K 0.04%
FIX $248K 0.04%
YNDX $225K 0.03%
ANET $222K 0.03%
TM $204K 0.03%
SYM $193K 0.03%
KLAC $183K 0.03%
SMCI $156K 0.02%
GSK $134K 0.02%

Sold Out Positions

SymbolValue% Port
LBRT —%
CLF —%
NVO —%
PBR —%
CORZ —%
DGRO —%
XLV —%
RDNT —%
XLE —%
CTRA —%
HES —%
VIAC —%
View SEC EDGAR Filings for Wellington Shields Capital Management, LLC →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms