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Asset Manager ← All Institutions

Wellington Shields & Co., LLC

60 BROAD STREET, NEW YORK, NY 10004 • 212-320-3000

Q1 2026 · Filed 2026-05-04
Market Value
$392M
-3.1%
Holdings
339
-6
New Purchases
20
Added To
72
Closed
20
Reduced
99
Top 10 Concentration
34.3%
Turnover
11.8%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
XOM 3.41% 2.29% +1.12% $13M
CAT 1.71% 1.33% +0.38% $7M
GLW 1.02% 0.64% +0.38% $4M
ESI 0.29% 0.00% +0.29% $1M
JNJ 1.07% 0.86% +0.21% $4M
CVX 0.69% 0.49% +0.20% $3M
HON 1.16% 0.97% +0.19% $5M
GEV 0.61% 0.42% +0.19% $2M
KMI 0.77% 0.62% +0.15% $3M
WMT 1.14% 0.99% +0.15% $4M
DVN 0.42% 0.28% +0.14% $2M
SJM 0.14% 0.00% +0.14% $531K
GNRC 0.36% 0.25% +0.12% $1M
KMB 0.11% 0.00% +0.11% $435K
PXJ 0.11% 0.00% +0.11% $432K

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
MSFT 6.58% 8.37% -1.78% $26M
LLY 3.04% 3.45% -0.41% $12M
AAPL 7.07% 7.41% -0.34% $28M
IBM 1.61% 1.94% -0.33% $6M
BX 0.97% 1.27% -0.30% $4M
AVGO 0.75% 1.04% -0.29% $3M
JPM 3.57% 3.79% -0.22% $14M
FLO 0.67% 0.86% -0.20% $3M
APO 0.55% 0.74% -0.19% $2M
GOOG 2.59% 2.76% -0.17% $10M
V 0.96% 1.12% -0.16% $4M
PLTR 0.54% 0.69% -0.16% $2M
SHOP 0.44% 0.59% -0.16% $2M
CRBG 0.00% 0.15% -0.15% $0
ABT 0.78% 0.92% -0.14% $3M

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Technology 25.2%
Financial Services 18.7%
Healthcare 13.7%
Industrials 12.3%
Energy 8.9%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 61 $220M 56.1%
Large Cap 216 $150M 38.3%
Mid Cap 38 $13M 3.3%
Small Cap 17 $8M 2.0%
Micro Cap 7 $2M 0.4%

Portfolio Analytics

Avg Market Cap
$208.5B
Median Market Cap
$58.1B
Avg P/E
32.7
Median P/E
25.6
Avg Dividend Yield
0.02%
Avg Beta
1.01
# Stocks
286
# ETFs / Funds
53

Top Holdings (339 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 AAPL 7.07% 109,187 $28M $253.79 -$2M -1,071 -1.0%
2 MSFT 6.58% 69,747 $26M $370.17 -$8M -243 -0.3%
3 JPM 3.57% 47,581 $14M $294.16 -$1M +50 +0.1%
4 XOM 3.41% 78,716 $13M $169.66 $4M +1,788 +2.3%
5 LLY 3.04% 12,963 $12M $919.75 -$2M -14 -0.1%
6 NVDA 3.04% 68,344 $12M $174.40 -$795K +172 +0.2%
7 GOOG 2.59% 35,355 $10M $286.86 -$1M -183 -0.5%
8 CAT 1.71% 9,483 $7M $708.47 $1M +66 +0.7%
9 ABBV 1.71% 30,817 $7M $217.49 -$339K
10 AMZN 1.63% 30,623 $6M $208.27 -$601K +387 +1.3%
11 IBM 1.61% 26,124 $6M $242.39 -$2M -379 -1.4%
12 GOOGL 1.21% 16,540 $5M $287.56 -$421K
13 SPY 1.18% 7,129 $5M $650.34 -$12K +313 +4.6%
14 HON 1.16% 20,044 $5M $226.03 $620K
15 WMT 1.14% 35,957 $4M $124.28 $458K -45 -0.1%
16 BRK-B 1.12% 9,155 $4M $479.20 $38K +503 +5.8%
17 UNP 1.08% 17,388 $4M $242.62 $173K -100 -0.6%
18 JNJ 1.07% 17,090 $4M $244.44 $698K +275 +1.6%
19 GLW 1.02% 29,376 $4M $135.97 $1M -200 -0.7%
20 BX 0.97% 33,146 $4M $114.99 -$1M -155 -0.5%
21 V 0.96% 12,429 $4M $302.23 -$782K -512 -4.0%
22 RKLB 0.95% 58,120 $4M $64.22 -$289K +477 +0.8%
23 GE 0.91% 12,542 $4M $283.77 -$167K +445 +3.7%
24 ILMN 0.90% 28,618 $4M $123.26 -$226K
25 C 0.89% 30,873 $4M $113.41 -$138K -315 -1.0%
26 NEM 0.87% 31,400 $3M $108.25 -$216K -4,800 -13.3%
27 ABT 0.78% 29,746 $3M $102.67 -$673K
28 KMI 0.77% 89,624 $3M $33.53 $514K -1,000 -1.1%
29 PANW 0.76% 18,603 $3M $160.32 $226K +3,641 +24.3%
30 AVGO 0.75% 9,471 $3M $309.51 -$1M -2,696 -22.2%
31 MRK 0.71% 23,266 $3M $120.29 $339K -100 -0.4%
32 CEG 0.71% 10,010 $3M $279.24 -$641K +282 +2.9%
33 MCK 0.70% 3,186 $3M $865.22 $177K +41 +1.3%
34 CVX 0.69% 13,139 $3M $206.90 $735K +126 +1.0%
35 DIS 0.68% 27,657 $3M $96.38 -$548K -593 -2.1%
36 FLO 0.67% 321,078 $3M $8.15 -$876K +93 +0.0%
37 QQQ 0.64% 4,329 $2M $577.20 -$92K +112 +2.7%
38 T 0.63% 85,544 $2M $28.99 $348K -300 -0.3%
39 SPGI 0.63% 5,800 $2M $425.34 -$564K
40 BMY 0.62% 40,174 $2M $60.65 $250K -366 -0.9%
41 GEV 0.61% 2,734 $2M $872.93 $686K +132 +5.1%
42 PG 0.60% 16,230 $2M $144.44 $62K +301 +1.9%
43 WM 0.55% 9,442 $2M $229.79 $90K -22 -0.2%
44 TSM 0.55% 6,350 $2M $337.95 $375K +521 +8.9%
45 PFE 0.55% 76,295 $2M $28.08 $127K -4,661 -5.8%
46 APO 0.55% 19,220 $2M $111.42 -$852K -1,456 -7.0%
47 HD 0.54% 6,455 $2M $328.91 -$222K -361 -5.3%
48 PLTR 0.54% 14,359 $2M $146.28 -$696K -1,375 -8.7%
49 CFG 0.52% 34,000 $2M $59.97 $53K
50 CSCO 0.49% 24,924 $2M $77.59 -$31K -586 -2.3%
51 KO 0.48% 24,800 $2M $76.05 $110K -600 -2.4%
52 PSNL 0.48% 292,489 $2M $6.37 -$465K
53 AMGN 0.45% 5,059 $2M $351.82 $42K -250 -4.7%
54 VZ 0.45% 35,176 $2M $50.20 $320K -322 -0.9%
55 OKE 0.45% 19,386 $2M $90.39 $364K +500 +2.6%
56 SO 0.45% 18,084 $2M $96.52 $134K -400 -2.2%
57 SHOP 0.44% 14,450 $2M $118.62 -$683K -443 -3.0%
58 DVN 0.42% 32,409 $2M $50.32 $505K +1,683 +5.5%
59 QXO 0.40% 81,770 $2M $19.42 $11K
60 EPD 0.40% 41,448 $2M $37.84 $240K
61 AXP 0.39% 5,061 $2M $302.51 -$388K -125 -2.4%
62 RTX 0.38% 7,797 $2M $192.90 $31K -236 -2.9%
63 LMT 0.38% 2,453 $1M $604.39 $196K -207 -7.8%
64 AFL 0.37% 13,366 $1M $109.71 -$63K -500 -3.6%
65 BA 0.37% 7,242 $1M $199.03 -$163K -147 -2.0%
66 GNRC 0.36% 7,305 $1M $195.33 $423K -54 -0.7%
67 AMAT 0.36% 4,150 $1M $341.79 $223K -500 -10.8%
68 CSX 0.35% 33,647 $1M $41.05 $154K -200 -0.6%
69 ETN 0.35% 3,790 $1M $357.70 -$316 -467 -11.0%
70 BLK 0.34% 1,390 $1M $961.71 -$181K -28 -2.0%
71 LIN 0.33% 2,613 $1M $495.74 $8K -407 -13.5%
72 JXN 0.32% 11,927 $1M $105.72 -$36K -236 -1.9%
73 EIX 0.32% 17,200 $1M $73.18 $334K +1,800 +11.7%
74 ENB 0.32% 22,889 $1M $54.07 $141K
75 SPG 0.32% 6,624 $1M $186.53 -$212K -1,195 -15.3%
76 KEY 0.31% 61,200 $1M $20.05 -$36K
77 FIX 0.31% 886 $1M $1,378.99 $396K +1 +0.1%
78 CVS 0.31% 16,749 $1M $71.82 -$213K -1,095 -6.1%
79 EHC 0.30% 12,330 $1M $96.73 -$116K
80 META 0.30% 2,082 $1M $572.13 -$247K -96 -4.4%
81 PM 0.30% 7,132 $1M $165.33 $35K
82 MMM 0.29% 7,924 $1M $145.24 -$126K -50 -0.6%
83 FSLR 0.29% 5,733 $1M $197.26 -$365K +6 +0.1%
84 ESI 0.29% 32,800 $1M $34.14 +32,800 NEW
85 NEE 0.28% 11,995 $1M $92.88 $113K -469 -3.8%
86 IRM 0.28% 10,643 $1M $102.14 $204K
87 COST 0.27% 1,050 $1M $996.43 $141K
88 NOC 0.27% 1,530 $1M $682.24 $174K +5 +0.3%
89 TEVA 0.26% 34,313 $1M $30.12 -$37K +13 +0.0%
90 PEP 0.26% 6,445 $1M $155.29 -$53K -900 -12.2%
91 FCX 0.25% 16,362 $962K $58.78 -$55K -3,657 -18.3%
92 WY 0.24% 38,002 $928K $24.43 $10K -770 -2.0%
93 PNC 0.24% 4,444 $925K $208.07 -$45K -199 -4.3%
94 BXSL 0.24% 38,985 $924K $23.69 -$120K -649 -1.6%
95 UNH 0.24% 3,412 $923K $270.56 $270K +1,432 +72.3%
96 EFX 0.22% 4,800 $864K $180.07 -$177K
97 EMR 0.22% 6,540 $857K $131.01 -$67K -419 -6.0%
98 GILD 0.21% 6,010 $838K $139.37 $129K +240 +4.2%
99 QCOM 0.21% 6,500 $837K $128.78 -$275K
100 COP 0.21% 6,293 $831K $132.00 $242K

New Positions

SymbolValue% Port
ESI $1M 0.29%
SJM $531K 0.14%
KMB $435K 0.11%
PXJ $432K 0.11%
PJP $316K 0.08%
DGRO $312K 0.08%
PKB $273K 0.07%
TBIL $262K 0.07%
MU $253K 0.06%
BJ $217K 0.06%
AZN $194K 0.05%
DGX $183K 0.05%
IXUS $152K 0.04%
XLE $116K 0.03%
WAT $70K 0.02%

Sold Out Positions

SymbolValue% Port
HPE —%
AES —%
VST —%
TFC —%
CRBG —%
DAL —%
MPLX —%
IGV —%
JEPQ —%
ADP —%
LAMR —%
INTU —%
ADBE —%
XLY —%
PGX —%
View SEC EDGAR Filings for Wellington Shields & Co., LLC →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms