— Know what they know.
Not Investment Advice
Asset Manager ← All Institutions

Wellington Shields & Co., LLC

60 BROAD STREET, NEW YORK, NY 10004 • 212-320-3000

Q4 2025 · Filed 2026-02-09
Market Value
$405M
+5.8%
Holdings
345
+6
New Purchases
23
Added To
105
Closed
26
Reduced
96
Top 10 Concentration
36.6%
Turnover
14.2%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
LLY 3.45% 2.56% +0.89% $14M
GOOG 2.76% 2.22% +0.54% $11M
SPY 1.15% 0.78% +0.37% $5M
PG 0.56% 0.25% +0.31% $2M
XOM 2.29% 1.99% +0.30% $9M
CEG 0.85% 0.59% +0.26% $3M
CAT 1.33% 1.11% +0.22% $5M
ILMN 0.93% 0.73% +0.20% $4M
TOST 0.17% 0.00% +0.17% $700K
TEM 0.15% 0.00% +0.15% $614K
AMAT 0.30% 0.16% +0.14% $1M
MCK 0.64% 0.50% +0.13% $3M
WRBY 0.12% 0.00% +0.12% $493K
GOOGL 1.28% 1.17% +0.11% $5M
PBD 0.10% 0.00% +0.10% $415K

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
MSFT 8.37% 9.23% -0.87% $34M
GTLS 0.04% 0.43% -0.39% $166K
JPM 3.79% 4.07% -0.28% $15M
FLO 0.86% 1.10% -0.24% $3M
BX 1.27% 1.49% -0.22% $5M
EFX 0.26% 0.44% -0.18% $1M
HON 0.97% 1.13% -0.16% $4M
INSM 0.00% 0.15% -0.15% $0
TRMB 0.00% 0.14% -0.14% $0
DIS 0.79% 0.92% -0.13% $3M
NVDA 3.14% 3.25% -0.11% $13M
PEJ 0.00% 0.10% -0.10% $0
FIS 0.09% 0.18% -0.09% $349K
SMCI 0.00% 0.09% -0.09% $0
CMG 0.11% 0.20% -0.09% $429K

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Technology 25.2%
Financial Services 18.7%
Healthcare 13.7%
Industrials 12.3%
Energy 8.9%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 60 $232M 57.4%
Large Cap 224 $150M 37.1%
Mid Cap 36 $12M 3.1%
Small Cap 17 $9M 2.1%
Micro Cap 8 $2M 0.4%

Portfolio Analytics

Avg Market Cap
$202.3B
Median Market Cap
$54.1B
Avg P/E
32.0
Median P/E
24.8
Avg Dividend Yield
0.02%
Avg Beta
1.02
# Stocks
297
# ETFs / Funds
48

Top Holdings (345 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 MSFT 8.37% 69,990 $34M $483.62 -$1M +1,804 +2.6%
2 AAPL 7.41% 110,258 $30M $271.86 $2M -997 -0.9%
3 JPM 3.79% 47,531 $15M $322.22 -$238K -1,777 -3.6%
4 LLY 3.45% 12,977 $14M $1,074.66 $4M +157 +1.2%
5 NVDA 3.14% 68,172 $13M $186.50 $293K +1,599 +2.4%
6 GOOG 2.76% 35,538 $11M $313.80 $3M +715 +2.0%
7 XOM 2.29% 76,928 $9M $120.34 $2M +9,332 +13.8%
8 IBM 1.94% 26,503 $8M $296.22 $241K -466 -1.7%
9 ABBV 1.74% 30,817 $7M $228.49 $224K +1,375 +4.7%
10 AMZN 1.73% 30,236 $7M $230.82 $333K -32 -0.1%
11 CAT 1.33% 9,417 $5M $572.87 $1M +509 +5.7%
12 GOOGL 1.28% 16,540 $5M $313.00 $699K -1,879 -10.2%
13 BX 1.27% 33,301 $5M $154.14 -$565K -51 -0.1%
14 SPY 1.15% 6,816 $5M $681.92 $2M +2,356 +52.8%
15 V 1.12% 12,941 $5M $350.70 $221K +293 +2.3%
16 BRK-B 1.07% 8,652 $4M $502.65 $238K +474 +5.8%
17 AVGO 1.04% 12,167 $4M $346.10 $32K -500 -4.0%
18 UNP 1.00% 17,488 $4M $231.32 -$88K
19 RKLB 0.99% 57,643 $4M $69.76 $540K -15,013 -20.7%
20 WMT 0.99% 36,002 $4M $111.41 $306K +49 +0.1%
21 HON 0.97% 20,044 $4M $195.09 -$412K -490 -2.4%
22 ILMN 0.93% 28,618 $4M $131.16 $978K -609 -2.1%
23 ABT 0.92% 29,746 $4M $125.29 $157K +3,093 +11.6%
24 GE 0.92% 12,097 $4M $308.03 $565K +1,587 +15.1%
25 C 0.90% 31,188 $4M $116.69 $474K
26 NEM 0.89% 36,200 $4M $99.85 $428K -1,600 -4.2%
27 FLO 0.86% 320,985 $3M $10.88 -$727K -2,367 -0.7%
28 JNJ 0.86% 16,815 $3M $206.95 $551K +1,020 +6.5%
29 CEG 0.85% 9,728 $3M $353.25 $1M +2,877 +42.0%
30 DIS 0.79% 28,250 $3M $113.77 -$307K -2,498 -8.1%
31 SPGI 0.75% 5,800 $3M $522.59 $13K -400 -6.5%
32 APO 0.74% 20,676 $3M $144.76 $500K +1,968 +10.5%
33 PLTR 0.69% 15,734 $3M $177.75 -$73K
34 PANW 0.68% 14,962 $3M $184.20 $184K +2,333 +18.5%
35 QQQ 0.64% 4,217 $3M $614.29 $273K +357 +9.2%
36 GLW 0.64% 29,576 $3M $87.56 $73K -1,100 -3.6%
37 MCK 0.64% 3,145 $3M $820.16 $652K +650 +26.1%
38 KMI 0.62% 90,624 $2M $27.49 -$74K
39 MRK 0.61% 23,366 $2M $105.26 $421K -925 -3.8%
40 SHOP 0.59% 14,893 $2M $160.97 $73K -750 -4.8%
41 HD 0.58% 6,816 $2M $344.12 -$53K +896 +15.1%
42 PSNL 0.58% 292,489 $2M $7.96 $421K
43 PG 0.56% 15,929 $2M $143.31 $1M +9,707 +156.0%
44 BMY 0.54% 40,540 $2M $53.94 $387K +638 +1.6%
45 T 0.53% 85,844 $2M $24.84 -$179K +3,996 +4.9%
46 WM 0.51% 9,464 $2M $219.71 $56K +301 +3.3%
47 PFE 0.50% 80,956 $2M $24.90 $3K +1,965 +2.5%
48 CFG 0.49% 34,000 $2M $58.41 $178K
49 CVX 0.49% 13,013 $2M $152.41 -$18K +124 +1.0%
50 CSCO 0.49% 25,510 $2M $77.03 $240K +300 +1.2%
51 AXP 0.47% 5,186 $2M $369.97 $251K +167 +3.3%
52 KO 0.44% 25,400 $2M $69.91 -$42K -2,005 -7.3%
53 TSM 0.44% 5,829 $2M $303.89 $401K +924 +18.8%
54 AMGN 0.43% 5,309 $2M $327.28 $310K +250 +4.9%
55 GEV 0.42% 2,602 $2M $653.59 $368K +434 +20.0%
56 SO 0.40% 18,484 $2M $87.20 -$27K +1,196 +6.9%
57 BA 0.40% 7,389 $2M $217.12 $99K +415 +6.0%
58 QXO 0.39% 81,770 $2M $19.29 $19K
59 AFL 0.38% 13,866 $2M $110.27 -$20K
60 BLK 0.38% 1,418 $2M $1,070.34 -$42K +80 +6.0%
61 FSLR 0.37% 5,727 $1M $261.23 $266K +148 +2.6%
62 RTX 0.36% 8,033 $1M $183.40 $377K +1,481 +22.6%
63 SPG 0.36% 7,819 $1M $185.11 $77K +519 +7.1%
64 VZ 0.36% 35,498 $1M $40.73 -$208K -2,133 -5.7%
65 META 0.36% 2,178 $1M $660.09 -$193K -43 -1.9%
66 CVS 0.35% 17,844 $1M $79.36 -$28K -1,308 -6.8%
67 OKE 0.34% 18,886 $1M $73.50 $124K +1,566 +9.0%
68 ETN 0.34% 4,257 $1M $318.53 -$132K +281 +7.1%
69 EPD 0.33% 41,448 $1M $32.06 $33K
70 EHC 0.32% 12,330 $1M $106.14 -$257K
71 JXN 0.32% 12,163 $1M $106.65 $44K -212 -1.7%
72 LIN 0.32% 3,020 $1M $426.45 -$239K -194 -6.0%
73 LMT 0.32% 2,660 $1M $483.67 -$191K -300 -10.1%
74 MMM 0.32% 7,974 $1M $160.11 $127K +565 +7.6%
75 KEY 0.31% 61,200 $1M $20.64 $119K
76 CSX 0.30% 33,847 $1M $36.25 $25K
77 AMAT 0.30% 4,650 $1M $256.99 $601K +1,750 +60.3%
78 PM 0.28% 7,132 $1M $160.39 -$13K
79 DVN 0.28% 30,726 $1M $36.63 $248K +5,701 +22.8%
80 QCOM 0.27% 6,500 $1M $171.05 $30K
81 ENB 0.27% 22,889 $1M $47.89 -$46K +251 +1.1%
82 TEVA 0.26% 34,300 $1M $31.21 $378K
83 PEP 0.26% 7,345 $1M $143.52 $144K +865 +13.3%
84 BXSL 0.26% 39,634 $1M $26.33 $187K +6,762 +20.6%
85 EFX 0.26% 4,800 $1M $216.98 -$633K -1,729 -26.5%
86 PRU 0.25% 9,137 $1M $112.88 -$134K -2,100 -18.7%
87 FCX 0.25% 20,019 $1M $50.79 $232K
88 GNRC 0.25% 7,359 $1M $136.37 -$253K -147 -2.0%
89 NEE 0.25% 12,464 $1M $80.28 -$72K -1,750 -12.3%
90 PNC 0.24% 4,643 $969K $208.75 -$4K -200 -4.1%
91 EIX 0.23% 15,400 $924K $60.02 $222K +2,700 +21.3%
92 EMR 0.23% 6,959 $924K $132.71 $30K +149 +2.2%
93 GRAL 0.23% 10,739 $919K $85.59 $283K -19 -0.2%
94 WY 0.23% 38,772 $919K $23.69 -$43K
95 COST 0.22% 1,050 $905K $862.34 -$113K -50 -4.5%
96 RKT 0.22% 46,600 $902K $19.36 -$932
97 XLK 0.22% 6,192 $891K $143.97 $206K +3,761 +154.7%
98 IRM 0.22% 10,643 $883K $82.95 -$202K
99 TMO 0.22% 1,510 $875K $579.45 $163K +43 +2.9%
100 NOC 0.21% 1,525 $870K $570.21 -$62K -4 -0.3%

New Positions

SymbolValue% Port
TOST $700K 0.17%
TEM $614K 0.15%
WRBY $493K 0.12%
PBD $415K 0.10%
PSI $406K 0.10%
PXQ $361K 0.09%
IBDR $349K 0.09%
HNDL $337K 0.08%
Q $330K 0.08%
AGG $291K 0.07%
LAMR $285K 0.07%
RY $260K 0.06%
TTRX $259K 0.06%
SOLS $243K 0.06%
DIA $240K 0.06%

Sold Out Positions

SymbolValue% Port
AHRT —%
ONON —%
IP —%
HPQ —%
PINS —%
UL —%
CLX —%
PEG —%
OKLO —%
FLG —%
SJM —%
KMB —%
ROP —%
SBUX —%
SYM —%
View SEC EDGAR Filings for Wellington Shields & Co., LLC →

Sign in to InsiderStreet

You'll also get our free weekly newsletter with
smart money signals, market insights, and alpha ideas.
Unsubscribe anytime.

For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms