— Know what they know.
Not Investment Advice
Asset Manager ← All Institutions

Wellington Shields & Co., LLC

60 BROAD STREET, NEW YORK, NY 10004 • 212-320-3000

Q3 2025 · Filed 2025-11-05
Market Value
$382M
+8.6%
Holdings
339
+12
New Purchases
25
Added To
65
Closed
17
Reduced
76
Top 10 Concentration
36.2%
Turnover
12.4%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
AAPL 7.41% 6.45% +0.96% $28M
GOOG 2.22% 1.72% +0.50% $8M
NVDA 3.25% 2.99% +0.26% $12M
GOOGL 1.17% 0.95% +0.22% $4M
ABBV 1.78% 1.57% +0.22% $7M
NEM 0.83% 0.65% +0.19% $3M
EIX 0.18% 0.00% +0.18% $702K
CEG 0.59% 0.42% +0.17% $2M
INSM 0.15% 0.00% +0.15% $569K
RKLB 0.91% 0.78% +0.13% $3M
CAT 1.11% 0.98% +0.13% $4M
TSM 0.36% 0.23% +0.13% $1M
GLW 0.66% 0.54% +0.12% $3M
SBIL 0.11% 0.00% +0.11% $436K
PLTR 0.75% 0.65% +0.11% $3M

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
MSFT 9.23% 9.71% -0.48% $35M
FLO 1.10% 1.47% -0.36% $4M
IBM 1.99% 2.28% -0.29% $8M
LLY 2.56% 2.82% -0.27% $10M
HON 1.13% 1.36% -0.23% $4M
GTLS 0.43% 0.63% -0.20% $2M
DIS 0.92% 1.08% -0.16% $4M
SPGI 0.79% 0.93% -0.14% $3M
MRK 0.53% 0.67% -0.14% $2M
RDNT 0.00% 0.13% -0.13% $0
V 1.13% 1.24% -0.11% $4M
AMZN 1.74% 1.84% -0.11% $7M
KO 0.48% 0.58% -0.10% $2M
ABT 0.93% 1.03% -0.10% $4M
QXO 0.41% 0.50% -0.09% $2M

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Technology 25.2%
Financial Services 18.7%
Healthcare 13.7%
Industrials 12.3%
Energy 8.9%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 58 $213M 55.6%
Large Cap 224 $149M 38.9%
Mid Cap 35 $12M 3.1%
Small Cap 16 $8M 2.2%
Micro Cap 6 $1M 0.3%

Portfolio Analytics

Avg Market Cap
$204.7B
Median Market Cap
$57.3B
Avg P/E
31.6
Median P/E
24.6
Avg Dividend Yield
0.02%
Avg Beta
1.01
# Stocks
298
# ETFs / Funds
41

Top Holdings (339 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 MSFT 9.23% 68,186 $35M $517.95 $1M -606 -0.9%
2 AAPL 7.41% 111,255 $28M $254.63 $6M +522 +0.5%
3 JPM 4.07% 49,308 $16M $315.43 $1M -527 -1.1%
4 NVDA 3.25% 66,573 $12M $186.58 $2M -120 -0.2%
5 LLY 2.56% 12,820 $10M $762.98 -$169K +55 +0.4%
6 GOOG 2.22% 34,823 $8M $243.55 $2M +656 +1.9%
7 XOM 1.99% 67,596 $8M $112.75 $300K -320 -0.5%
8 IBM 1.99% 26,969 $8M $282.16 -$428K -298 -1.1%
9 ABBV 1.78% 29,442 $7M $231.54 $1M -300 -1.0%
10 AMZN 1.74% 30,268 $7M $219.57 $147K +645 +2.2%
11 BX 1.49% 33,352 $6M $170.85 $761K +346 +1.1%
12 GOOGL 1.17% 18,419 $4M $243.10 $1M -500 -2.6%
13 HON 1.13% 20,534 $4M $210.50 -$460K
14 V 1.13% 12,648 $4M $341.38 -$64K +306 +2.5%
15 CAT 1.11% 8,908 $4M $477.15 $792K
16 FLO 1.10% 323,352 $4M $13.05 -$950K -168 -0.1%
17 AVGO 1.09% 12,667 $4M $329.91 $586K -368 -2.8%
18 UNP 1.08% 17,488 $4M $236.37 $110K
19 BRK-B 1.07% 8,178 $4M $502.74 $150K +24 +0.3%
20 WMT 0.97% 35,953 $4M $103.06 $134K -574 -1.6%
21 ABT 0.93% 26,653 $4M $133.94 -$69K -100 -0.4%
22 DIS 0.92% 30,748 $4M $114.50 -$274K +151 +0.5%
23 RKLB 0.91% 72,656 $3M $47.91 $744K -3,859 -5.0%
24 NEM 0.83% 37,800 $3M $84.31 $903K -1,400 -3.6%
25 C 0.83% 31,188 $3M $101.50 $468K -500 -1.6%
26 GE 0.83% 10,510 $3M $300.82 $428K -112 -1.1%
27 SPGI 0.79% 6,200 $3M $486.71 -$252K
28 SPY 0.78% 4,460 $3M $666.18 $259K +70 +1.6%
29 JNJ 0.77% 15,795 $3M $185.42 $501K -100 -0.6%
30 PLTR 0.75% 15,734 $3M $182.42 $597K -945 -5.7%
31 ILMN 0.73% 29,227 $3M $94.97 -$13K
32 PANW 0.67% 12,629 $3M $203.62 $84K +472 +3.9%
33 KMI 0.67% 90,624 $3M $28.31 -$91K +263 +0.3%
34 GLW 0.66% 30,676 $3M $82.03 $614K -5,500 -15.2%
35 APO 0.65% 18,708 $2M $133.27 -$119K +297 +1.6%
36 HD 0.63% 5,920 $2M $405.21 $228K
37 SHOP 0.61% 15,643 $2M $148.61 $486K -300 -1.9%
38 QQQ 0.61% 3,860 $2M $600.34 $132K -102 -2.6%
39 T 0.60% 81,848 $2M $28.24 -$79K -746 -0.9%
40 CEG 0.59% 6,851 $2M $329.05 $789K +2,311 +50.9%
41 MRK 0.53% 24,291 $2M $83.93 -$328K -5,606 -18.8%
42 WM 0.53% 9,163 $2M $220.83 -$73K +1 +0.0%
43 PFE 0.53% 78,991 $2M $25.48 $100K +97 +0.1%
44 CVX 0.52% 12,889 $2M $155.29 $215K +413 +3.3%
45 MCK 0.50% 2,495 $2M $772.39 $209K +151 +6.4%
46 PSNL 0.50% 292,489 $2M $6.52 -$12K
47 KO 0.48% 27,405 $2M $66.32 -$218K -1,370 -4.8%
48 CFG 0.47% 34,000 $2M $53.16 $286K
49 BMY 0.47% 39,902 $2M $45.10 -$47K
50 CSCO 0.45% 25,210 $2M $68.42 -$26K -27 -0.1%
51 EFX 0.44% 6,529 $2M $256.53 -$19K
52 AXP 0.44% 5,019 $2M $332.19 $73K +20 +0.4%
53 VZ 0.43% 37,631 $2M $43.95 $21K -110 -0.3%
54 SO 0.43% 17,288 $2M $94.77 $56K +54 +0.3%
55 GTLS 0.43% 8,158 $2M $200.16 -$588K -5,329 -39.5%
56 META 0.43% 2,221 $2M $734.38 $2K +14 +0.6%
57 EHC 0.41% 12,330 $2M $127.02 $54K
58 BLK 0.41% 1,338 $2M $1,165.87 $190K +32 +2.5%
59 QXO 0.41% 81,770 $2M $19.06 -$203K
60 AFL 0.40% 13,866 $2M $111.70 $58K -272 -1.9%
61 LIN 0.40% 3,214 $2M $475.06 -$12K -65 -2.0%
62 BA 0.39% 6,974 $2M $215.83 $47K +15 +0.2%
63 ETN 0.39% 3,976 $1M $374.28 $20K -136 -3.3%
64 LMT 0.39% 2,960 $1M $499.21 $199K +200 +7.2%
65 CVS 0.38% 19,152 $1M $75.39 -$6K -1,868 -8.9%
66 AMGN 0.37% 5,059 $1M $282.17 $15K
67 SPG 0.36% 7,300 $1M $187.67 $293K +600 +9.0%
68 TSM 0.36% 4,905 $1M $279.29 $556K +1,312 +36.5%
69 GEV 0.35% 2,168 $1M $614.81 $192K +12 +0.6%
70 EPD 0.34% 41,448 $1M $31.27 $11K
71 OKE 0.33% 17,320 $1M $72.97 -$191K -500 -2.8%
72 GNRC 0.33% 7,506 $1M $167.40 $174K -50 -0.7%
73 JXN 0.33% 12,375 $1M $101.23 $154K
74 FSLR 0.32% 5,579 $1M $220.53 $299K -47 -0.8%
75 CSX 0.31% 33,847 $1M $35.51 $97K
76 PRU 0.30% 11,237 $1M $103.74 -$8K +310 +2.8%
77 PM 0.30% 7,132 $1M $162.19 -$118K +132 +1.9%
78 MMM 0.30% 7,409 $1M $155.19 $22K
79 KEY 0.30% 61,200 $1M $18.69 $78K
80 ENB 0.30% 22,638 $1M $50.46 $119K +29 +0.1%
81 RTX 0.29% 6,552 $1M $167.33 $140K
82 IRM 0.28% 10,643 $1M $101.94 -$7K
83 QCOM 0.28% 6,500 $1M $166.36 $46K
84 NEE 0.28% 14,214 $1M $75.49 $79K -100 -0.7%
85 COST 0.27% 1,100 $1M $925.63 -$71K
86 ORCL 0.27% 3,612 $1M $281.24 $226K
87 PNC 0.25% 4,843 $973K $200.94 $70K
88 WY 0.25% 38,772 $961K $24.79 -$61K -1,000 -2.5%
89 PG 0.25% 6,222 $956K $153.65 -$43K -49 -0.8%
90 NOC 0.24% 1,529 $932K $609.32 $167K
91 MDT 0.24% 9,775 $931K $95.24 $27K -600 -5.8%
92 PEP 0.24% 6,480 $910K $140.44 $76K +165 +2.6%
93 RKT 0.24% 46,600 $903K $19.38 $242K
94 EMR 0.23% 6,810 $893K $131.18 -$15K -3 -0.0%
95 ET 0.23% 52,056 $893K $17.16 -$56K -330 -0.6%
96 DVN 0.23% 25,025 $877K $35.06 $76K -172 -0.7%
97 SNOW 0.22% 3,800 $857K $225.55 $7K
98 BXSL 0.22% 32,872 $857K $26.07 -$89K +2,110 +6.9%
99 BLDR 0.22% 6,925 $840K $121.25 $32K
100 GIS 0.21% 16,070 $810K $50.42 -$22K

New Positions

SymbolValue% Port
EIX $702K 0.18%
INSM $569K 0.15%
SBIL $436K 0.11%
SMCI $348K 0.09%
BE $327K 0.09%
SYM $310K 0.08%
PBW $303K 0.08%
QBTS $299K 0.08%
HPE $231K 0.06%
OKLO $230K 0.06%
PSKY $222K 0.06%
BMNR $218K 0.06%
CMI $201K 0.05%
STX $201K 0.05%
BABA $182K 0.05%

Sold Out Positions

SymbolValue% Port
DGRO —%
LBRT —%
CLF —%
NVO —%
PBR —%
CORZ —%
EA —%
CTAS —%
HSY —%
ISRG —%
RDNT —%
KBWP —%
XLE —%
WYNN —%
HES —%
View SEC EDGAR Filings for Wellington Shields & Co., LLC →

Sign in to InsiderStreet

You'll also get our free weekly newsletter with
smart money signals, market insights, and alpha ideas.
Unsubscribe anytime.

For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms