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A&I FINANCIAL SERVICES, LLC

9605 KINGSTON COURT SUITE 190, LONE TREE, CO 80112 • 303-690-5070

Q3 2025 · Filed 2025-10-23
Market Value
$205M
+15.6%
Holdings
85
+2
New Purchases
12
Added To
29
Closed
9
Reduced
22
Top 10 Concentration
71.3%
Turnover
24.7%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
ASMF 4.27% 0.00% +4.27% $9M
DBMF 4.40% 3.23% +1.17% $9M
EMBC 0.45% 0.00% +0.45% $912K
LW 0.38% 0.00% +0.38% $777K
ORCL 0.31% 0.00% +0.31% $635K
BIPC 0.30% 0.00% +0.30% $622K
NXST 0.28% 0.00% +0.28% $575K
WEN 0.27% 0.00% +0.27% $545K
CGGR 2.58% 2.37% +0.20% $5M
CGUS 2.40% 2.25% +0.15% $5M
RKLB 0.12% 0.00% +0.12% $240K
AAPL 1.96% 1.84% +0.11% $4M
CGGO 1.41% 1.30% +0.10% $3M
LMT 0.10% 0.00% +0.10% $212K
HD 0.10% 0.00% +0.10% $204K

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
TSEL 14.96% 17.77% -2.81% $31M
OAKM 7.83% 8.62% -0.80% $16M
IWM 20.11% 20.73% -0.62% $41M
BUSA 7.94% 8.42% -0.48% $16M
PAHC 0.00% 0.42% -0.42% $0
CNHI 0.00% 0.36% -0.36% $0
RCI 0.00% 0.35% -0.35% $0
KLG 0.00% 0.33% -0.33% $0
SON 0.00% 0.28% -0.28% $0
VEA 2.71% 2.93% -0.22% $6M
PLTR 0.00% 0.15% -0.15% $0
LLY 0.00% 0.15% -0.15% $0
SHV 0.00% 0.14% -0.14% $0
ITOT 4.09% 4.22% -0.12% $8M
FSK 0.00% 0.12% -0.12% $0

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 88.9%
Technology 3.7%
Consumer Cyclical 2.6%
Communication Services 1.4%
Industrials 1.2%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 16 $21M 10.1%
Large Cap 24 $75M 36.4%
Mid Cap 22 $14M 7.0%
Small Cap 18 $37M 18.3%
Micro Cap 5 $58M 28.2%

Portfolio Analytics

Avg Market Cap
$391.3B
Median Market Cap
$9.5B
Avg P/E
40.4
Median P/E
24.3
Avg Dividend Yield
0.03%
Avg Beta
0.94
# Stocks
50
# ETFs / Funds
35

Top Holdings (85 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 IWM 20.11% 169,844 $41M $242.49 $4M -343 -0.2%
2 TSEL 14.96% 1,018,623 $31M $30.08 -$840K -86,221 -7.8%
3 BUSA 7.94% 465,137 $16M $34.99 $1M +19,089 +4.3%
4 OAKM 7.83% 600,855 $16M $26.69 $758K +5,901 +1.0%
5 DBMF 4.40% 328,690 $9M $27.41 $3M +106,561 +48.0%
6 ASMF 4.27% 374,895 $9M $23.34 +374,895 NEW
7 ITOT 4.09% 57,345 $8M $146.17 $912K +2,026 +3.7%
8 VEA 2.71% 91,937 $6M $60.37 $367K +1,016 +1.1%
9 CGGR 2.58% 119,570 $5M $44.16 $1M +16,162 +15.6%
10 CGUS 2.40% 123,659 $5M $39.76 $927K +15,627 +14.5%
11 NVDA 2.20% 24,051 $5M $187.24 $703K
12 AAPL 1.96% 15,691 $4M $255.45 $744K -220 -1.4%
13 VOTE 1.67% 43,526 $3M $78.74 $281K +268 +0.6%
14 CGDV 1.62% 78,307 $3M $42.29 $319K +2,525 +3.3%
15 CGGO 1.41% 83,709 $3M $34.42 $572K +11,492 +15.9%
16 VWO 1.18% 44,438 $2M $54.52 $244K +386 +0.9%
17 CGMM 0.87% 63,049 $2M $28.31 $371K +10,432 +19.8%
18 CGGE 0.76% 50,476 $2M $31.00 $384K +10,010 +24.7%
19 CVIE 0.71% 20,985 $1M $68.86 $78K -16 -0.1%
20 ESML 0.68% 30,755 $1M $45.27 $149K +685 +2.3%
21 IVV 0.63% 1,934 $1M $671.84 $76K -37 -1.9%
22 ESGD 0.62% 13,648 $1M $93.77 $65K +35 +0.3%
23 AMZN 0.61% 5,627 $1M $220.63 -$35K -190 -3.3%
24 NUBD 0.56% 51,221 $1M $22.43 $44K +1,590 +3.2%
25 PCIG 0.56% 121,481 $1M $9.41 -$5K +5,052 +4.3%
26 CGNG 0.52% 34,436 $1M $31.10 $233K +5,355 +18.4%
27 CGDG 0.48% 28,488 $993K $34.87 $101K +1,956 +7.4%
28 MSFT 0.46% 1,822 $947K $519.71 -$4K -90 -4.7%
29 EMBC 0.45% 61,986 $912K $14.71 +61,986 NEW
30 DAN 0.43% 44,478 $883K $19.85 $97K -1,325 -2.9%
31 LW 0.38% 12,538 $777K $62.01 +12,538 NEW
32 AES 0.37% 49,398 $759K $15.37 $227K -1,234 -2.4%
33 VFC 0.35% 47,294 $725K $15.34 $180K +871 +1.9%
34 ORI 0.35% 16,665 $713K $42.77 $72K +6 +0.0%
35 AFG 0.33% 4,669 $684K $146.50 $114K +155 +3.4%
36 ADT 0.33% 78,559 $682K $8.68 -$716 -2,032 -2.5%
37 THG 0.33% 3,717 $675K $181.51 $34K -55 -1.5%
38 SEE 0.33% 18,900 $672K $35.57 $120K +1,105 +6.2%
39 TSLA 0.33% 1,459 $670K $459.46 $196K -33 -2.2%
40 ORCL 0.31% 2,196 $635K $289.01 +2,196 NEW
41 VOYA 0.31% 8,533 $633K $74.24 $24K -45 -0.5%
42 BIPC 0.30% 14,957 $622K $41.60 +14,957 NEW
43 ESGE 0.30% 13,859 $607K $43.77 $54K -246 -1.7%
44 OMC 0.29% 7,778 $602K $77.45 $84K +568 +7.9%
45 BAH 0.28% 5,650 $580K $102.60 -$21K -115 -2.0%
46 HRI 0.28% 4,795 $577K $120.33 -$59K -36 -0.8%
47 GOOGL 0.28% 2,351 $576K $244.90 $161K
48 NXST 0.28% 2,931 $575K $196.06 +2,931 NEW
49 UVE 0.28% 22,241 $574K $25.80 $16K +2,112 +10.5%
50 CGCV 0.27% 18,082 $547K $30.24 $93K +2,215 +14.0%
51 WEN 0.27% 57,615 $545K $9.46 +57,615 NEW
52 LEG 0.27% 60,870 $544K $8.93 -$3K -432 -0.7%
53 HY 0.25% 13,594 $502K $36.94 $21K +1,499 +12.4%
54 DT 0.24% 10,067 $486K $48.31 -$69K
55 CGIC 0.24% 15,644 $486K $31.06 $91K +2,074 +15.3%
56 NVR 0.22% 55 $442K $8,036.47 $36K
57 CGIE 0.19% 11,590 $395K $34.07 $13K
58 PECO 0.19% 11,419 $390K $34.15 -$10K
59 GOOG 0.17% 1,390 $341K $245.54 -$83K -1,000 -41.8%
60 COST 0.16% 362 $332K $917.34 -$22K +4 +1.1%
61 GLD 0.15% 885 $315K $356.03 $45K
62 AHR 0.14% 6,847 $287K $41.94 $36K
63 CGBL 0.14% 8,179 $285K $34.86 $12K
64 DIS 0.14% 2,478 $280K $112.95 -$77K -399 -13.9%
65 VTWO 0.13% 2,683 $263K $98.02 $22K -80 -2.9%
66 IVW 0.13% 2,137 $259K $121.23 $24K
67 QQQ 0.12% 400 $241K $603.25 $21K
68 RKLB 0.12% 5,000 $240K $47.97 +5,000 NEW
69 BRK-B 0.12% 481 $240K $498.20 $6K
70 CION 0.11% 24,902 $235K $9.44 -$40K -3,841 -13.4%
71 WM 0.10% 974 $214K $219.87 -$66K -250 -20.4%
72 LMT 0.10% 424 $212K $499.00 +424 NEW
73 HOPE 0.10% 19,730 $211K $10.67 -$1K
74 HD 0.10% 513 $204K $397.02 +513 NEW
75 VONG 0.10% 1,660 $201K $121.22 +1,660 NEW
76 FSCO 0.06% 18,807 $129K $6.85 +18,807 NEW
77 FSK —% -$204K -9,838 -100.0% SOLD
78 SHV —% -$253K -2,290 -100.0% SOLD
79 SON —% -$504K -11,572 -100.0% SOLD
80 RCI —% -$621K -20,928 -100.0% SOLD
81 LLY —% -$260K -333 -100.0% SOLD
82 PAHC —% -$750K -29,360 -100.0% SOLD
83 CNHI —% -$641K -49,445 -100.0% SOLD
84 KLG —% -$579K -36,293 -100.0% SOLD
85 PLTR —% -$273K -2,000 -100.0% SOLD

New Positions

SymbolValue% Port
ASMF $9M 4.27%
EMBC $912K 0.45%
LW $777K 0.38%
ORCL $635K 0.31%
BIPC $622K 0.30%
NXST $575K 0.28%
WEN $545K 0.27%
RKLB $240K 0.12%
LMT $212K 0.10%
HD $204K 0.10%
VONG $201K 0.10%
FSCO $129K 0.06%

Sold Out Positions

SymbolValue% Port
SHV —%
SON —%
FSK —%
RCI —%
LLY —%
PAHC —%
PLTR —%
CNHI —%
KLG —%
View SEC EDGAR Filings for A&I FINANCIAL SERVICES, LLC →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms