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Asset Manager ← All Institutions

FNY Investment Advisers, LLC

1540 BROADWAY, SUITE 1600, NEW YORK, NY 10036 • 2123316461

Q3 2025 · Filed 2025-12-15
Market Value
$288M
+32.0%
Holdings
1,164
+180
New Purchases
384
Added To
192
Closed
245
Reduced
174
Top 10 Concentration
20.1%
Turnover
54.0%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
VRNA 5.49% 0.00% +5.49% $16M
SBSW 1.68% 0.00% +1.68% $5M
CPPTL 1.62% 0.00% +1.62% $5M
UNH 1.88% 0.73% +1.15% $5M
CCCX 1.04% 0.00% +1.04% $3M
FCRS 0.95% 0.00% +0.95% $3M
SGML 0.94% 0.00% +0.94% $3M
VTI 0.86% 0.00% +0.86% $2M
CYBR 0.82% 0.00% +0.82% $2M
ASML 0.84% 0.05% +0.79% $2M
TLT 1.55% 0.77% +0.78% $4M
WDC 0.78% 0.02% +0.76% $2M
GS 0.70% 0.00% +0.70% $2M
ALE 0.66% 0.00% +0.66% $2M
LOGI 0.58% 0.00% +0.58% $2M

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
BPMC 0.00% 2.41% -2.41% $0
VOD 0.00% 2.35% -2.35% $0
ERIC 0.00% 2.24% -2.24% $0
JNPR 0.00% 1.93% -1.93% $0
CCIR 0.00% 1.58% -1.58% $0
K 0.48% 1.93% -1.45% $1M
ANSS 0.00% 1.42% -1.42% $0
ESGR 0.00% 1.21% -1.21% $0
BP 0.00% 1.04% -1.04% $0
FTV 0.03% 0.86% -0.83% $90K
EAT 0.00% 0.83% -0.83% $0
GEV 0.00% 0.80% -0.80% $0
VST 0.14% 0.89% -0.75% $407K
HWM 0.00% 0.73% -0.73% $0
DNA 0.07% 0.77% -0.71% $197K

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 25.6%
Technology 22.0%
Healthcare 13.0%
Consumer Cyclical 10.8%
Industrials 9.3%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 54 $56M 19.5%
Large Cap 324 $118M 40.9%
Mid Cap 302 $51M 17.8%
Small Cap 299 $48M 16.7%
Micro Cap 185 $15M 5.1%

Portfolio Analytics

Avg Market Cap
$58.4B
Median Market Cap
$3.6B
Avg P/E
37.4
Median P/E
23.5
Avg Dividend Yield
0.02%
Avg Beta
1.20
# Stocks
1,001
# ETFs / Funds
164

Top Holdings (1,164 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 VRNA 5.49% 148,120 $16M $106.70 +148,120 NEW
2 NVDA 2.67% 41,184 $8M $186.58 $3M +11,687 +39.6%
3 UNH 1.88% 15,672 $5M $345.27 $4M +10,583 +208.0%
4 SBSW 1.68% 429,100 $5M $11.24 +429,100 NEW
5 CPPTL 1.62% 375,000 $5M $12.41 +375,000 NEW
6 CDRO 1.61% 671,025 $5M $6.90 -$85K +115,578 +20.8%
7 TLT 1.55% 49,960 $4M $89.35 $3M +30,966 +163.0%
8 MSFT 1.35% 7,498 $4M $517.87 $2M +3,014 +67.2%
9 FNMFN 1.25% 120,745 $4M $29.80 $1M +25,532 +26.8%
10 CCCX 1.04% 231,653 $3M $12.86 +231,653 NEW
11 FCRS 0.95% 259,066 $3M $10.60 +259,066 NEW
12 SGML 0.94% 422,119 $3M $6.41 +422,119 NEW
13 TSM 0.92% 9,522 $3M $279.25 $2M +4,482 +88.9%
14 BA 0.87% 11,557 $2M $215.80 $1M +6,076 +110.9%
15 VTI 0.86% 7,500 $2M $328.13 +7,500 NEW
16 KVUE 0.85% 150,725 $2M $16.23 $322K +49,222 +48.5%
17 ASML 0.84% 2,500 $2M $968.00 $2M +2,365 +1751.8%
18 NEM 0.83% 28,458 $2M $84.30 $1M +8,204 +40.5%
19 CYBR 0.82% 4,891 $2M $483.13 +4,891 NEW
20 GNSS 0.79% 931,392 $2M $2.45 $1M +257,030 +38.1%
21 AZN 0.78% 200 $2M $11,180.00 $212K
22 WDC 0.78% 18,605 $2M $120.02 $2M +17,937 +2685.2%
23 GS 0.70% 2,514 $2M $796.34 +2,514 NEW
24 UBER 0.69% 20,397 $2M $97.96 -$355K -4,825 -19.1%
25 SPR 0.67% 50,000 $2M $38.60 $977K +25,000 +100.0%
26 XLV 0.66% 13,646 $2M $139.16 $1M +8,348 +157.6%
27 CRWD 0.66% 3,869 $2M $490.31 $611K +1,343 +53.2%
28 ALE 0.66% 28,500 $2M $66.39 +28,500 NEW
29 BTI 0.65% 35,500 $2M $53.07 -$428K -13,360 -27.3%
30 CEG 0.65% 5,665 $2M $329.04 $829K +2,456 +76.5%
31 NUGT 0.64% 12,000 $2M $154.42 $1M +4,500 +60.0%
32 ZIM 0.61% 129,800 $2M $13.54 -$340K -600 -0.5%
33 WYNN 0.60% 13,500 $2M $128.22 $885K +4,465 +49.4%
34 HOOD 0.60% 12,023 $2M $143.14 -$151K -7,977 -39.9%
35 LOGI 0.58% 15,300 $2M $109.67 +15,300 NEW
36 TSLA 0.58% 3,757 $2M $444.50 +3,757 NEW
37 SHCO 0.57% 186,733 $2M $8.85 $2M +181,733 +3634.7%
38 ZS 0.57% 5,497 $2M $299.62 $604K +2,173 +65.4%
39 DASH 0.57% 6,000 $2M $271.83 -$1M -4,975 -45.3%
40 DUOL 0.56% 5,000 $2M $321.80 +5,000 NEW
41 AVGO 0.55% 4,817 $2M $329.87 -$772K -3,749 -43.8%
42 TER 0.55% 11,502 $2M $137.63 $1M +6,239 +118.5%
43 JPM 0.55% 5,000 $2M $315.40 -$379K -1,750 -25.9%
44 SNOW 0.55% 6,957 $2M $225.53 -$8K -94 -1.3%
45 APP 0.54% 2,177 $2M $718.42 $1M +1,643 +307.7%
46 SOC 0.54% 88,490 $2M $17.46 $1M +70,068 +380.4%
47 META 0.53% 2,072 $2M $734.07 -$945K -1,270 -38.0%
48 XBI 0.53% 15,133 $2M $100.18 +15,133 NEW
49 ENVX 0.52% 151,099 $2M $9.97 -$639K -56,386 -27.2%
50 GE 0.51% 4,906 $1M $300.65 $189K -94 -1.9%
51 BILI 0.51% 52,000 $1M $28.08 +52,000 NEW
52 JD 0.50% 41,531 $1M $34.96 $554K +13,996 +50.8%
53 COIN 0.49% 4,216 $1M $337.29 $765K +2,339 +124.6%
54 BABA 0.49% 7,950 $1M $178.62 +7,950 NEW
55 IBM 0.49% 5,000 $1M $282.00 +5,000 NEW
56 K 0.48% 17,000 $1M $82.00 -$3M -35,950 -67.9%
57 STEX 0.48% 240,228 $1M $5.76 $1M +198,456 +475.1%
58 FIX 0.48% 1,675 $1M $825.07 +1,675 NEW
59 FSLR 0.48% 6,250 $1M $220.48 $1M +6,004 +2440.7%
60 CLS 0.47% 5,546 $1M $246.30 -$738K -7,934 -58.9%
61 TNA 0.47% 30,000 $1M $45.23 $1M +29,400 +4900.0%
62 ALAB 0.47% 6,908 $1M $195.72 $1M +6,774 +5055.2%
63 LRCX 0.46% 9,947 $1M $133.81 $1M +8,878 +830.5%
64 AMZN 0.45% 5,939 $1M $219.57 $106K +477 +8.7%
65 TLN 0.44% 3,002 $1M $425.05 $1M +2,989 +22992.3%
66 ETHM 0.44% 121,582 $1M $10.40 +121,582 NEW
67 LASR 0.43% 41,819 $1M $29.63 $1M +41,150 +6151.0%
68 MRVL 0.43% 14,629 $1M $84.01 $1M +12,129 +485.2%
69 ASTS 0.41% 24,088 $1M $49.07 -$50K -2,293 -8.7%
70 VTEX 0.41% 268,740 $1M $4.38 $916K +229,091 +577.8%
71 NFLX 0.40% 960 $1M $1,197.92 -$68K +50 +5.5%
72 W 0.39% 12,534 $1M $89.28 $1M +12,401 +9324.1%
73 VTV 0.39% 6,000 $1M $186.33 +6,000 NEW
74 U 0.39% 27,914 $1M $40.02 $927K +20,027 +253.9%
75 VIXY 0.39% 34,500 $1M $32.29 $1M +33,500 +3350.0%
76 CRWV 0.38% 8,095 $1M $136.75 +8,095 NEW
77 NAIL 0.38% 15,000 $1M $73.47 +15,000 NEW
78 GOOGL 0.38% 4,511 $1M $242.96 +4,511 NEW
79 ANET 0.38% 7,479 $1M $145.61 +7,479 NEW
80 JEPQ 0.37% 18,767 $1M $57.49 -$464K -9,600 -33.8%
81 KNOP 0.37% 121,214 $1M $8.82 $172K -22,206 -15.5%
82 CEPO 0.37% 101,970 $1M $10.45 +101,970 NEW
83 AUR 0.37% 196,559 $1M $5.39 +196,559 NEW
84 LLY 0.36% 1,361 $1M $762.67 $151K +223 +19.6%
85 BIDU 0.36% 7,831 $1M $131.66 $1M +7,817 +55835.7%
86 ORCL 0.36% 3,659 $1M $281.22 -$584K -3,720 -50.4%
87 C 0.36% 10,114 $1M $101.44 $466K +3,530 +53.6%
88 PL 0.35% 78,500 $1M $12.97 $926K +63,350 +418.1%
89 BE 0.35% 12,026 $1M $84.57 $1M +11,893 +8942.1%
90 HBI 0.34% 150,000 $988K $6.59 +150,000 NEW
91 TQQQ 0.34% 9,500 $982K $103.37 +9,500 NEW
92 SMCI 0.33% 20,068 $962K $47.94 $320K +6,953 +53.0%
93 VB 0.33% 3,700 $940K $254.05 +3,700 NEW
94 PCAPU 0.33% 88,481 $937K $10.59 -$387K -35,062 -28.4%
95 CONY 0.32% 135,700 $933K $6.88 $860K +127,600 +1575.3%
96 BMNR 0.32% 17,918 $930K $51.90 $873K +16,218 +954.0%
97 BCE 0.32% 39,584 $925K $23.37 +39,584 NEW
98 DELL 0.32% 6,414 $909K $141.72 -$1M -9,686 -60.2%
99 ETNB 0.32% 61,900 $909K $14.68 +61,900 NEW
100 RBRK 0.31% 11,000 $904K $82.18 $289K +4,134 +60.2%

Options Breakdown

159 Calls $778K Call Value 84 Puts $639K Put Value 0.82 P/C Ratio

Top Calls

SymbolSharesValueStatus
TSLA 355 $157K
XLV 637 $88K
KVUE 2,592 $42K
AGNCZ 4,000 $39K NEW
IWM 151 $36K
MSFT 51 $26K NEW
ENVX 2,568 $25K
AMD 120 $19K NEW
UBER 178 $17K
WBD 636 $12K NEW

Top Puts

SymbolSharesValueStatus
IWM 453 $109K
SPY 147 $97K
QQQ 102 $61K
PLTR 190 $34K
SLV 800 $33K NEW
BABA 100 $17K NEW
RKT 870 $16K NEW
AAPL 62 $15K NEW
HOOD 110 $15K
CSGP 182 $15K

New Positions

SymbolValue% Port
VRNA $16M 5.49%
SBSW $5M 1.68%
CPPTL $5M 1.62%
CCCX $3M 1.04%
FCRS $3M 0.95%
SGML $3M 0.94%
VTI $2M 0.86%
CYBR $2M 0.82%
GS $2M 0.70%
ALE $2M 0.66%
LOGI $2M 0.58%
TSLA $2M 0.58%
DUOL $2M 0.56%
XBI $2M 0.53%
BILI $1M 0.51%

Sold Out Positions

SymbolValue% Port
ESTC —%
RH —%
ATI —%
NOK —%
BC —%
HWM —%
ZTS —%
SE —%
NCLH —%
FMC —%
CHWY —%
WMS —%
RVLV —%
CRK —%
HUBB —%
View SEC EDGAR Filings for FNY Investment Advisers, LLC →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms