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Asset Manager ← All Institutions

Williams & Novak, LLC

2625 TOWNSGATE ROAD SUITE 330, WESTLAKE VILLAGE, CA 91361 • 626-773-2014

Q3 2025 · Filed 2025-10-30
Market Value
$130M
+10.5%
Holdings
152
+5
New Purchases
22
Added To
43
Closed
16
Reduced
45
Top 10 Concentration
40.3%
Turnover
25.0%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
PML 2.51% 0.00% +2.51% $3M
ZROZ 1.03% 0.00% +1.03% $1M
PCQ 3.07% 2.11% +0.96% $4M
COIN 0.45% 0.00% +0.45% $582K
IBM 0.44% 0.00% +0.44% $574K
GDX 1.29% 0.86% +0.42% $2M
COF 0.36% 0.00% +0.36% $466K
RING 1.37% 1.02% +0.35% $2M
PYLD 2.64% 2.30% +0.33% $3M
NFLX 0.31% 0.00% +0.31% $405K
NEE 0.30% 0.00% +0.30% $388K
SLV 2.25% 1.96% +0.28% $3M
CGBL 0.27% 0.00% +0.27% $347K
UCON 0.27% 0.00% +0.27% $345K
OEF 0.25% 0.00% +0.25% $327K

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
PCK 0.00% 1.23% -1.23% $0
JEPI 0.00% 1.07% -1.07% $0
PMX 0.00% 1.00% -1.00% $0
VONE 0.49% 1.10% -0.61% $630K
TSM 0.38% 0.97% -0.59% $495K
HYD 1.02% 1.61% -0.58% $1M
HON 0.23% 0.80% -0.58% $294K
SYPR 3.69% 4.25% -0.56% $5M
KBWP 0.19% 0.71% -0.52% $247K
HYMB 0.00% 0.52% -0.52% $0
ISRG 0.00% 0.42% -0.42% $0
OLED 0.00% 0.39% -0.39% $0
TJX 0.00% 0.37% -0.37% $0
MFUS 6.35% 6.67% -0.31% $8M
CIBR 0.54% 0.79% -0.24% $706K

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 79.6%
Technology 9.0%
Consumer Cyclical 6.0%
Communication Services 1.8%
Healthcare 1.4%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 25 $20M 15.7%
Large Cap 52 $53M 40.5%
Mid Cap 20 $16M 12.6%
Small Cap 27 $21M 16.2%
Micro Cap 28 $19M 15.0%

Portfolio Analytics

Avg Market Cap
$261.8B
Median Market Cap
$10.2B
Avg P/E
45.8
Median P/E
28.2
Avg Dividend Yield
0.01%
Avg Beta
1.05
# Stocks
68
# ETFs / Funds
84

Top Holdings (152 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 FBND 11.06% 310,079 $14M $46.24 $1M +25,587 +9.0%
2 MFUS 6.35% 146,446 $8M $56.25 $416K +115 +0.1%
3 FELC 4.44% 154,346 $6M $37.27 $452K +661 +0.4%
4 SYPR 3.69% 2,246,550 $5M $2.13 -$202K -9,970 -0.4%
5 PCQ 3.07% 457,118 $4M $8.72 $2M +168,363 +58.3%
6 PYLD 2.64% 127,502 $3M $26.84 $718K +25,610 +25.1%
7 PML 2.51% 411,495 $3M $7.91 +411,495 NEW
8 MFEM 2.41% 138,916 $3M $22.52 $200K +530 +0.4%
9 SLV 2.25% 68,819 $3M $42.37 $611K -1,430 -2.0%
10 AAPL 1.91% 9,703 $2M $254.63 $530K +245 +2.6%
11 IXUS 1.84% 28,905 $2M $82.58 $142K -136 -0.5%
12 MFDX 1.84% 64,072 $2M $37.17 $198K +3,311 +5.5%
13 DFCF 1.84% 55,640 $2M $42.76 $239K +4,987 +9.8%
14 SPY 1.80% 3,502 $2M $666.09 $168K -2 -0.1%
15 ISCF 1.71% 53,989 $2M $41.13 $119K -202 -0.4%
16 IEFA 1.59% 23,545 $2M $87.31 $145K +654 +2.9%
17 DGRO 1.55% 29,522 $2M $68.08 $84K -600 -2.0%
18 RING 1.37% 27,402 $2M $64.71 $574K
19 GDX 1.29% 21,835 $2M $76.40 $655K +2,380 +12.2%
20 MSFT 1.27% 3,190 $2M $517.88 $378K +628 +24.5%
21 QQQ 1.19% 2,577 $2M $600.38 $227K +184 +7.7%
22 BRK-B 1.18% 3,037 $2M $502.74 $72K +43 +1.4%
23 ESGD 1.17% 16,345 $2M $92.98 $61K
24 XSVM 1.10% 25,247 $1M $56.46 $163K +965 +4.0%
25 EEMS 1.10% 20,989 $1M $67.91 $125K +932 +4.7%
26 BINC 1.03% 25,173 $1M $53.24 $162K +2,877 +12.9%
27 ZROZ 1.03% 19,615 $1M $67.96 +19,615 NEW
28 HYD 1.02% 26,067 $1M $50.90 -$558K -11,464 -30.6%
29 MUNI 0.99% 24,450 $1M $52.28 $359K +6,550 +36.6%
30 GSLC 0.96% 9,526 $1M $130.27 $76K -76 -0.8%
31 AMZN 0.89% 5,235 $1M $219.57 -$107K -493 -8.6%
32 CMF 0.83% 18,906 $1M $57.04 $112K +1,561 +9.0%
33 FTEC 0.80% 4,672 $1M $222.16 $117K
34 DFUS 0.79% 14,131 $1M $72.44 $50K -404 -2.8%
35 EMXC 0.78% 15,010 $1M $67.51 $33K -519 -3.3%
36 VOO 0.77% 1,632 $999K $612.43 $69K -6 -0.4%
37 TACK 0.74% 31,953 $959K $30.01 $219K +5,723 +21.8%
38 AVGO 0.71% 2,782 $918K $329.89 $155K +15 +0.5%
39 PWZ 0.63% 34,300 $820K $23.92 -$108K -5,500 -13.8%
40 DFSD 0.61% 16,414 $791K $48.19 $128K +2,601 +18.8%
41 IPAC 0.61% 10,765 $790K $73.43 $51K
42 GOOG 0.58% 3,104 $756K $243.55 $195K -56 -1.8%
43 VTI 0.55% 2,179 $715K $328.23 $186K +439 +25.2%
44 META 0.55% 963 $707K $734.48 $14K +24 +2.6%
45 CIBR 0.54% 9,291 $706K $76.01 -$217K -2,919 -23.9%
46 SCZ 0.54% 9,175 $704K $76.72 $33K -51 -0.6%
47 COST 0.54% 754 $698K $925.69 $184K +235 +45.3%
48 FENI 0.53% 19,468 $687K $35.28 $199K +4,799 +32.7%
49 VFH 0.53% 5,215 $684K $131.24 $21K
50 MOD 0.52% 4,767 $678K $142.15 $183K -255 -5.1%
51 V 0.52% 1,959 $669K $341.41 -$44K -50 -2.5%
52 SCHX 0.49% 24,270 $639K $26.34 $46K
53 IEMG 0.49% 9,559 $630K $65.92 $25K -516 -5.1%
54 VONE 0.49% 2,084 $630K $302.35 -$658K -2,502 -54.6%
55 ACWX 0.48% 9,565 $622K $65.01 $39K
56 GLD 0.47% 1,724 $613K $355.47 $87K
57 DFUV 0.47% 13,498 $603K $44.69 -$448 -780 -5.5%
58 EMGF 0.45% 10,389 $588K $56.58 -$28K -1,434 -12.1%
59 COIN 0.45% 1,723 $582K $337.51 +1,723 NEW
60 IBM 0.44% 2,033 $574K $282.15 +2,033 NEW
61 IAU 0.40% 7,184 $523K $72.77 $75K
62 IDEV 0.40% 6,450 $517K $80.17 $27K
63 LRCX 0.39% 3,750 $502K $133.90 $137K
64 TSM 0.38% 1,773 $495K $279.32 -$647K -3,271 -64.8%
65 COF 0.36% 2,194 $466K $212.55 +2,194 NEW
66 PDN 0.34% 10,855 $446K $41.11 -$63K -2,235 -17.1%
67 SNOW 0.34% 1,974 $445K $225.51 $82K +350 +21.6%
68 DLS 0.34% 5,483 $436K $79.51 $24K
69 BOND 0.32% 4,496 $420K $93.35 -$62K -730 -14.0%
70 XLK 0.32% 1,478 $417K $281.86 $2K -158 -9.7%
71 NFLX 0.31% 338 $405K $1,198.92 +338 NEW
72 PLTK 0.31% 104,080 $405K $3.89 $1K +18,695 +21.9%
73 IVV 0.31% 601 $402K $669.27 $29K
74 AVNS 0.30% 33,685 $389K $11.56 $117K +11,466 +51.6%
75 LLY 0.30% 509 $388K $763.08 $55K +81 +18.9%
76 NEE 0.30% 5,143 $388K $75.49 +5,143 NEW
77 PSA 0.29% 1,324 $382K $288.76 $2K +27 +2.1%
78 JPM 0.29% 1,199 $378K $315.33 $32K +6 +0.5%
79 DFAI 0.29% 10,273 $373K $36.35 $112K +2,714 +35.9%
80 ESGE 0.28% 8,347 $362K $43.42 $6K -750 -8.2%
81 DFAC 0.28% 9,313 $359K $38.57 -$4K -814 -8.0%
82 VIG 0.27% 1,634 $353K $215.79 -$2K -100 -5.8%
83 IYZ 0.27% 10,865 $351K $32.26 $27K
84 CGBL 0.27% 9,994 $347K $34.72 +9,994 NEW
85 UCON 0.27% 13,701 $345K $25.19 +13,701 NEW
86 OEF 0.25% 982 $327K $332.84 +982 NEW
87 FCOM 0.25% 4,573 $325K $70.97 $28K
88 AMKR 0.24% 11,026 $313K $28.40 $67K -715 -6.1%
89 FLRG 0.24% 8,118 $312K $38.45 $88K +1,887 +30.3%
90 IAUM 0.23% 7,720 $297K $38.50 $1K -1,255 -14.0%
91 HON 0.23% 1,397 $294K $210.43 -$650K -2,657 -65.5%
92 ADBE 0.21% 784 $277K $352.75 +784 NEW
93 XLF 0.21% 5,093 $274K $53.87 $74K +1,269 +33.2%
94 VGT 0.21% 367 $274K $746.63 $31K
95 GOOGL 0.21% 1,111 $270K $243.16 +1,111 NEW
96 VUG 0.21% 555 $266K $479.61 +555 NEW
97 SEMR 0.20% 37,265 $264K $7.08 +37,265 NEW
98 FMDE 0.20% 7,269 $263K $36.15 $40K +785 +12.1%
99 MU 0.20% 1,546 $259K $167.32 +1,546 NEW
100 FNCL 0.20% 3,325 $254K $76.34 $8K

New Positions

SymbolValue% Port
PML $3M 2.51%
ZROZ $1M 1.03%
COIN $582K 0.45%
IBM $574K 0.44%
COF $466K 0.36%
NFLX $405K 0.31%
NEE $388K 0.30%
CGBL $347K 0.27%
UCON $345K 0.27%
OEF $327K 0.25%
ADBE $277K 0.21%
GOOGL $270K 0.21%
VUG $266K 0.21%
SEMR $264K 0.20%
MU $259K 0.20%

Sold Out Positions

SymbolValue% Port
HD —%
CRM —%
TJX —%
ISRG —%
OLED —%
PBYI —%
HYMB —%
MUB —%
INFU —%
JEPI —%
VMEO —%
BRY —%
PMF —%
AXL —%
PCK —%
View SEC EDGAR Filings for Williams & Novak, LLC →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms