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Asset Manager ← All Institutions

Williams & Novak, LLC

2625 TOWNSGATE ROAD SUITE 330, WESTLAKE VILLAGE, CA 91361 • 626-773-2014

Q1 2026 · Filed 2026-04-21
Market Value
$133M
+0.5%
Holdings
155
+2
New Purchases
20
Added To
46
Closed
18
Reduced
52
Top 10 Concentration
40.7%
Turnover
24.5%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
CRM 1.57% 0.00% +1.57% $2M
PYLD 4.39% 3.21% +1.17% $6M
MFEM 3.18% 2.52% +0.66% $4M
OMFL 0.61% 0.00% +0.61% $811K
SYPR 4.70% 4.10% +0.60% $6M
BILZ 0.53% 0.00% +0.53% $711K
MUNI 1.32% 0.86% +0.47% $2M
DFAI 0.74% 0.31% +0.43% $989K
CGBL 0.77% 0.40% +0.37% $1M
XSVM 1.56% 1.21% +0.35% $2M
FELC 4.87% 4.52% +0.34% $6M
DIVO 0.31% 0.00% +0.31% $415K
GOOGL 0.69% 0.41% +0.28% $914K
BHP 0.26% 0.00% +0.26% $345K
MFUS 6.45% 6.20% +0.24% $9M

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
FBND 8.09% 10.45% -2.36% $11M
SLV 2.00% 3.19% -1.19% $3M
QQQ 1.19% 1.86% -0.67% $2M
MSFT 0.97% 1.53% -0.56% $1M
ABT 0.00% 0.50% -0.50% $0
META 0.34% 0.79% -0.45% $447K
V 0.00% 0.37% -0.37% $0
DFCF 1.11% 1.43% -0.32% $1M
CIBR 0.00% 0.32% -0.32% $0
VONE 0.23% 0.52% -0.29% $306K
AMZN 0.74% 1.02% -0.28% $985K
OEF 0.00% 0.27% -0.27% $0
VTI 0.27% 0.54% -0.26% $365K
MUB 0.00% 0.22% -0.22% $0
GSLC 0.71% 0.94% -0.22% $950K

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 79.6%
Technology 9.0%
Consumer Cyclical 6.0%
Communication Services 1.8%
Healthcare 1.4%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 27 $21M 15.5%
Large Cap 49 $50M 37.7%
Mid Cap 19 $19M 13.9%
Small Cap 32 $22M 16.4%
Micro Cap 28 $22M 16.5%

Portfolio Analytics

Avg Market Cap
$288.0B
Median Market Cap
$8.0B
Avg P/E
30.0
Median P/E
23.5
Avg Dividend Yield
0.01%
Avg Beta
1.02
# Stocks
75
# ETFs / Funds
80

Top Holdings (155 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 FBND 8.09% 235,927 $11M $45.61 -$3M -64,324 -21.4%
2 MFUS 6.45% 146,339 $9M $58.57 $363K +1,357 +0.9%
3 FELC 4.87% 176,956 $6M $36.56 $488K +20,254 +12.9%
4 SYPR 4.70% 2,133,301 $6M $2.93 $828K -89,005 -4.0%
5 PYLD 4.39% 222,949 $6M $26.16 $2M +63,537 +39.9%
6 MFEM 3.18% 169,057 $4M $25.02 $896K +24,877 +17.2%
7 PCQ 2.61% 403,583 $3M $8.59 -$185K -14,772 -3.5%
8 AAPL 2.21% 11,481 $3M $255.62 $217K +1,484 +14.8%
9 PML 2.12% 371,143 $3M $7.61 $263K +31,500 +9.3%
10 MFDX 2.05% 67,889 $3M $40.23 $261K +3,595 +5.6%
11 SLV 2.00% 39,105 $3M $68.14 -$2M -26,455 -40.4%
12 ISCF 1.87% 58,374 $2M $42.56 $172K +2,617 +4.7%
13 IXUS 1.86% 28,278 $2M $87.61 $84K
14 SPY 1.79% 3,623 $2M $655.16 -$153K -82 -2.2%
15 IEFA 1.60% 23,112 $2M $91.91 $34K -251 -1.1%
16 CRM 1.57% 11,227 $2M $186.24 +11,227 NEW
17 XSVM 1.56% 34,198 $2M $60.62 $469K +6,124 +21.8%
18 DGRO 1.44% 27,268 $2M $70.20 -$34K -795 -2.8%
19 GDX 1.38% 19,070 $2M $96.01 $182K -150 -0.8%
20 BINC 1.34% 34,244 $2M $51.84 $139K +3,233 +10.4%
21 RING 1.33% 21,462 $2M $82.62 $106K -1,178 -5.2%
22 MUNI 1.32% 33,790 $2M $52.13 $629K +12,175 +56.3%
23 QQQ 1.19% 2,708 $2M $584.36 -$884K -1,307 -32.5%
24 ESGD 1.16% 15,920 $2M $97.25 $5K -305 -1.9%
25 DFCF 1.11% 34,920 $1M $42.24 -$422K -9,654 -21.7%
26 EEMS 1.06% 20,264 $1M $69.76 -$10K -840 -4.0%
27 BRK-B 0.98% 2,716 $1M $478.46 -$221K -308 -10.2%
28 MSFT 0.97% 3,502 $1M $369.39 -$736K -694 -16.5%
29 ZROZ 0.96% 20,187 $1M $63.23 -$70K -773 -3.7%
30 EMXC 0.86% 14,410 $1M $79.53 $99K
31 VOO 0.79% 1,752 $1M $602.35 $394 +70 +4.2%
32 FENI 0.78% 27,438 $1M $37.92 $176K +3,793 +16.0%
33 CGBL 0.77% 29,406 $1M $34.61 $491K +14,505 +97.3%
34 AVGO 0.75% 3,183 $998K $313.50 -$55K +140 +4.6%
35 DFAI 0.74% 25,023 $989K $39.54 $575K +14,156 +130.3%
36 AMZN 0.74% 4,679 $985K $210.59 -$361K -1,156 -19.8%
37 HYD 0.72% 18,967 $956K $50.38 -$167K -3,000 -13.7%
38 GSLC 0.71% 7,537 $950K $126.09 -$288K -1,819 -19.4%
39 FTEC 0.71% 4,472 $942K $210.70 -$62K
40 GOOG 0.70% 3,143 $927K $294.90 -$62K -9 -0.3%
41 GOOGL 0.69% 3,072 $914K $297.37 $378K +1,360 +79.4%
42 LRCX 0.66% 3,969 $881K $221.99 $220K +106 +2.7%
43 BOND 0.66% 9,543 $878K $92.02 $238K +2,665 +38.8%
44 CMF 0.63% 14,816 $843K $56.88 -$168K -2,770 -15.8%
45 OMFL 0.61% 13,367 $811K $60.68 +13,367 NEW
46 TSM 0.60% 2,331 $796K $341.44 $91K +11 +0.5%
47 DFUS 0.57% 10,692 $764K $71.46 -$81K -705 -6.2%
48 GLD 0.57% 1,724 $755K $437.82 $72K
49 SCZ 0.54% 9,043 $721K $79.68 $18K -17 -0.2%
50 PWZ 0.54% 29,900 $717K $23.97 -$136K -5,400 -15.3%
51 BILZ 0.53% 7,061 $711K $100.67 +7,061 NEW
52 TACK 0.53% 23,156 $707K $30.52 -$42K -1,829 -7.3%
53 DFUV 0.52% 14,364 $698K $48.60 $20K -201 -1.4%
54 IEMG 0.52% 9,912 $697K $70.28 $50K +300 +3.1%
55 MOD 0.50% 3,005 $670K $222.97 $100K -1,262 -29.6%
56 ACWX 0.50% 9,565 $664K $69.39 $22K
57 DFSD 0.50% 13,855 $663K $47.87 -$135K -2,793 -16.8%
58 MU 0.47% 1,686 $620K $367.94 $169K +105 +6.6%
59 SCHX 0.46% 23,818 $615K $25.84 -$25K
60 NVDA 0.46% 3,476 $611K $175.77 $264K +1,616 +86.9%
61 IPAC 0.46% 7,766 $607K $78.17 -$79K -1,599 -17.1%
62 EMGF 0.44% 9,498 $581K $61.13 -$17K -830 -8.0%
63 IDEV 0.41% 6,450 $547K $84.83 $15K
64 IAU 0.40% 5,924 $531K $89.68 $50K
65 VFH 0.39% 4,270 $516K $120.84 -$54K
66 AMKR 0.37% 10,471 $487K $46.49 $54K -487 -4.4%
67 PDN 0.36% 10,755 $474K $44.10 $21K
68 COST 0.35% 464 $463K $996.90 -$123K -215 -31.7%
69 META 0.34% 772 $447K $579.43 -$594K -806 -51.1%
70 DLS 0.33% 5,353 $444K $82.90 $2K -100 -1.8%
71 JPM 0.32% 1,418 $419K $295.46 $3K +128 +9.9%
72 DIVO 0.31% 9,232 $415K $44.93 +9,232 NEW
73 XLK 0.31% 3,064 $413K $134.91 -$11K +115 +3.9%
74 NEE 0.30% 4,287 $398K $92.84 $6K -590 -12.1%
75 FLRG 0.28% 10,029 $371K $37.02 $18K +730 +7.8%
76 AVNS 0.28% 26,348 $371K $14.09 -$14K -7,964 -23.2%
77 VTI 0.27% 1,128 $365K $323.20 -$348K -997 -46.9%
78 IVV 0.27% 546 $359K $658.14 -$51K -53 -8.8%
79 ESGE 0.27% 7,846 $359K $45.80 $12K -26 -0.3%
80 BHP 0.26% 4,689 $345K $73.57 +4,689 NEW
81 TRGP 0.26% 1,408 $345K $244.82 $86K +8 +0.6%
82 VIG 0.26% 1,584 $342K $215.68 -$6K
83 IYZ 0.25% 8,365 $330K $39.47 $13K -1,000 -10.7%
84 DGCB 0.24% 5,864 $318K $54.21 $4K +77 +1.3%
85 FCOM 0.24% 4,573 $314K $68.65 -$21K
86 VONE 0.23% 1,029 $306K $297.33 -$382K -1,197 -53.8%
87 FMDE 0.22% 8,021 $291K $36.32 $27K +763 +10.5%
88 PRF 0.21% 5,905 $282K $47.76 +5,905 NEW
89 BP 0.21% 6,008 $277K $46.17 +6,008 NEW
90 PLTK 0.21% 101,120 $277K $2.74 -$120K +515 +0.5%
91 DFAC 0.20% 6,872 $269K $39.12 -$3K
92 VGT 0.20% 369 $261K $706.96 -$16K +2 +0.5%
93 AMGN 0.19% 732 $259K $353.49 $4K -46 -5.9%
94 RSPT 0.19% 5,570 $256K $45.89 $2K
95 JNJ 0.19% 1,033 $252K $244.20 +1,033 NEW
96 PSA 0.19% 913 $252K $276.12 -$181K -758 -45.4%
97 HSCZ 0.17% 5,680 $229K $40.37 $8K
98 FNDA 0.17% 7,000 $228K $32.63 $8K
99 MINO 0.17% 4,900 $221K $45.10 +4,900 NEW
100 VTV 0.16% 1,100 $216K $196.67 $6K

Options Breakdown

0 Calls $0 Call Value 1 Puts $229K Put Value

Top Puts

SymbolSharesValueStatus
CRM 10,500 $229K NEW

New Positions

SymbolValue% Port
CRM $2M 1.57%
OMFL $811K 0.61%
BILZ $711K 0.53%
DIVO $415K 0.31%
BHP $345K 0.26%
PRF $282K 0.21%
BP $277K 0.21%
JNJ $252K 0.19%
MINO $221K 0.17%
ARES $212K 0.16%
XOM $207K 0.16%
HCKT $175K 0.13%
HBIO $138K 0.10%
RPD $137K 0.10%
HFFG $83K 0.06%

Sold Out Positions

SymbolValue% Port
ABT —%
HLLY —%
VZ —%
V —%
ANGO —%
CIBR —%
HON —%
ADBE —%
GTO —%
XLY —%
MUB —%
RLGT —%
VUG —%
ANIK —%
NATR —%
View SEC EDGAR Filings for Williams & Novak, LLC →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms