— Know what they know.
Not Investment Advice
Asset Manager ← All Institutions

Whipplewood Advisors, LLC

11852 SHAFFER DRIVE BUILDING B, LITTLETON, CO 80127 • 303-989-7600

Q1 2026 · Filed 2026-04-30
Market Value
$180M
+17.0%
Holdings
1,072
+575
New Purchases
580
Added To
318
Closed
35
Reduced
70
Top 10 Concentration
30.8%
Turnover
57.4%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
JAAA 9.64% 5.11% +4.53% $17M
JPLD 4.37% 0.00% +4.37% $8M
ARES 0.37% 0.00% +0.37% $660K
TSM 0.28% 0.05% +0.23% $498K
BX 0.39% 0.20% +0.19% $698K
MQY 0.18% 0.00% +0.18% $328K
NVDA 1.25% 1.07% +0.17% $2M
META 0.17% 0.01% +0.16% $310K
MAIN 0.15% 0.00% +0.15% $276K
TSLX 0.28% 0.14% +0.14% $501K
AZN 0.10% 0.00% +0.10% $188K
JNJ 0.15% 0.05% +0.10% $263K
MCK 0.10% 0.00% +0.10% $182K
COIN 0.10% 0.00% +0.10% $175K
SCHX 0.10% 0.01% +0.09% $179K

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
TSLA 2.15% 3.02% -0.87% $4M
VT 1.41% 2.26% -0.85% $3M
OBDC 0.00% 0.68% -0.68% $0
ARKK 1.57% 2.11% -0.54% $3M
VIG 2.06% 2.59% -0.53% $4M
IVV 0.83% 1.29% -0.46% $1M
WEA 2.18% 2.64% -0.46% $4M
BALT 2.66% 3.11% -0.45% $5M
MTUM 1.81% 2.22% -0.41% $3M
OWL 0.01% 0.41% -0.40% $14K
RDVI 2.11% 2.51% -0.40% $4M
JEPI 1.23% 1.63% -0.40% $2M
MSFT 0.99% 1.37% -0.39% $2M
VIGI 1.72% 2.08% -0.37% $3M
AAPL 1.94% 2.31% -0.37% $3M

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 78.6%
Technology 6.8%
Consumer Cyclical 4.4%
Energy 2.6%
Healthcare 1.9%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 74 $30M 16.5%
Large Cap 598 $65M 36.4%
Mid Cap 254 $41M 22.7%
Small Cap 100 $24M 13.4%
Micro Cap 46 $20M 11.1%

Portfolio Analytics

Avg Market Cap
$85.8B
Median Market Cap
$17.6B
Avg P/E
32.9
Median P/E
22.4
Avg Dividend Yield
0.02%
Avg Beta
0.97
# Stocks
927
# ETFs / Funds
145

Top Holdings (1,072 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 JAAA 9.64% 343,726 $17M $50.37 $9M +188,557 +121.5%
2 JPLD 4.37% 150,354 $8M $52.19 +150,354 NEW
3 BALT 2.66% 142,568 $5M $33.46 -$3K +109 +0.1%
4 WEA 2.18% 369,988 $4M $10.58 -$132K +3,121 +0.8%
5 TSLA 2.15% 10,399 $4M $371.75 -$768K +95 +0.9%
6 RDVI 2.11% 148,254 $4M $25.55 -$63K +1,514 +1.0%
7 VIG 2.06% 17,187 $4M $215.06 -$281K -908 -5.0%
8 AAPL 1.94% 13,748 $3M $253.79 -$60K +693 +5.3%
9 VEA 1.86% 52,208 $3M $64.08 $350K +4,250 +8.9%
10 MTUM 1.81% 13,537 $3M $239.99 -$165K -103 -0.8%
11 VIGI 1.72% 34,812 $3M $88.46 -$121K -180 -0.5%
12 ARKK 1.57% 41,676 $3M $67.59 -$418K -376 -0.9%
13 FNDF 1.56% 57,232 $3M $48.93 $96K -2,587 -4.3%
14 VT 1.41% 18,241 $3M $138.32 -$945K -6,348 -25.8%
15 JEPQ 1.40% 45,295 $3M $55.52 -$157K -673 -1.5%
16 ARCC 1.29% 128,608 $2M $18.02 $42K +16,118 +14.3%
17 EPD 1.26% 59,945 $2M $37.84 $346K
18 NVDA 1.25% 12,823 $2M $174.40 $589K +3,991 +45.2%
19 JEPI 1.23% 39,043 $2M $56.68 -$290K -4,692 -10.7%
20 TAFI 1.10% 78,790 $2M $25.18 -$62K -2,382 -2.9%
21 BXSL 1.09% 82,867 $2M $23.69 $102K +12,181 +17.2%
22 DFP 1.06% 94,779 $2M $20.07 -$70K -66 -0.1%
23 SFLR 1.04% 52,967 $2M $35.41 -$88K -301 -0.6%
24 MSFT 0.99% 4,782 $2M $370.17 -$336K +427 +9.8%
25 VWO 0.95% 31,429 $2M $54.05 $108K +1,840 +6.2%
26 ALAI 0.93% 50,556 $2M $33.04 -$86K +1,926 +4.0%
27 FNDX 0.91% 58,968 $2M $27.85 -$68K -3,900 -6.2%
28 MSD 0.84% 214,786 $2M $7.02 -$72K +1,078 +0.5%
29 PRF 0.84% 31,580 $2M $47.53 -$32K -1,089 -3.3%
30 IVV 0.83% 2,295 $1M $653.21 -$484K -601 -20.8%
31 FNDE 0.83% 39,058 $1M $38.26 $50K -988 -2.5%
32 NIM 0.81% 153,276 $1M $9.45 -$141 -2,320 -1.5%
33 GOOGL 0.80% 5,020 $1M $287.56 $199K +1,044 +26.3%
34 EEMV 0.80% 22,264 $1M $64.73 $31K +250 +1.1%
35 SCHM 0.73% 42,259 $1M $30.96 -$9K -1,547 -3.5%
36 PRFZ 0.72% 28,100 $1M $45.87 -$24K -509 -1.8%
37 HYT 0.68% 144,130 $1M $8.52 $20K +8,377 +6.2%
38 BUFR 0.63% 33,750 $1M $33.77 -$13K +91 +0.3%
39 MCD 0.60% 3,454 $1M $310.79 -$302K -1,047 -23.3%
40 GBDC 0.59% 84,040 $1M $12.66 -$5K +5,245 +6.7%
41 MOTI 0.59% 31,113 $1M $34.15 -$49K +821 +2.7%
42 QFLR 0.57% 30,494 $1M $33.30 -$90K -1,749 -5.4%
43 CGDV 0.56% 23,827 $1M $42.54 $55K +1,857 +8.4%
44 MOAT 0.56% 10,466 $1M $96.70 -$93K -206 -1.9%
45 IIM 0.55% 81,888 $996K $12.16 -$26K -1,068 -1.3%
46 IGI 0.55% 61,234 $985K $16.09 -$8K +1,046 +1.7%
47 DSU 0.55% 102,704 $985K $9.59 -$36K +2,457 +2.5%
48 VKI 0.55% 113,584 $984K $8.66 -$56K -393 -0.3%
49 EVN 0.55% 94,081 $979K $10.41 -$19K +1,301 +1.4%
50 FRTY 0.54% 49,827 $971K $19.48 -$78K
51 EFAX 0.53% 19,201 $956K $49.77 -$47K -669 -3.4%
52 PHK 0.53% 205,862 $953K $4.63 -$52K -987 -0.5%
53 PFN 0.52% 136,256 $939K $6.89 -$66K +2,339 +1.8%
54 JPST 0.52% 18,494 $936K $50.61 $12K +227 +1.2%
55 AMZN 0.51% 4,397 $916K $208.27 $213K +1,352 +44.4%
56 GPIX 0.51% 18,247 $913K $50.04 $125K +3,320 +22.2%
57 NVG 0.50% 72,954 $900K $12.33 -$47K -1,835 -2.5%
58 HTGC 0.49% 59,045 $872K $14.77 $203K +23,491 +66.1%
59 VKQ 0.47% 88,727 $845K $9.52 -$22K -1,119 -1.2%
60 NEA 0.46% 74,281 $834K $11.23 -$37K -612 -0.8%
61 QQQ 0.46% 1,443 $833K $577.18 -$72K -30 -2.0%
62 MGNR 0.46% 16,130 $832K $51.58 $73K -1,082 -6.3%
63 SPLV 0.46% 11,296 $826K $73.14 $18K -14 -0.1%
64 BAB 0.45% 29,733 $802K $26.96 -$2K +178 +0.6%
65 MGC 0.44% 3,327 $786K $236.35 -$38K +47 +1.4%
66 JULH 0.43% 31,301 $773K $24.69 $26K +1,331 +4.4%
67 APRH 0.43% 31,480 $772K $24.52 $22K +1,144 +3.8%
68 GBAB 0.43% 52,806 $766K $14.50 -$22K -15 -0.0%
69 OCTH 0.42% 32,034 $752K $23.48 -$6K +391 +1.2%
70 TSI 0.41% 165,778 $744K $4.49 -$53K +4,344 +2.7%
71 MMD 0.40% 48,812 $725K $14.85 -$15K -960 -1.9%
72 SBI 0.39% 91,874 $706K $7.68 $6K +787 +0.9%
73 BX 0.39% 6,073 $698K $114.99 $389K +4,064 +202.3%
74 VGM 0.39% 70,408 $695K $9.87 -$43K -752 -1.1%
75 EPRF 0.38% 40,641 $674K $16.59 -$25K +908 +2.3%
76 ARES 0.37% 6,046 $660K $109.10 +6,046 NEW
77 GOOG 0.36% 2,280 $654K $286.86 $175K +753 +49.3%
78 NZF 0.31% 46,383 $565K $12.18 -$14K +361 +0.8%
79 ET 0.31% 28,923 $558K $19.30 $69K -768 -2.6%
80 PML 0.31% 73,133 $554K $7.57 $2K -92 -0.1%
81 XMMO 0.29% 3,601 $522K $145.02 $38K +104 +3.0%
82 AMD 0.28% 2,505 $510K $203.43 $17K +205 +8.9%
83 JPRE 0.28% 10,564 $508K $48.07 $9K -110 -1.0%
84 TSLX 0.28% 27,244 $501K $18.38 $288K +17,428 +177.6%
85 TSM 0.28% 1,473 $498K $337.95 $421K +1,221 +484.5%
86 XYLG 0.27% 18,696 $491K $26.28 $2K +918 +5.2%
87 SPGP 0.26% 4,383 $472K $107.62 -$93K -577 -11.6%
88 FDEM 0.25% 14,390 $454K $31.58 -$9K -612 -4.1%
89 UNP 0.23% 1,686 $409K $242.62 $31K +50 +3.1%
90 WELL 0.22% 2,005 $396K $197.71 -$110K -722 -26.5%
91 BXMT 0.22% 20,551 $394K $19.15 $23K +1,158 +6.0%
92 PREF 0.21% 20,311 $382K $18.82 -$806 +224 +1.1%
93 SMMU 0.21% 7,565 $382K $50.45 $7K +132 +1.8%
94 CGBD 0.21% 34,853 $381K $10.94 $163K +17,373 +99.4%
95 XOM 0.20% 2,071 $351K $169.66 $136K +282 +15.8%
96 HELO 0.19% 5,202 $332K $63.91 -$6K +105 +2.1%
97 V 0.18% 1,095 $331K $302.24 $148K +572 +109.4%
98 VFC 0.18% 19,425 $330K $16.99 -$52K -1,700 -8.1%
99 MQY 0.18% 29,911 $328K $10.98 +29,911 NEW
100 KYN 0.18% 22,966 $328K $14.28 $44K

New Positions

SymbolValue% Port
JPLD $8M 4.37%
ARES $660K 0.37%
MQY $328K 0.18%
MAIN $276K 0.15%
AZN $188K 0.10%
COIN $175K 0.10%
GWW $96K 0.05%
JCI $84K 0.05%
VRT $76K 0.04%
KO $73K 0.04%
TOTB.DE $73K 0.04%
NTRA $70K 0.04%
TJX $69K 0.04%
FCX $63K 0.03%
BE $56K 0.03%

Sold Out Positions

SymbolValue% Port
HUBS —%
FNF —%
CAVA —%
STWD —%
GPK —%
DOV —%
BR —%
TDOC —%
BILL —%
MPT —%
FG —%
TKR —%
OBDC —%
RRX —%
CCAP —%
View SEC EDGAR Filings for Whipplewood Advisors, LLC →

Sign in to InsiderStreet

You'll also get our free weekly newsletter with
smart money signals, market insights, and alpha ideas.
Unsubscribe anytime.

For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms