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Asset Manager ← All Institutions

Whipplewood Advisors, LLC

11852 SHAFFER DRIVE BUILDING B, LITTLETON, CO 80127 • 303-989-7600

Q4 2025 · Filed 2026-02-17
Market Value
$154M
+2.4%
Holdings
497
-686
New Purchases
211
Added To
116
Closed
5
Reduced
59
Top 10 Concentration
27.9%
Turnover
43.5%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
HYT 0.79% 0.05% +0.74% $1M
WEA 2.64% 2.05% +0.59% $4M
ARCC 1.48% 1.00% +0.49% $2M
OWL 0.41% 0.00% +0.41% $626K
MGNR 0.49% 0.17% +0.33% $759K
CGDV 0.62% 0.30% +0.32% $959K
GPIX 0.51% 0.20% +0.31% $788K
FDEM 0.30% 0.00% +0.30% $463K
RDVI 2.51% 2.21% +0.30% $4M
TRIN 0.27% 0.00% +0.27% $415K
BXSL 1.21% 0.95% +0.26% $2M
JEPQ 1.74% 1.49% +0.25% $3M
HTGC 0.44% 0.19% +0.24% $669K
BX 0.20% 0.00% +0.20% $310K
NCDL 0.20% 0.00% +0.20% $306K

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
EIC 0.00% 1.43% -1.43% $4K
JEPI 1.63% 2.58% -0.95% $3M
JAAA 5.11% 5.64% -0.52% $8M
AINV 0.00% 0.34% -0.34% $446
FSK 0.00% 0.33% -0.33% $0
PIE 0.01% 0.33% -0.32% $12K
HEEM 0.01% 0.33% -0.32% $12K
ARKK 2.11% 2.41% -0.30% $3M
MPV 0.01% 0.27% -0.26% $21K
GBDC 0.70% 0.95% -0.25% $1M
BCD 0.01% 0.26% -0.25% $22K
CGBD 0.14% 0.32% -0.18% $218K
MTUM 2.22% 2.39% -0.16% $3M
SKYY 0.13% 0.29% -0.16% $197K
MSFT 1.37% 1.48% -0.10% $2M

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 78.6%
Technology 6.8%
Consumer Cyclical 4.4%
Energy 2.6%
Healthcare 1.9%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 63 $26M 16.8%
Large Cap 267 $49M 31.8%
Mid Cap 67 $34M 22.1%
Small Cap 61 $24M 15.9%
Micro Cap 39 $21M 13.4%

Portfolio Analytics

Avg Market Cap
$148.2B
Median Market Cap
$27.8B
Avg P/E
37.4
Median P/E
23.7
Avg Dividend Yield
0.03%
Avg Beta
0.93
# Stocks
356
# ETFs / Funds
141

Top Holdings (497 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 JAAA 5.11% 155,169 $8M $50.58 -$600K -11,197 -6.7%
2 BALT 3.11% 142,459 $5M $33.51 $91K -210 -0.1%
3 TSLA 3.02% 10,304 $5M $449.72 $28K -52 -0.5%
4 WEA 2.64% 366,867 $4M $11.03 $975K +93,357 +34.1%
5 VIG 2.59% 18,095 $4M $219.78 $46K -120 -0.7%
6 RDVI 2.51% 146,740 $4M $26.24 $541K +18,700 +14.6%
7 AAPL 2.31% 13,055 $4M $271.86 $238K +51 +0.4%
8 VT 2.26% 24,589 $3M $141.06 $50K -216 -0.9%
9 MTUM 2.22% 13,640 $3M $250.31 -$167K -325 -2.3%
10 ARKK 2.11% 42,052 $3M $76.92 -$372K +258 +0.6%
11 VIGI 2.08% 34,992 $3M $91.45 $101K +392 +1.1%
12 VEA 1.95% 47,958 $3M $62.47 $70K -876 -1.8%
13 FNDF 1.76% 59,819 $3M $45.21 -$6K -3,280 -5.2%
14 JEPQ 1.74% 45,968 $3M $58.12 $435K +7,075 +18.2%
15 JEPI 1.63% 43,735 $3M $57.24 -$1M -23,934 -35.4%
16 ARCC 1.48% 112,490 $2M $20.23 $784K +39,382 +53.9%
17 MSFT 1.37% 4,355 $2M $483.62 -$105K +85 +2.0%
18 TAFI 1.33% 81,172 $2M $25.21 $5K +616 +0.8%
19 IVV 1.29% 2,896 $2M $684.94 $23K -33 -1.1%
20 DFP 1.28% 94,845 $2M $20.79 -$108K -1,244 -1.3%
21 SFLR 1.28% 53,268 $2M $36.86 $159K +3,198 +6.4%
22 EPD 1.25% 59,945 $2M $32.06 $8K -1,245 -2.0%
23 BXSL 1.21% 70,686 $2M $26.33 $441K +16,200 +29.7%
24 ALAI 1.14% 48,630 $2M $36.11 $219K +7,654 +18.7%
25 FNDX 1.11% 62,868 $2M $27.21 $34K -870 -1.4%
26 NVDA 1.07% 8,832 $2M $186.50 $47K +257 +3.0%
27 VWO 1.04% 29,589 $2M $53.76 -$68K -1,020 -3.3%
28 MSD 1.03% 213,708 $2M $7.39 $55K +6,939 +3.4%
29 PRF 1.00% 32,669 $2M $46.92 $42K -313 -0.9%
30 NIM 0.94% 155,596 $1M $9.31 $30K +2,424 +1.6%
31 FNDE 0.94% 40,046 $1M $36.06 -$57K -1,475 -3.5%
32 EEMV 0.92% 22,014 $1M $64.04 $31K +412 +1.9%
33 MCD 0.90% 4,501 $1M $305.63 $9K +4 +0.1%
34 SCHM 0.86% 43,806 $1M $30.07 $37K +598 +1.4%
35 PRFZ 0.86% 28,609 $1M $45.89 -$14K -603 -2.1%
36 GOOGL 0.81% 3,976 $1M $313.00 $295K +71 +1.8%
37 HYT 0.79% 135,753 $1M $8.90 $1M +128,426 +1752.8%
38 BUFR 0.75% 33,659 $1M $34.26 $74K +1,375 +4.3%
39 MOTI 0.72% 30,292 $1M $36.68 -$62K -1,357 -4.3%
40 QFLR 0.72% 32,243 $1M $34.28 $146K +3,298 +11.4%
41 MOAT 0.72% 10,672 $1M $103.56 $33K -145 -1.3%
42 GBDC 0.70% 78,795 $1M $13.57 -$355K -25,267 -24.3%
43 FRTY 0.68% 49,827 $1M $21.05 -$65K +69 +0.1%
44 OBDC 0.68% 84,091 $1M $12.43 $90K +9,286 +12.4%
45 VKI 0.68% 113,977 $1M $9.12 $33K -802 -0.7%
46 IIM 0.67% 82,956 $1M $12.32 -$30K -858 -1.0%
47 DSU 0.66% 100,247 $1M $10.18 -$7K +3,498 +3.6%
48 PHK 0.65% 206,849 $1M $4.86 -$19K +1,585 +0.8%
49 PFN 0.65% 133,917 $1M $7.50 -$4K +1,058 +0.8%
50 EFAX 0.65% 19,870 $1M $50.47 $2K -427 -2.1%
51 EVN 0.65% 92,780 $998K $10.76 -$38K -827 -0.9%
52 IGI 0.65% 60,188 $993K $16.50 -$5K +414 +0.7%
53 CGDV 0.62% 21,970 $959K $43.64 $506K +11,200 +104.0%
54 NVG 0.62% 74,789 $947K $12.66 $32K +350 +0.5%
55 JPST 0.60% 18,267 $924K $50.59 -$23K -408 -2.2%
56 QQQ 0.59% 1,473 $905K $614.31 $14K -11 -0.7%
57 NEA 0.57% 74,893 $871K $11.63 $15K -302 -0.4%
58 VKQ 0.56% 89,846 $867K $9.65 -$5K -467 -0.5%
59 MGC 0.54% 3,280 $824K $251.17 -$698 -98 -2.9%
60 SPLV 0.53% 11,310 $808K $71.42 $18K +559 +5.2%
61 BAB 0.52% 29,555 $804K $27.20 -$8K -183 -0.6%
62 TSI 0.52% 161,434 $797K $4.94 $12K +1,866 +1.2%
63 GPIX 0.51% 14,927 $788K $52.80 $486K +9,141 +158.0%
64 GBAB 0.51% 52,821 $788K $14.92 -$34K +61 +0.1%
65 MGNR 0.49% 17,212 $759K $44.10 $507K +10,987 +176.5%
66 OCTH 0.49% 31,643 $758K $23.94 $16K +815 +2.6%
67 APRH 0.49% 30,336 $750K $24.71 $10K +508 +1.7%
68 JULH 0.49% 29,970 $747K $24.92 $1K +179 +0.6%
69 MMD 0.48% 49,772 $740K $14.87 -$10K +201 +0.4%
70 VGM 0.48% 71,160 $738K $10.37 $14K -340 -0.5%
71 AMZN 0.46% 3,045 $703K $230.82 $62K +125 +4.3%
72 SBI 0.46% 91,087 $700K $7.68 -$8K +1,663 +1.9%
73 EPRF 0.46% 39,733 $699K $17.59 $8K +1,933 +5.1%
74 HTGC 0.44% 35,554 $669K $18.82 $379K +20,236 +132.1%
75 OWL 0.41% 41,903 $626K $14.94 +41,903 NEW
76 NZF 0.38% 46,022 $579K $12.58 -$587 -120 -0.3%
77 SPGP 0.37% 4,960 $565K $113.86 $7K +55 +1.1%
78 PML 0.36% 73,225 $552K $7.54 -$25K +208 +0.3%
79 WELL 0.33% 2,727 $506K $185.61 $24K +21 +0.8%
80 JPRE 0.32% 10,674 $499K $46.71 $109K +2,553 +31.4%
81 AMD 0.32% 2,300 $493K $214.16 $120K
82 ET 0.32% 29,691 $490K $16.49 -$20K
83 XYLG 0.32% 17,778 $489K $27.50 -$23K -9 -0.1%
84 XMMO 0.32% 3,497 $484K $138.46 $10K -10 -0.3%
85 GOOG 0.31% 1,527 $479K $313.80 $114K +27 +1.8%
86 FDEM 0.30% 15,002 $463K $30.88 +15,002 NEW
87 QCOM 0.28% 2,537 $434K $171.05 $6K -34 -1.3%
88 TRIN 0.27% 28,327 $415K $14.65 +28,327 NEW
89 PREF 0.25% 20,087 $383K $19.07 $4K +269 +1.4%
90 VFC 0.25% 21,125 $382K $18.08 $77K
91 UNP 0.25% 1,636 $378K $231.32 -$7K +6 +0.4%
92 SMMU 0.24% 7,433 $375K $50.43 $375 +28 +0.4%
93 BXMT 0.24% 19,393 $371K $19.13 $181K +9,089 +88.2%
94 WSM 0.23% 2,000 $357K $178.59 -$34K
95 MQT 0.23% 35,418 $356K $10.05 $5K +404 +1.1%
96 HELO 0.22% 5,097 $339K $66.43 $76K +1,057 +26.2%
97 USB 0.22% 6,192 $330K $53.36 $73K +857 +16.1%
98 TFC 0.21% 6,609 $325K $49.21 $23K
99 VTWO 0.20% 3,146 $313K $99.52 $2K -37 -1.2%
100 BX 0.20% 2,009 $310K $154.14 +2,009 NEW

New Positions

SymbolValue% Port
OWL $626K 0.41%
FDEM $463K 0.30%
TRIN $415K 0.27%
BX $310K 0.20%
NCDL $306K 0.20%
CCAP $215K 0.14%
TSLX $213K 0.14%
NLR $65K 0.04%
APP $31K 0.02%
JPM $28K 0.02%
META $19K 0.01%
AVGO $18K 0.01%
HOOD $12K 0.01%
RACE $11K 0.01%
QALT $10K 0.01%

Sold Out Positions

SymbolValue% Port
GSBD —%
FSK —%
CION —%
OXY —%
ONL —%
View SEC EDGAR Filings for Whipplewood Advisors, LLC →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms