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Asset Manager ← All Institutions

Whipplewood Advisors, LLC

11852 SHAFFER DRIVE BUILDING B, LITTLETON, CO 80127 • 303-989-7600

Q3 2025 · Filed 2025-11-06
Market Value
$150M
-16.0%
Holdings
1,183
-65
New Purchases
5
Added To
59
Closed
897
Reduced
160
Top 10 Concentration
28.5%
Turnover
76.2%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
JAAA 5.64% 3.88% +1.75% $8M
TAFI 1.36% 0.00% +1.36% $2M
TSLA 3.07% 1.95% +1.12% $5M
ARKK 2.41% 1.69% +0.72% $4M
BALT 3.12% 2.46% +0.66% $5M
VIG 2.62% 2.09% +0.53% $4M
BXSL 0.95% 0.44% +0.51% $1M
ARCC 1.00% 0.51% +0.49% $1M
JEPI 2.58% 2.13% +0.45% $4M
RDVI 2.21% 1.78% +0.42% $3M
MTUM 2.39% 1.97% +0.42% $4M
GBDC 0.95% 0.55% +0.40% $1M
FNDF 1.81% 1.41% +0.40% $3M
WEA 2.05% 1.65% +0.40% $3M
PML 0.39% 0.00% +0.39% $578K

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
MSFT 1.48% 2.34% -0.87% $2M
VUG 0.07% 0.80% -0.73% $106K
NVDA 1.07% 1.74% -0.68% $2M
VTV 0.02% 0.63% -0.61% $35K
APP 0.00% 0.59% -0.59% $0
VEA 1.95% 2.52% -0.57% $3M
AMZN 0.43% 0.98% -0.56% $641K
META 0.00% 0.55% -0.55% $0
TSM 0.04% 0.41% -0.38% $56K
NFLX 0.04% 0.39% -0.35% $60K
SE 0.00% 0.33% -0.33% $0
SCHX 0.01% 0.34% -0.33% $15K
V 0.11% 0.39% -0.28% $171K
HOOD 0.00% 0.27% -0.27% $0
CION 0.01% 0.28% -0.27% $14K

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 78.6%
Technology 6.8%
Consumer Cyclical 4.4%
Energy 2.6%
Healthcare 1.9%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 75 $25M 16.4%
Large Cap 649 $48M 31.7%
Mid Cap 298 $33M 22.2%
Small Cap 110 $23M 15.1%
Micro Cap 51 $22M 14.6%

Portfolio Analytics

Avg Market Cap
$79.8B
Median Market Cap
$16.0B
Avg P/E
32.6
Median P/E
22.2
Avg Dividend Yield
0.02%
Avg Beta
0.97
# Stocks
1,017
# ETFs / Funds
166

Top Holdings (1,183 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 JAAA 5.64% 166,366 $8M $50.78 $2M +29,706 +21.7%
2 BALT 3.12% 142,669 $5M $32.82 $286K +5,616 +4.1%
3 TSLA 3.07% 10,356 $5M $444.72 $1M -610 -5.6%
4 VIG 2.62% 18,215 $4M $215.79 $198K -22 -0.1%
5 JEPI 2.58% 67,669 $4M $57.10 $62K +798 +1.2%
6 ARKK 2.41% 41,794 $4M $86.30 $592K -1,101 -2.6%
7 MTUM 2.39% 13,965 $4M $256.45 $60K -687 -4.7%
8 VT 2.28% 24,805 $3M $137.80 -$157K -3,014 -10.8%
9 AAPL 2.21% 13,004 $3M $254.63 -$60K -3,427 -20.9%
10 RDVI 2.21% 128,040 $3M $25.85 $125K -843 -0.7%
11 VIGI 2.07% 34,600 $3M $89.57 $57K +848 +2.5%
12 WEA 2.05% 273,510 $3M $11.23 $122K +1,665 +0.6%
13 VEA 1.95% 48,834 $3M $59.92 -$2M -30,169 -38.2%
14 FNDF 1.81% 63,099 $3M $42.96 $191K +134 +0.2%
15 JEPQ 1.49% 38,893 $2M $57.52 $72K -908 -2.3%
16 MSFT 1.48% 4,270 $2M $517.95 -$2M -4,141 -49.2%
17 EIC 1.43% 159,762 $2M $13.46 -$49K -1,108 -0.7%
18 DFP 1.39% 96,089 $2M $21.64 $150K +2,104 +2.2%
19 TAFI 1.36% 80,556 $2M $25.34 +80,556 NEW
20 IVV 1.31% 2,929 $2M $669.30 -$102K -393 -11.8%
21 EPD 1.28% 61,190 $2M $31.27 $16K
22 SFLR 1.20% 50,070 $2M $36.03 $117K -178 -0.3%
23 FNDX 1.12% 63,738 $2M $26.30 $107K -195 -0.3%
24 VWO 1.11% 30,609 $2M $54.18 -$203K -7,023 -18.7%
25 NVDA 1.07% 8,575 $2M $186.58 -$2M -11,138 -56.5%
26 ALAI 1.02% 40,976 $2M $37.50 $321K +1,574 +4.0%
27 MSD 1.02% 206,769 $2M $7.37 $21K +12,391 +6.4%
28 FNDE 1.00% 41,521 $2M $36.16 $121K -297 -0.7%
29 ARCC 1.00% 73,108 $1M $20.41 $581K +31,640 +76.3%
30 PRF 0.99% 32,982 $1M $45.21 $107K +246 +0.8%
31 GBDC 0.95% 104,062 $1M $13.69 $441K +36,913 +55.0%
32 BXSL 0.95% 54,486 $1M $26.07 $640K +29,116 +114.8%
33 NIM 0.95% 153,172 $1M $9.26 $88K +6,376 +4.3%
34 EEMV 0.92% 21,602 $1M $63.83 $39K +265 +1.2%
35 MCD 0.91% 4,497 $1M $303.89 -$25K -266 -5.6%
36 PRFZ 0.89% 29,212 $1M $45.42 $108K -752 -2.5%
37 SCHM 0.85% 43,208 $1M $29.64 $36K -1,164 -2.6%
38 MOTI 0.78% 31,649 $1M $37.07 $127K +1,461 +4.8%
39 FRTY 0.74% 49,758 $1M $22.39 $218K +3,162 +6.8%
40 BUFR 0.72% 32,284 $1M $33.42 $61K +274 +0.9%
41 MOAT 0.72% 10,817 $1M $99.11 -$73K -1,391 -11.4%
42 IIM 0.70% 83,814 $1M $12.55 $162K +7,352 +9.6%
43 EVN 0.69% 93,607 $1M $11.07 $118K +3,827 +4.3%
44 DSU 0.69% 96,749 $1M $10.62 $15K +879 +0.9%
45 PHK 0.68% 205,264 $1M $4.99 $42K +613 +0.3%
46 PFN 0.67% 132,859 $1M $7.59 $28K +161 +0.1%
47 VKI 0.67% 114,779 $1M $8.77 $96K +5,968 +5.5%
48 EFAX 0.67% 20,297 $1M $49.31 $78K +807 +4.1%
49 IGI 0.67% 59,774 $998K $16.69 $11K +260 +0.4%
50 QFLR 0.64% 28,945 $960K $33.15 $52K -1,469 -4.8%
51 OBDC 0.64% 74,805 $955K $12.77 -$22K +6,626 +9.7%
52 GOOGL 0.63% 3,905 $949K $243.10 $54K -1,178 -23.2%
53 JPST 0.63% 18,675 $947K $50.73 -$15K -311 -1.6%
54 NVG 0.61% 74,439 $915K $12.29 $86K +4,978 +7.2%
55 QQQ 0.59% 1,484 $891K $600.37 $42K -55 -3.6%
56 VKQ 0.58% 90,313 $872K $9.65 $115K +7,674 +9.3%
57 NEA 0.57% 75,195 $856K $11.39 $74K +3,550 +5.0%
58 MGC 0.55% 3,378 $825K $244.09 $49K -71 -2.1%
59 GBAB 0.55% 52,760 $822K $15.58 $33K +267 +0.5%
60 BAB 0.54% 29,738 $812K $27.29 $29K +255 +0.9%
61 SPLV 0.53% 10,751 $790K $73.48 $54K +649 +6.4%
62 TSI 0.52% 159,568 $785K $4.92 $13K +1,302 +0.8%
63 MMD 0.50% 49,571 $750K $15.13 $34K +1,189 +2.5%
64 JULH 0.50% 29,791 $746K $25.03 $41K +1,407 +5.0%
65 OCTH 0.49% 30,828 $741K $24.05 $29K +1,058 +3.5%
66 APRH 0.49% 29,828 $739K $24.79 $28K +1,072 +3.7%
67 VGM 0.48% 71,500 $724K $10.12 $102K +6,042 +9.2%
68 SBI 0.47% 89,424 $707K $7.91 $67K +4,338 +5.1%
69 EPRF 0.46% 37,800 $691K $18.28 $58K +1,877 +5.2%
70 AMZN 0.43% 2,920 $641K $219.57 -$1M -5,086 -63.5%
71 NZF 0.39% 46,142 $580K $12.56 $71K +3,481 +8.2%
72 PML 0.39% 73,017 $578K $7.91 +73,017 NEW
73 SPGP 0.37% 4,905 $557K $113.62 $12K -156 -3.1%
74 XYLG 0.34% 17,787 $512K $28.80 $32K +327 +1.9%
75 ET 0.34% 29,691 $509K $17.16 -$29K
76 AINV 0.34% 42,042 $504K $11.99 -$295K -21,299 -33.6%
77 PIE 0.33% 20,380 $497K $24.40 $68K -115 -0.6%
78 HEEM 0.33% 14,574 $490K $33.65 $50K -54 -0.4%
79 FSK 0.33% 32,791 $490K $14.93 -$11K +8,668 +35.9%
80 WELL 0.32% 2,706 $482K $178.14 $52K -94 -3.4%
81 CGBD 0.32% 38,090 $476K $12.50 $34 +3,288 +9.4%
82 XMMO 0.32% 3,507 $474K $135.23 $25K +17 +0.5%
83 CGDV 0.30% 10,770 $453K $42.03 $33K +145 +1.4%
84 SKYY 0.29% 3,221 $433K $134.42 $39K -15 -0.5%
85 QCOM 0.29% 2,571 $428K $166.36 -$26K -277 -9.7%
86 MPV 0.27% 20,238 $408K $20.15 -$30K -1,545 -7.1%
87 WSM 0.26% 2,000 $391K $195.45 $61K -20 -1.0%
88 BCD 0.26% 11,368 $391K $34.36 $11K -73 -0.6%
89 JPRE 0.26% 8,121 $389K $47.93 -$979 -70 -0.8%
90 UNP 0.26% 1,630 $385K $236.37 -$21K -137 -7.8%
91 PREF 0.25% 19,818 $379K $19.14 $8K +235 +1.2%
92 SMMU 0.25% 7,405 $374K $50.57 $15K +248 +3.5%
93 AMD 0.25% 2,300 $372K $161.79 $26K -138 -5.7%
94 GOOG 0.24% 1,500 $365K $243.55 -$260K -2,027 -57.5%
95 MQT 0.23% 35,014 $351K $10.03 $25K +1,147 +3.4%
96 VTWO 0.21% 3,183 $311K $97.82 $36K +21 +0.7%
97 VFC 0.20% 21,125 $305K $14.43 $39K -1,535 -6.8%
98 PDI 0.20% 15,291 $303K $19.80 -$28K -2,160 -12.4%
99 GPIX 0.20% 5,786 $302K $52.23 -$73K -1,747 -23.2%
100 TFC 0.20% 6,609 $302K $45.72 $12K -131 -1.9%

New Positions

SymbolValue% Port
TAFI $2M 1.36%
PML $578K 0.39%
HTGC $290K 0.19%
PCQ $178K 0.12%
RKLB $2K —%

Sold Out Positions

SymbolValue% Port
AME —%
ABM —%
YUM —%
BDX —%
CPA —%
NVT —%
EXR —%
EXPD —%
ALB —%
WT —%
HRB —%
AMP —%
IBP —%
NFG —%
ATR —%
View SEC EDGAR Filings for Whipplewood Advisors, LLC →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms