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AINV Institutional Ownership

Apollo Investment Corporation
1W: +4.5% 1M: +24.0% 3M: +18.3% 1Y: +10.6% 3Y: +25.5% 5Y: +35.0%
$13.65
Last traded 2022-08-12 — delisted
NASDAQ · Financial Services · Asset Management · $893.4M mcap

Institutional Ownership — AINV

198
Institutional Holders
-17 vs prior quarter
0.0%
Ownership
+0.00pp
$315M
Total Invested
24
New Positions
54
Increased
85
Reduced
26
Closed
1.50
Put/Call Ratio

Ownership Trends

Top Institutional Holders (229 total)

# Holder Shares Value Change Change % Holding Period Filing
1 THORNBURG INVESTMENT MANAGEMENT INC 3,237,783 $$44M — +0.0% 31Q SEC ↗
2 Apollo Management Holdings, L.P. 2,348,753 $$32M +6 +0.0% 31Q SEC ↗
3 VAN ECK ASSOCIATES CORP 2,104,647 $$29M +293,478 +16.2% 15Q SEC ↗
4 SOROS FUND MANAGEMENT LLC 1,944,500 $$27M — +0.0% 2Q SEC ↗
5 UBS Group AG 1,929,691 $$26M +111,406 +6.1% 31Q SEC ↗
6 Next Capital Management LLC 1,899,667 $$26M +28,015 +1.5% 8Q SEC ↗
7 MORGAN STANLEY 1,530,893 $$21M -83,726 -5.2% 31Q SEC ↗
8 Russell Investments Group, Ltd. 1,141,719 $$16M +358,526 +45.8% 3Q SEC ↗
9 WELLINGTON MANAGEMENT GROUP LLP NEW 1,078,291 $$15M — +0.0% 1Q SEC ↗
10 Invesco Ltd. 1,052,384 $$14M -242,201 -18.7% 31Q SEC ↗
11 Legal & General Group Plc 789,579 $$11M +64,166 +8.8% 27Q SEC ↗
12 Muzinich & Co., Inc. 744,421 $$10M +27,923 +3.9% 31Q SEC ↗
13 Sumitomo Mitsui Trust Group, Inc. 549,575 $$8M — +0.0% 26Q SEC ↗
14 RAYMOND JAMES FINANCIAL INC 527,873 $$7M -79,613 -13.1% 7Q SEC ↗
15 CURA WEALTH ADVISORS, LLC 512,823 $$7M -101,095 -16.5% 7Q SEC ↗
16 FRANKLIN RESOURCES INC 441,518 $$6M +12,876 +3.0% 10Q SEC ↗
17 Beach Point Capital Management LP NEW 440,361 $$6M — +0.0% 1Q SEC ↗
18 CONDOR CAPITAL MANAGEMENT 431,882 $$6M -2,346 -0.5% 23Q SEC ↗
19 CASTLEKEEP INVESTMENT ADVISORS LLC 414,657 $$6M +18,484 +4.7% 11Q SEC ↗
20 Janney Montgomery Scott LLC NEW 393,638 $$5M — +0.0% 1Q SEC ↗
21 Ethos Financial Group, LLC 391,814 $$5M -1,784 -0.5% 15Q SEC ↗
22 Foundations Investment Advisors, LLC 387,610 $$5M -45,931 -10.6% 8Q SEC ↗
23 BlackRock, Inc. 383,938 $$5M -19,930 -4.9% 8Q SEC ↗
24 D.A. DAVIDSON & CO. 374,284 $$5M +13,477 +3.7% 20Q SEC ↗
25 WELLS FARGO & COMPANY/MN 302,773 $$4M +4,485 +1.5% 31Q SEC ↗
26 United Advisor Group, LLC 264,846 $$4M -5,206 -1.9% 10Q SEC ↗
27 Advisors Asset Management, Inc. 245,688 $$3M -9,590 -3.8% 13Q SEC ↗
28 CITADEL ADVISORS LLC 245,485 $$3M +217,487 +776.8% 2Q SEC ↗
29 LPL Financial LLC 236,649 $$3M -25,096 -9.6% 31Q SEC ↗
30 Saba Capital Management, L.P. NEW 215,136 $$3M — +0.0% 1Q SEC ↗
31 ROYAL BANK OF CANADA 213,203 $$3M -1,668 -0.8% 31Q SEC ↗
32 LAZARD ASSET MANAGEMENT LLC 207,239 $$3M +125,205 +152.6% 7Q SEC ↗
33 Naviter Wealth, LLC 187,298 $$3M -10,177 -5.2% 7Q SEC ↗
34 NEUBERGER BERMAN GROUP LLC 186,679 $$3M -17,477 -8.6% 17Q SEC ↗
35 Cerity Partners LLC 151,634 $$2M +77,927 +105.7% 3Q SEC ↗
36 TWO SIGMA INVESTMENTS, LP 146,152 $$2M -102,369 -41.2% 28Q SEC ↗
37 Almitas Capital LLC 140,477 $$2M — +0.0% 8Q SEC ↗
38 J.W. COLE ADVISORS, INC. 133,313 $$2M +690 +0.5% 8Q SEC ↗
39 SHARPEPOINT LLC 132,029 $$2M +7,852 +6.3% 7Q SEC ↗
40 DNB Asset Management AS 127,082 $$2M -26,276 -17.1% 31Q SEC ↗
41 BANK OF AMERICA CORP /DE 122,100 $$2M -6,173 -4.8% 15Q SEC ↗
42 CONFLUENCE INVESTMENT MANAGEMENT LLC 118,551 $$2M +1,369 +1.2% 8Q SEC ↗
43 OSAIC HOLDINGS, INC. 118,353 $$2M -13,120 -10.0% 26Q SEC ↗
44 CANADA LIFE ASSURANCE Co 116,034 $$2M +14,663 +14.5% 27Q SEC ↗
45 ENVESTNET ASSET MANAGEMENT INC 108,333 $$1M +39,855 +58.2% 8Q SEC ↗
46 Focus Partners Wealth 102,066 $$1M -28,700 -21.9% 3Q SEC ↗
47 Arkadios Wealth Advisors 101,306 $$1M +22 +0.0% 23Q SEC ↗
48 Y-Intercept (Hong Kong) Ltd NEW 98,743 $$1M — +0.0% 1Q SEC ↗
49 Bayshore Capital Advisors, LLC 97,580 $$1M +57,580 +143.9% 2Q SEC ↗
50 Balyasny Asset Management L.P. 96,801 $$1M +12,024 +14.2% 2Q SEC ↗

Recent Activity

New Positions (20)
Sold Out (20)
Biggest Increases (20)
HolderAddedChange %Total Shares
Russell Investments Group, Ltd. +358,526 +45.8% 1,141,719
VAN ECK ASSOCIATES CORP +293,478 +16.2% 2,104,647
CITADEL ADVISORS LLC +217,487 +776.8% 245,485
LAZARD ASSET MANAGEMENT LLC +125,205 +152.6% 207,239
UBS Group AG +111,406 +6.1% 1,929,691
Cerity Partners LLC +77,927 +105.7% 151,634
Legal & General Group Plc +64,166 +8.8% 789,579
Bayshore Capital Advisors, LLC +57,580 +143.9% 97,580
ENVESTNET ASSET MANAGEMENT INC +39,855 +58.2% 108,333
Headlands Technologies LLC +38,995 +304.1% 51,819
Next Capital Management LLC +28,015 +1.5% 1,899,667
Muzinich & Co., Inc. +27,923 +3.9% 744,421
CASTLEKEEP INVESTMENT ADVISORS LLC +18,484 +4.7% 414,657
Arete Wealth Advisors, LLC +16,516 +86.3% 35,649
CANADA LIFE ASSURANCE Co +14,663 +14.5% 116,034
D.A. DAVIDSON & CO. +13,477 +3.7% 374,284
FRANKLIN RESOURCES INC +12,876 +3.0% 441,518
Balyasny Asset Management L.P. +12,024 +14.2% 96,801
SUSQUEHANNA INTERNATIONAL GROUP, LL +11,354 +71.5% 27,224
NewGen Asset Management Ltd +10,000 +28.6% 45,000
Biggest Decreases (20)
HolderReducedChange %Total Shares
VICTORY CAPITAL MANAGEMENT INC -617,289 -94.4% 36,922
XTX Topco Ltd -264,525 -77.3% 77,805
Invesco Ltd. -242,201 -18.7% 1,052,384
BI Asset Management Fondsmaeglersel -203,519 -81.6% 45,787
VARCOV Co. -109,721 -61.3% 69,192
TWO SIGMA INVESTMENTS, LP -102,369 -41.2% 146,152
CURA WEALTH ADVISORS, LLC -101,095 -16.5% 512,823
MORGAN STANLEY -83,726 -5.2% 1,530,893
RAYMOND JAMES FINANCIAL INC -79,613 -13.1% 527,873
HighTower Advisors, LLC -57,691 -74.3% 19,925
AMERIPRISE FINANCIAL INC -47,621 -62.2% 28,906
Foundations Investment Advisors, LL -45,931 -10.6% 387,610
Focus Partners Wealth -28,700 -21.9% 102,066
Alpine Global Management, LLC -28,229 -38.3% 45,537
DNB Asset Management AS -26,276 -17.1% 127,082
LPL Financial LLC -25,096 -9.6% 236,649
BlackRock, Inc. -19,930 -4.9% 383,938
NEUBERGER BERMAN GROUP LLC -17,477 -8.6% 186,679
BNP PARIBAS FINANCIAL MARKETS -14,998 -64.9% 8,125
COMMONWEALTH EQUITY SERVICES, LLC -13,882 -42.5% 18,756

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms