CGBD Institutional Ownership
Carlyle Secured Lending, Inc.
1W: -2.3%
1M: -7.9%
3M: +1.1%
YTD: -15.1%
1Y: -14.2%
3Y: -6.7%
5Y: +25.3%
$10.65
-0.12 (-1.11%)
Weekly Expected Move ±3.0%
$10
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Institutional Ownership — CGBD
170
Institutional Holders
-10 vs prior quarter
0.0%
Ownership
+0.00pp
$273M
Total Invested
18
New Positions
43
Increased
66
Reduced
27
Closed
0.40
Put/Call Ratio
Ownership Trends
Top Institutional Holders (192 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | Creative Planning | 3,086,927 | $33M | -145,059 | -4.5% | 7Q | SEC ↗ |
| 2 | MORGAN STANLEY | 2,799,104 | $30M | +164,323 | +6.2% | 37Q | SEC ↗ |
| 3 | VAN ECK ASSOCIATES CORP | 1,748,836 | $19M | +436,365 | +33.2% | 15Q | SEC ↗ |
| 4 | UBS Group AG | 1,395,189 | $15M | +158,636 | +12.8% | 37Q | SEC ↗ |
| 5 | CHOREO, LLC | 1,361,251 | $14M | -26,973 | -1.9% | 5Q | SEC ↗ |
| 6 | Invesco Ltd. | 1,184,888 | $13M | -125,935 | -9.6% | 13Q | SEC ↗ |
| 7 | Lalia Capital, LLC NEW | 927,333 | $10M | — | +0.0% | 1Q | SEC ↗ |
| 8 | Russell Investments Group, Ltd. | 870,513 | $9M | +283,330 | +48.3% | 3Q | SEC ↗ |
| 9 | Muzinich & Co., Inc. | 741,278 | $8M | +3,534 | +0.5% | 37Q | SEC ↗ |
| 10 | North Ground Capital | 616,000 | $7M | +228,482 | +59.0% | 4Q | SEC ↗ |
| 11 | Legal & General Group Plc | 577,568 | $6M | +25,986 | +4.7% | 27Q | SEC ↗ |
| 12 | Mariner, LLC | 563,240 | $6M | +14,715 | +2.7% | 5Q | SEC ↗ |
| 13 | Sumitomo Mitsui Trust Group, Inc. | 519,735 | $6M | — | +0.0% | 26Q | SEC ↗ |
| 14 | Diameter Capital Partners LP NEW | 508,387 | $5M | — | +0.0% | 1Q | SEC ↗ |
| 15 | CAZ INVESTMENTS LP | 504,665 | $5M | +484,665 | +2423.3% | 2Q | SEC ↗ |
| 16 | ARES MANAGEMENT LLC | 472,187 | $5M | +232,187 | +96.7% | 2Q | SEC ↗ |
| 17 | Arax Advisory Partners | 465,613 | $5M | +275,273 | +144.6% | 6Q | SEC ↗ |
| 18 | TWO SIGMA INVESTMENTS, LP | 448,847 | $5M | -182,071 | -28.9% | 31Q | SEC ↗ |
| 19 | Rockefeller Capital Management L.P. | 444,533 | $5M | -3,105 | -0.7% | 28Q | SEC ↗ |
| 20 | LSV ASSET MANAGEMENT | 352,150 | $4M | — | +0.0% | 22Q | SEC ↗ |
| 21 | NOVARE CAPITAL MANAGEMENT LLC | 287,445 | $3M | +36,050 | +14.3% | 29Q | SEC ↗ |
| 22 | BANK OF AMERICA CORP /DE | 280,420 | $3M | +29,531 | +11.8% | 15Q | SEC ↗ |
| 23 | BlackRock, Inc. | 276,868 | $3M | -6,612 | -2.3% | 8Q | SEC ↗ |
| 24 | TORONTO DOMINION BANK | 263,276 | $3M | -186,724 | -41.5% | 3Q | SEC ↗ |
| 25 | WCG Wealth Advisors LLC | 229,477 | $2M | +42,786 | +22.9% | 3Q | SEC ↗ |
| 26 | Callodine Capital Management, LP NEW | 225,000 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 27 | WELLS FARGO & COMPANY/MN | 224,183 | $2M | +25,017 | +12.6% | 37Q | SEC ↗ |
| 28 | Cliffwater LLC | 207,319 | $2M | — | +0.0% | 5Q | SEC ↗ |
| 29 | Advisors Asset Management, Inc. | 200,997 | $2M | -10,325 | -4.9% | 23Q | SEC ↗ |
| 30 | PARK AVENUE SECURITIES LLC NEW | 188,424 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 31 | HAGER INVESTMENT MANAGEMENT SERVICES, | 182,377 | $2M | -18,110 | -9.0% | 7Q | SEC ↗ |
| 32 | Hennion & Walsh Asset Management, Inc. | 170,736 | $2M | +25,777 | +17.8% | 22Q | SEC ↗ |
| 33 | Significant Wealth Partners LLC | 164,757 | $2M | +2,451 | +1.5% | 2Q | SEC ↗ |
| 34 | HighTower Advisors, LLC | 149,880 | $2M | -46,826 | -23.8% | 36Q | SEC ↗ |
| 35 | Ethos Financial Group, LLC | 136,990 | $1M | -3,187 | -2.3% | 6Q | SEC ↗ |
| 36 | XTX Topco Ltd | 136,758 | $1M | +99,646 | +268.5% | 3Q | SEC ↗ |
| 37 | LPL Financial LLC | 132,350 | $1M | -21,094 | -13.7% | 22Q | SEC ↗ |
| 38 | AMERIPRISE FINANCIAL INC | 126,936 | $1M | -18,788 | -12.9% | 16Q | SEC ↗ |
| 39 | DOLIVER ADVISORS, LP | 119,781 | $1M | -6,900 | -5.4% | 5Q | SEC ↗ |
| 40 | ZIONS BANCORPORATION, NATIONAL ASSOCIA | 108,547 | $1M | -38,195 | -26.0% | 2Q | SEC ↗ |
| 41 | Samalin Investment Counsel, LLC | 107,636 | $1M | +529 | +0.5% | 3Q | SEC ↗ |
| 42 | Cetera Investment Advisers | 103,761 | $1M | +8,867 | +9.3% | 11Q | SEC ↗ |
| 43 | Steward Partners Investment Advisory, | 101,236 | $1M | +53,246 | +111.0% | 24Q | SEC ↗ |
| 44 | Universal- Beteiligungs- und Servicege | 100,250 | $1M | — | +0.0% | 7Q | SEC ↗ |
| 45 | RAYMOND JAMES FINANCIAL INC | 95,496 | $1M | -8,589 | -8.3% | 7Q | SEC ↗ |
| 46 | CANADA LIFE ASSURANCE Co | 90,404 | $963K | +10,905 | +13.7% | 27Q | SEC ↗ |
| 47 | Pathstone Holdings, LLC | 83,677 | $891K | +2,155 | +2.6% | 11Q | SEC ↗ |
| 48 | Balyasny Asset Management L.P. | 82,388 | $877K | +9,925 | +13.7% | 2Q | SEC ↗ |
| 49 | Janney Montgomery Scott LLC | 78,393 | $835K | +61,089 | +353.0% | 20Q | SEC ↗ |
| 50 | Closed-End Fund Advisors, Inc. | 78,104 | $832K | -20,681 | -20.9% | 3Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| Lalia Capital, LLC | 927,333 | $10M |
| Diameter Capital Partners LP | 508,387 | $5M |
| Callodine Capital Management, LP | 225,000 | $2M |
| PARK AVENUE SECURITIES LLC | 188,424 | $2M |
| CITADEL ADVISORS LLC | 77,293 | $823K |
| Apollon Wealth Management, LLC | 66,980 | $713K |
| Palliser Capital (UK) Ltd | 45,703 | $487K |
| COMPASS FINANCIAL MANAGEMENT LLC | 44,160 | $470K |
| JANE STREET GROUP, LLC | 29,803 | $317K |
| Cascade Financial Partners, LLC | 24,620 | $262K |
| Cerity Partners LLC | 20,231 | $215K |
| Black Maple Capital Management LP | 20,000 | $213K |
| CAPTRUST FINANCIAL ADVISORS | 17,457 | $186K |
| Catalina Capital Group, LLC | 15,966 | $170K |
| Global Retirement Partners, LLC | 15,205 | $162K |
| Vident Advisory, LLC | 15,047 | $160K |
| First Affirmative Financial Network | 10,084 | $107K |
| Winthrop Capital Management, LLC | 1,000 | $11K |
| CITIGROUP INC | 228 | $2K |
| JFS WEALTH ADVISORS, LLC | 179 | $2K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,272,507 | $14M |
| Focus Partners Wealth | 304,864 | $3M |
| MILLENNIUM MANAGEMENT LLC | 179,500 | $2M |
| Y-Intercept (Hong Kong) Ltd | 151,465 | $2M |
| Lansforsakringar Fondforvaltning AB | 134,949 | $1M |
| Bright Futures Wealth Management, L | 111,522 | $1M |
| Connor, Clark & Lunn Investment Man | 50,263 | $535K |
| Avior Wealth Management, LLC | 43,047 | $458K |
| GFS Advisors, LLC | 40,600 | $432K |
| Brevan Howard Capital Management LP | 38,225 | $407K |
| FLPUTNAM INVESTMENT MANAGEMENT CO | 34,483 | $367K |
| TrueMark Investments, LLC | 32,883 | $350K |
| Schonfeld Strategic Advisors LLC | 25,116 | $267K |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 23,225 | $247K |
| Fisher Asset Management, LLC | 22,931 | $244K |
| NORTHERN TRUST CORP | 21,677 | $231K |
| Aquatic Capital Management LLC | 21,274 | $227K |
| Trexquant Investment LP | 20,255 | $216K |
| Concurrent Investment Advisors, LLC | 20,000 | $213K |
| nVerses Capital, LLC | 19,664 | $209K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| CAZ INVESTMENTS LP | +484,665 | +2423.3% | 504,665 |
| VAN ECK ASSOCIATES CORP | +436,365 | +33.2% | 1,748,836 |
| Russell Investments Group, Ltd. | +283,330 | +48.3% | 870,513 |
| Arax Advisory Partners | +275,273 | +144.6% | 465,613 |
| ARES MANAGEMENT LLC | +232,187 | +96.7% | 472,187 |
| North Ground Capital | +228,482 | +59.0% | 616,000 |
| MORGAN STANLEY | +164,323 | +6.2% | 2,799,104 |
| UBS Group AG | +158,636 | +12.8% | 1,395,189 |
| XTX Topco Ltd | +99,646 | +268.5% | 136,758 |
| Janney Montgomery Scott LLC | +61,089 | +353.0% | 78,393 |
| Steward Partners Investment Advisor | +53,246 | +111.0% | 101,236 |
| CWM, LLC | +47,533 | +508.9% | 56,873 |
| WCG Wealth Advisors LLC | +42,786 | +22.9% | 229,477 |
| NOVARE CAPITAL MANAGEMENT LLC | +36,050 | +14.3% | 287,445 |
| BANK OF AMERICA CORP /DE | +29,531 | +11.8% | 280,420 |
| U.S. Capital Wealth Advisors, LLC | +26,621 | +59.4% | 71,432 |
| Legal & General Group Plc | +25,986 | +4.7% | 577,568 |
| Hennion & Walsh Asset Management, I | +25,777 | +17.8% | 170,736 |
| WELLS FARGO & COMPANY/MN | +25,017 | +12.6% | 224,183 |
| Quantbot Technologies LP | +18,696 | +4818.6% | 19,084 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| BI Asset Management Fondsmaeglersel | -230,083 | -81.4% | 52,475 |
| TORONTO DOMINION BANK | -186,724 | -41.5% | 263,276 |
| TWO SIGMA INVESTMENTS, LP | -182,071 | -28.9% | 448,847 |
| Creative Planning | -145,059 | -4.5% | 3,086,927 |
| Corient Private Wealth LP | -132,399 | -75.5% | 42,902 |
| Invesco Ltd. | -125,935 | -9.6% | 1,184,888 |
| FIFTH THIRD BANCORP | -80,233 | -80.6% | 19,324 |
| PENSION & WEALTH MANAGEMENT ADVISOR | -65,708 | -87.2% | 9,665 |
| HighTower Advisors, LLC | -46,826 | -23.8% | 149,880 |
| Alpine Global Management, LLC | -44,167 | -38.2% | 71,496 |
| ZIONS BANCORPORATION, NATIONAL ASSO | -38,195 | -26.0% | 108,547 |
| CHOREO, LLC | -26,973 | -1.9% | 1,361,251 |
| LPL Financial LLC | -21,094 | -13.7% | 132,350 |
| Closed-End Fund Advisors, Inc. | -20,681 | -20.9% | 78,104 |
| Naviter Wealth, LLC | -20,190 | -29.1% | 49,300 |
| AMERIPRISE FINANCIAL INC | -18,788 | -12.9% | 126,936 |
| HAGER INVESTMENT MANAGEMENT SERVICE | -18,110 | -9.0% | 182,377 |
| COMMONWEALTH EQUITY SERVICES, LLC | -17,737 | -56.2% | 13,843 |
| GROUP ONE TRADING LLC | -13,950 | -87.7% | 1,953 |
| Advisors Asset Management, Inc. | -10,325 | -4.9% | 200,997 |