CUBA Institutional Ownership
The Herzfeld Caribbean Basin Fund Inc.
1W: -1.3%
1M: -8.7%
3M: +0.4%
1Y: +17.8%
3Y: -8.3%
5Y: +45.0%
$2.52
Last traded 2025-07-31 — delisted
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Institutional Ownership — CUBA
15
Institutional Holders
-8 vs prior quarter
0.0%
Ownership
+0.00pp
$0M
Total Invested
0
New Positions
0
Increased
15
Reduced
15
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (15 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 0 | $$0K | -1 | -100.0% | 4Q | SEC ↗ |
| 2 | Kestra Advisory Services, LLC | 0 | $$0K | -10,563 | -100.0% | 3Q | SEC ↗ |
| 3 | Thomas J. Herzfeld Advisors, Inc. | 0 | $$0K | -5,841,928 | -100.0% | 61Q | SEC ↗ |
| 4 | JPMORGAN CHASE & CO | 0 | $$0K | -2,867 | -100.0% | 3Q | SEC ↗ |
| 5 | BLUE BELL PRIVATE WEALTH MANAGEMENT, L | 0 | $$0K | -39,132 | -100.0% | 19Q | SEC ↗ |
| 6 | Cetera Investment Advisers | 0 | $$0K | -24,598 | -100.0% | 1Q | SEC ↗ |
| 7 | OSAIC HOLDINGS, INC. | 0 | $$0K | -55,888 | -100.0% | 24Q | SEC ↗ |
| 8 | ROYAL BANK OF CANADA | 0 | $$0K | -4,087 | -100.0% | 36Q | SEC ↗ |
| 9 | ENVESTNET ASSET MANAGEMENT INC | 0 | $$0K | -2,170,290 | -100.0% | 4Q | SEC ↗ |
| 10 | MORGAN STANLEY | 0 | $$0K | -20,638 | -100.0% | 49Q | SEC ↗ |
| 11 | CHOREO, LLC | 0 | $$0K | -417,489 | -100.0% | 7Q | SEC ↗ |
| 12 | Hunting Hill Global Capital, LLC | 0 | $$0K | -40,401 | -100.0% | 9Q | SEC ↗ |
| 13 | Corient Private Wealth LLC | 0 | $$0K | -27,619 | -100.0% | 6Q | SEC ↗ |
| 14 | INTERNATIONAL ASSETS INVESTMENT MANAGE | 0 | $$0K | -20,021 | -100.0% | 3Q | SEC ↗ |
| 15 | CoreCap Advisors, LLC | 0 | $$0K | -222 | -100.0% | 8Q | SEC ↗ |
Recent Activity
New Positions (0)
No new positions this quarter.
Sold Out (15)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 5,841,928 | $$15M |
| ENVESTNET ASSET MANAGEMENT INC | 2,170,290 | $$5M |
| CHOREO, LLC | 417,489 | $$1M |
| OSAIC HOLDINGS, INC. | 55,888 | $$141K |
| Hunting Hill Global Capital, LLC | 40,401 | $$102K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT | 39,132 | $$99K |
| Corient Private Wealth LLC | 27,619 | $$70K |
| Cetera Investment Advisers | 24,598 | $$62K |
| MORGAN STANLEY | 20,638 | $$52K |
| INTERNATIONAL ASSETS INVESTMENT MAN | 20,021 | $$50K |
| Kestra Advisory Services, LLC | 10,563 | $$27K |
| ROYAL BANK OF CANADA | 4,087 | $$10K |
| JPMORGAN CHASE & CO | 2,867 | $$7K |
| CoreCap Advisors, LLC | 222 | $$1K |
| WELLS FARGO & COMPANY/MN | 1 | $$0K |
Biggest Increases (0)
None.
Biggest Decreases (0)
None.