FCT Institutional Ownership
First Trust Senior Floating Rate Income Fund II
1W: +0.4%
1M: +1.0%
3M: -0.6%
YTD: -0.8%
1Y: +0.3%
3Y: +27.0%
5Y: +24.2%
$9.67
Last traded 2026-08-11 — delisted
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Institutional Ownership — FCT
100
Institutional Holders
+3 vs prior quarter
0.0%
Ownership
+0.00pp
$85M
Total Invested
14
New Positions
24
Increased
36
Reduced
10
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (108 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,183,843 | $11M | -61,043 | -4.9% | 60Q | SEC ↗ |
| 2 | Penserra Capital Management LLC | 736,401 | $7M | +28,073 | +4.0% | 8Q | SEC ↗ |
| 3 | Advisors Asset Management, Inc. | 582,569 | $6M | -111,123 | -16.0% | 27Q | SEC ↗ |
| 4 | Invesco Ltd. | 548,313 | $5M | -16,234 | -2.9% | 65Q | SEC ↗ |
| 5 | Edgemoor Investment Advisors, Inc. | 481,824 | $5M | -5,765 | -1.2% | 34Q | SEC ↗ |
| 6 | BANK OF AMERICA CORP /DE | 473,244 | $5M | -41,992 | -8.2% | 15Q | SEC ↗ |
| 7 | Almitas Capital LLC | 466,072 | $5M | +83,209 | +21.7% | 3Q | SEC ↗ |
| 8 | RAYMOND JAMES FINANCIAL INC | 407,522 | $4M | -11,083 | -2.6% | 7Q | SEC ↗ |
| 9 | LPL Financial LLC | 326,115 | $3M | -75,938 | -18.9% | 23Q | SEC ↗ |
| 10 | AMERIPRISE FINANCIAL INC | 299,197 | $3M | -2,529 | -0.8% | 16Q | SEC ↗ |
| 11 | SIT INVESTMENT ASSOCIATES INC | 276,336 | $3M | +190,422 | +221.6% | 15Q | SEC ↗ |
| 12 | D.A. DAVIDSON & CO. | 258,137 | $2M | +5,841 | +2.3% | 20Q | SEC ↗ |
| 13 | UBS Group AG | 210,558 | $2M | -16,655 | -7.3% | 47Q | SEC ↗ |
| 14 | Focus Partners Wealth | 162,321 | $2M | -55,255 | -25.4% | 3Q | SEC ↗ |
| 15 | Logan Stone Capital, LLC | 161,408 | $2M | +7,700 | +5.0% | 3Q | SEC ↗ |
| 16 | GUGGENHEIM CAPITAL LLC | 145,694 | $1M | -56,357 | -27.9% | 64Q | SEC ↗ |
| 17 | STIFEL FINANCIAL CORP | 143,019 | $1M | +7,082 | +5.2% | 49Q | SEC ↗ |
| 18 | WELLS FARGO & COMPANY/MN | 123,704 | $1M | -9,479 | -7.1% | 86Q | SEC ↗ |
| 19 | HOURGLASS CAPITAL, LLC | 111,800 | $1M | -2,000 | -1.8% | 2Q | SEC ↗ |
| 20 | Balyasny Asset Management L.P. | 111,522 | $1M | -100 | -0.1% | 3Q | SEC ↗ |
| 21 | CSS LLC/IL | 106,858 | $1M | +89,255 | +507.0% | 3Q | SEC ↗ |
| 22 | ROYAL BANK OF CANADA | 99,957 | $967K | -3,810 | -3.7% | 67Q | SEC ↗ |
| 23 | Cetera Investment Advisers | 73,003 | $706K | +7,337 | +11.2% | 15Q | SEC ↗ |
| 24 | INTERNATIONAL ASSETS INVESTMENT MANAGE | 72,261 | $699K | +19,222 | +36.2% | 3Q | SEC ↗ |
| 25 | Beverly Hills Private Wealth, LLC NEW | 71,217 | $689K | — | +0.0% | 1Q | SEC ↗ |
| 26 | Verity Asset Management, Inc. | 68,826 | $666K | -717 | -1.0% | 6Q | SEC ↗ |
| 27 | Janney Montgomery Scott LLC | 67,298 | $651K | +350 | +0.5% | 4Q | SEC ↗ |
| 28 | ABSOLUTE INVESTMENT ADVISERS, LLC NEW | 66,089 | $639K | — | +0.0% | 1Q | SEC ↗ |
| 29 | 1607 Capital Partners, LLC | 65,892 | $637K | -28,927 | -30.5% | 15Q | SEC ↗ |
| 30 | Cambridge Investment Research Advisors | 64,991 | $628K | +8,157 | +14.4% | 25Q | SEC ↗ |
| 31 | SHUFRO ROSE & CO LLC | 62,300 | $602K | -10,000 | -13.8% | 57Q | SEC ↗ |
| 32 | OSAIC HOLDINGS, INC. | 56,724 | $549K | -351 | -0.6% | 26Q | SEC ↗ |
| 33 | COMMONWEALTH EQUITY SERVICES, LLC | 52,717 | $510K | +4,415 | +9.1% | 27Q | SEC ↗ |
| 34 | Yakira Capital Management, Inc. | 48,783 | $472K | — | +0.0% | 3Q | SEC ↗ |
| 35 | Rockefeller Capital Management L.P. | 47,881 | $463K | — | +0.0% | 30Q | SEC ↗ |
| 36 | Everstar Asset Management, LLC | 40,545 | $392K | — | +0.0% | 8Q | SEC ↗ |
| 37 | Virtus Investment Advisers, LLC | 40,444 | $391K | -11,101 | -21.5% | 6Q | SEC ↗ |
| 38 | Genesis Financial Group, LLC | 40,057 | $387K | -3,057 | -7.1% | 3Q | SEC ↗ |
| 39 | READYSTATE ASSET MANAGEMENT LP NEW | 38,844 | $376K | — | +0.0% | 1Q | SEC ↗ |
| 40 | Geneos Wealth Management Inc. | 34,596 | $335K | +300 | +0.9% | 42Q | SEC ↗ |
| 41 | Quarry LP NEW | 27,306 | $264K | — | +0.0% | 1Q | SEC ↗ |
| 42 | CWM, LLC | 26,346 | $255K | +4,943 | +23.1% | 10Q | SEC ↗ |
| 43 | Strategic Financial Concepts, LLC | 26,200 | $253K | -200 | -0.8% | 2Q | SEC ↗ |
| 44 | RFG Advisory, LLC | 24,055 | $233K | +859 | +3.7% | 10Q | SEC ↗ |
| 45 | Apriem Advisors | 23,500 | $227K | +2,500 | +11.9% | 28Q | SEC ↗ |
| 46 | Prospera Financial Services Inc NEW | 23,343 | $226K | — | +0.0% | 1Q | SEC ↗ |
| 47 | Ethos Financial Group, LLC | 22,775 | $220K | +1,326 | +6.2% | 4Q | SEC ↗ |
| 48 | UHLMANN PRICE SECURITIES, LLC | 20,852 | $202K | +606 | +3.0% | 8Q | SEC ↗ |
| 49 | SeaCrest Wealth Management, LLC | 19,367 | $187K | +1,185 | +6.5% | 11Q | SEC ↗ |
| 50 | Kestra Advisory Services, LLC | 18,586 | $180K | +503 | +2.8% | 24Q | SEC ↗ |
Recent Activity
New Positions (14)
| Holder | Shares | Value |
|---|---|---|
| Beverly Hills Private Wealth, LLC | 71,217 | $689K |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 66,089 | $639K |
| READYSTATE ASSET MANAGEMENT LP | 38,844 | $376K |
| Quarry LP | 27,306 | $264K |
| Prospera Financial Services Inc | 23,343 | $226K |
| Advisory Solutions Group, LLC | 16,340 | $158K |
| Virtu Financial LLC | 13,983 | $135K |
| XTX Topco Ltd | 13,606 | $132K |
| Global Retirement Partners, LLC | 9,182 | $89K |
| Quantum Portfolio Management LLC | 4,679 | $45K |
| Clearstead Advisors, LLC | 2,875 | $28K |
| MERCER GLOBAL ADVISORS INC /ADV | 1,292 | $12K |
| Integrated Wealth Concepts LLC | 472 | $5K |
| Arax Advisory Partners | 418 | $4K |
Sold Out (18)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Independent Advisor Alliance | 110,815 | $1M |
| WOLVERINE ASSET MANAGEMENT LLC | 95,518 | $924K |
| Baird Financial Group, Inc. | 69,046 | $668K |
| AEGON USA Investment Management, LL | 30,017 | $290K |
| SEVEN MILE ADVISORY | 17,562 | $170K |
| NOMURA HOLDINGS INC | 15,336 | $148K |
| Corient Private Wealth LLC | 12,972 | $125K |
| NATIONS FINANCIAL GROUP INC, /IA/ / | 11,922 | $115K |
| Sanctuary Advisors, LLC | 10,790 | $104K |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 10,601 | $103K |
| NATIONAL BANK OF CANADA /FI | 2,000 | $19K |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | 1,170 | $11K |
| Mosley Wealth Management | 725 | $7K |
| GAMMA Investing LLC | 517 | $5K |
| Advisory Services Network, LLC | 492 | $5K |
| Allworth Financial LP | 400 | $4K |
| Creative Capital Management Investm | 250 | $2K |
| Western Wealth Management, LLC | 142 | $1K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | +190,422 | +221.6% | 276,336 |
| CSS LLC/IL | +89,255 | +507.0% | 106,858 |
| Almitas Capital LLC | +83,209 | +21.7% | 466,072 |
| Penserra Capital Management LLC | +28,073 | +4.0% | 736,401 |
| INTERNATIONAL ASSETS INVESTMENT MAN | +19,222 | +36.2% | 72,261 |
| MAI Capital Management | +12,945 | +479.4% | 15,645 |
| Cambridge Investment Research Advis | +8,157 | +14.4% | 64,991 |
| Logan Stone Capital, LLC | +7,700 | +5.0% | 161,408 |
| Cetera Investment Advisers | +7,337 | +11.2% | 73,003 |
| STIFEL FINANCIAL CORP | +7,082 | +5.2% | 143,019 |
| D.A. DAVIDSON & CO. | +5,841 | +2.3% | 258,137 |
| CWM, LLC | +4,943 | +23.1% | 26,346 |
| COMMONWEALTH EQUITY SERVICES, LLC | +4,415 | +9.1% | 52,717 |
| Apriem Advisors | +2,500 | +11.9% | 23,500 |
| CoreCap Advisors, LLC | +1,700 | +97.6% | 3,441 |
| Ethos Financial Group, LLC | +1,326 | +6.2% | 22,775 |
| SeaCrest Wealth Management, LLC | +1,185 | +6.5% | 19,367 |
| RFG Advisory, LLC | +859 | +3.7% | 24,055 |
| Concurrent Investment Advisors, LLC | +650 | +5.3% | 12,850 |
| UHLMANN PRICE SECURITIES, LLC | +606 | +3.0% | 20,852 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Advisors Asset Management, Inc. | -111,123 | -16.0% | 582,569 |
| LPL Financial LLC | -75,938 | -18.9% | 326,115 |
| MORGAN STANLEY | -61,043 | -4.9% | 1,183,843 |
| GUGGENHEIM CAPITAL LLC | -56,357 | -27.9% | 145,694 |
| Focus Partners Wealth | -55,255 | -25.4% | 162,321 |
| BANK OF AMERICA CORP /DE | -41,992 | -8.2% | 473,244 |
| 1607 Capital Partners, LLC | -28,927 | -30.5% | 65,892 |
| CX Institutional | -21,175 | -88.6% | 2,738 |
| UBS Group AG | -16,655 | -7.3% | 210,558 |
| Invesco Ltd. | -16,234 | -2.9% | 548,313 |
| Virtus Investment Advisers, LLC | -11,101 | -21.5% | 40,444 |
| RAYMOND JAMES FINANCIAL INC | -11,083 | -2.6% | 407,522 |
| SHUFRO ROSE & CO LLC | -10,000 | -13.8% | 62,300 |
| WELLS FARGO & COMPANY/MN | -9,479 | -7.1% | 123,704 |
| Edgemoor Investment Advisors, Inc. | -5,765 | -1.2% | 481,824 |
| ROYAL BANK OF CANADA | -3,810 | -3.7% | 99,957 |
| Genesis Financial Group, LLC | -3,057 | -7.1% | 40,057 |
| AMERIPRISE FINANCIAL INC | -2,529 | -0.8% | 299,197 |
| HOURGLASS CAPITAL, LLC | -2,000 | -1.8% | 111,800 |
| Verity Asset Management, Inc. | -717 | -1.0% | 68,826 |