Also trades as: GLADL (NASDAQ) · $vol 0M
GLAD NASDAQ
Gladstone Capital Corporation
1W: -1.1%
1M: -3.8%
3M: -2.8%
YTD: -6.0%
1Y: -9.9%
3Y: +19.4%
5Y: +21.1%
$19.15
-0.26 (-1.34%)
Weekly Expected Move ±2.1%
$18
$19
$19
$20
$20
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8 relationships8
As Filer
counterparties named
0
As Counterparty
mentioned by others
1
Rel. Types
2021-05-10
Earliest Filing
2025-09-12
Latest Filing
partner: 8
Counterparties (Filed by GLAD)
8 relationshipsCompanies named in GLAD's SEC 8-K filings as business counterparties.
| Counterparty | Ticker | Relationship | Summary | Filing Date | SEC |
|---|---|---|---|---|---|
| Gladstone Management Corporation | — | partner | Underwriter in the issuance of convertible notes | 2025-09-12 | View |
| Gladstone Administration, LLC | — | partner | Underwriter in the issuance of convertible notes | 2025-09-12 | View |
| Oppenheimer & Co. Inc. | OPY | partner | Underwriter in the issuance of convertible notes | 2025-09-12 | View |
| Gladstone Management Corporation | — | partner | Entered into a new investment advisory and management agreement with the Company. | 2025-01-24 | View |
| Piper Sandler & Co. | PIPR | partner | Representative of underwriters in the underwriting agreement for the 7.75% Notes due 2028. | 2023-08-11 | View |
| Gladstone Management Corporation | — | partner | Counterparty to equity distribution agreement | 2021-05-10 | View |
| Gladstone Administration, LLC | — | partner | Counterparty to equity distribution agreement | 2021-05-10 | View |
| Jefferies LLC | JEF | partner | Sales agent for equity distribution agreement | 2021-05-10 | View |
Recent 8-K Filings (20)
| Filing Date | Description | Type | SEC |
|---|---|---|---|
| 2026-10-01 | Officer/Director Change | View | |
| 2026-08-04 | Earnings Release; Exhibits | View | |
| 2026-06-05 | Material Agreement; Exhibits | Agreement | View |
| 2026-06-02 | Officer/Director Change; Regulation FD; Exhibits | View | |
| 2026-05-06 | Earnings Release; Exhibits | View | |
| 2026-03-23 | Officer/Director Change; Regulation FD; Exhibits | View | |
| 2026-02-05 | Submission of Matters to a Vote of Security Holders; Financial Statements and Exhibits | View | |
| 2026-02-04 | Results of Operations and Financial Condition; Financial Statements and Exhibits | View | |
| 2025-11-17 | Results of Operations and Financial Condition; Financial Statements and Exhibits | View | |
| 2025-09-15 | Other Events | View | |
| 2025-09-12 | Entry into Material Definitive Agreement; Financial Statements and Exhibits | Agreement | View |
| 2025-08-04 | Results of Operations and Financial Condition; Financial Statements and Exhibits | View | |
| 2025-07-10 | Regulation FD Disclosure; Financial Statements and Exhibits | View | |
| 2025-06-25 | Entry into Material Definitive Agreement; Creation of Direct Financial Obligation; Financial Stateme | Agreement | View |
| 2025-05-06 | Results of Operations and Financial Condition; Financial Statements and Exhibits | View | |
| 2025-04-08 | Regulation FD Disclosure; Financial Statements and Exhibits | View | |
| 2025-02-11 | Results of Operations and Financial Condition; Financial Statements and Exhibits | View | |
| 2025-02-06 | Submission of Matters to a Vote of Security Holders; Financial Statements and Exhibits | View | |
| 2025-01-24 | Entry into Material Definitive Agreement; Financial Statements and Exhibits | Agreement | View |
| 2025-01-14 | Regulation FD Disclosure; Financial Statements and Exhibits | View |
Data extracted from SEC EDGAR 8-K filings using NLP. Relationships are as disclosed in filing text.
Covers 2021–2026. View on SEC EDGAR