— Know what they know.
Not Investment Advice

HCXY NYSE

Hercules Capital Inc
1W: +1.5% 1M: -2.6% 3M: -1.1% YTD: -3.3% 1Y: -3.4% 3Y: +17.1% 5Y: +17.9%
$24.24
-0.10 (-0.41%)
After Hours: $24.48 (+0.24, +1.01%)
Weekly Expected Move ±2.4%
$23 $24 $24 $25 $25
NYSE · Financial Services · Asset Management · Tech Score Neutral · Power 54 · $3.1B mcap · 138M float · 0.0019% daily turnover · Short 29% of daily vol
Credit Risk of going bust: not rated, financial company (lending is its business) Bonds: $55.2M held by 90 funds, 189 bp over Treasuries → details ▾
Not rated: lending and leverage are a financial company's business, which the model misreads.
Bond figures are fund-reported marks (SEC N-PORT) as of Jul 2026. How these are computed.

Supply Chain Overview

8 relationships
8
As Filer
counterparties named
0
As Counterparty
mentioned by others
1
Rel. Types
2021-09-15
Earliest Filing
2026-02-10
Latest Filing
partner: 8

Counterparties (Filed by HCXY)

8 relationships

Companies named in HCXY's SEC 8-K filings as business counterparties.

Counterparty Ticker Relationship Summary Filing Date SEC
Goldman Sachs & Co. LLC GSCE partner Underwriter representative for the Notes offering 2026-02-10 View
Goldman Sachs & Co. LLC GSCE partner Underwriter for the Notes offering 2025-06-16 View
U.S. Bank Trust Company, National Association — partner Served as trustee for the Indenture governing the issuance of 4.750% Convertible Unsecured Notes due 2028. 2025-03-10 View
Morgan Stanley & Co. LLC MS-PL partner Joint book-running manager for the underwriting agreement 2023-08-10 View
U.S. Bank Trust Company, National Association — partner Served as trustee for the indenture governing the Class A Notes 2022-06-27 View
Kroll Bond Rating Agency, Inc. — partner Engaged to rate the Class A Notes 2022-06-27 View
Goldman Sachs & Co. LLC GSCE partner Underwriter representative in the offering of 3.375% Notes due 2027 2022-01-18 View
Goldman Sachs & Co. LLC GSCE partner Representative of underwriters in the issuance of 2.625% Notes due 2026 2021-09-15 View
Data extracted from SEC EDGAR 8-K filings using NLP. Relationships are as disclosed in filing text. Covers 2021–2026. View on SEC EDGAR

Sign in to InsiderStreet

You'll also get our free weekly newsletter with
smart money signals, market insights, and alpha ideas.
Unsubscribe anytime.

For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms