PFLT Institutional Ownership
PennantPark Floating Rate Capital Ltd.
1W: +2.1%
1M: -8.0%
3M: -9.6%
YTD: -30.1%
1Y: -26.6%
3Y: -19.7%
5Y: -23.8%
$6.63
+0.19 (+2.95%)
After Hours: $6.53 (-0.10, -1.51%)
Weekly Expected Move ±3.6%
$6
$6
$6
$7
$7
Credit Risk of going bust: not rated, financial company (lending is its business) Bonds: none of note held by US funds details ▾
Not rated: lending and leverage are a financial company's business, which the model misreads.
US fund filings (SEC N-PORT) show under $25M of this company's bonds, so there is no bond page. Its debt may be bank loans or privately placed. How these are computed.
US fund filings (SEC N-PORT) show under $25M of this company's bonds, so there is no bond page. Its debt may be bank loans or privately placed. How these are computed.
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Institutional Ownership — PFLT
153
Institutional Holders
-5 vs prior quarter
0.0%
Ownership
+0.00pp
$164M
Total Invested
20
New Positions
43
Increased
61
Reduced
25
Closed
1.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (174 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | Sound Income Strategies, LLC | 5,222,616 | $34M | +281,807 | +5.7% | 35Q | SEC ↗ |
| 2 | UBS Group AG | 3,086,895 | $20M | +1,066,870 | +52.8% | 47Q | SEC ↗ |
| 3 | VAN ECK ASSOCIATES CORP | 2,473,706 | $16M | +668,394 | +37.0% | 15Q | SEC ↗ |
| 4 | Invesco Ltd. | 1,796,252 | $12M | -10,858 | -0.6% | 7Q | SEC ↗ |
| 5 | Altshuler Shaham Ltd | 1,029,172 | $7M | — | +0.0% | 17Q | SEC ↗ |
| 6 | Diameter Capital Partners LP | 900,000 | $6M | -755,246 | -45.6% | 3Q | SEC ↗ |
| 7 | Legal & General Group Plc | 810,824 | $5M | +45,737 | +6.0% | 27Q | SEC ↗ |
| 8 | MORGAN STANLEY | 777,564 | $5M | +175,904 | +29.2% | 60Q | SEC ↗ |
| 9 | FRANKLIN RESOURCES INC NEW | 584,585 | $4M | — | +0.0% | 1Q | SEC ↗ |
| 10 | Advisors Asset Management, Inc. | 377,174 | $2M | +17,838 | +5.0% | 47Q | SEC ↗ |
| 11 | BlackRock, Inc. | 375,781 | $2M | -9,240 | -2.4% | 8Q | SEC ↗ |
| 12 | GraniteShares Advisors LLC | 302,342 | $2M | +39,575 | +15.1% | 7Q | SEC ↗ |
| 13 | Independent Advisor Alliance | 271,050 | $2M | +133,550 | +97.1% | 2Q | SEC ↗ |
| 14 | OSAIC HOLDINGS, INC. | 245,703 | $2M | +29,268 | +13.5% | 26Q | SEC ↗ |
| 15 | CITADEL ADVISORS LLC NEW | 173,041 | $1M | — | +0.0% | 1Q | SEC ↗ |
| 16 | Muzinich & Co., Inc. | 172,096 | $1M | +192 | +0.1% | 47Q | SEC ↗ |
| 17 | NewEdge Wealth, LLC | 168,559 | $1M | -9,123 | -5.1% | 11Q | SEC ↗ |
| 18 | BANK OF AMERICA CORP /DE | 164,131 | $1M | +109,075 | +198.1% | 15Q | SEC ↗ |
| 19 | MILLENNIUM MANAGEMENT LLC | 156,573 | $1M | -4,421 | -2.7% | 18Q | SEC ↗ |
| 20 | Sumitomo Mitsui Trust Group, Inc. | 147,213 | $948K | — | +0.0% | 26Q | SEC ↗ |
| 21 | CANADA LIFE ASSURANCE Co | 124,076 | $799K | +15,882 | +14.7% | 27Q | SEC ↗ |
| 22 | Krilogy Financial LLC | 123,880 | $798K | — | +0.0% | 4Q | SEC ↗ |
| 23 | Naviter Wealth, LLC | 116,148 | $748K | +37,931 | +48.5% | 4Q | SEC ↗ |
| 24 | Tidal Investments LLC | 105,656 | $680K | — | +0.0% | 2Q | SEC ↗ |
| 25 | PFG Investments, LLC | 104,583 | $674K | -35,940 | -25.6% | 10Q | SEC ↗ |
| 26 | Trexquant Investment LP | 101,622 | $654K | -76,143 | -42.8% | 14Q | SEC ↗ |
| 27 | Cambridge Investment Research Advisors | 100,621 | $648K | +15,376 | +18.0% | 36Q | SEC ↗ |
| 28 | Cerity Partners LLC | 87,479 | $563K | +916 | +1.1% | 3Q | SEC ↗ |
| 29 | LPL Financial LLC | 84,883 | $547K | -314,711 | -78.8% | 25Q | SEC ↗ |
| 30 | GUGGENHEIM CAPITAL LLC | 74,194 | $478K | +6,660 | +9.9% | 14Q | SEC ↗ |
| 31 | HighTower Advisors, LLC | 71,067 | $458K | -513 | -0.7% | 44Q | SEC ↗ |
| 32 | COMMONWEALTH EQUITY SERVICES, LLC | 69,866 | $450K | +16,875 | +31.8% | 18Q | SEC ↗ |
| 33 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 66,225 | $426K | +29,100 | +78.4% | 8Q | SEC ↗ |
| 34 | Cetera Investment Advisers | 65,017 | $419K | -4,924 | -7.0% | 10Q | SEC ↗ |
| 35 | GOLDMAN SACHS GROUP INC | 64,089 | $413K | -8,357 | -11.5% | 4Q | SEC ↗ |
| 36 | Curi Capital, LLC NEW | 60,000 | $386K | — | +0.0% | 1Q | SEC ↗ |
| 37 | Virtus Investment Advisers, LLC | 58,934 | $380K | -16,080 | -21.4% | 6Q | SEC ↗ |
| 38 | XTX Topco Ltd | 58,365 | $376K | -89,436 | -60.5% | 3Q | SEC ↗ |
| 39 | GREENWOOD GEARHART LLC | 56,662 | $365K | +27,662 | +95.4% | 2Q | SEC ↗ |
| 40 | Yelin Lapidot Holdings Management Ltd. | 54,927 | $354K | -19,500 | -26.2% | 12Q | SEC ↗ |
| 41 | STIFEL FINANCIAL CORP | 54,260 | $349K | +6,953 | +14.7% | 49Q | SEC ↗ |
| 42 | ENVESTNET ASSET MANAGEMENT INC | 49,727 | $320K | +197 | +0.4% | 6Q | SEC ↗ |
| 43 | MQS Management LLC NEW | 49,574 | $319K | — | +0.0% | 1Q | SEC ↗ |
| 44 | DENALI ADVISORS LLC | 43,052 | $277K | -3,982 | -8.5% | 8Q | SEC ↗ |
| 45 | RAYMOND JAMES FINANCIAL INC | 42,078 | $271K | +22,810 | +118.4% | 7Q | SEC ↗ |
| 46 | Janney Montgomery Scott LLC | 41,156 | $265K | -646 | -1.5% | 57Q | SEC ↗ |
| 47 | Sovran Advisors, LLC | 39,124 | $252K | +1,323 | +3.5% | 6Q | SEC ↗ |
| 48 | WELLS FARGO & COMPANY/MN | 35,642 | $230K | +11,257 | +46.2% | 58Q | SEC ↗ |
| 49 | Squarepoint Ops LLC | 33,287 | $214K | +14,795 | +80.0% | 2Q | SEC ↗ |
| 50 | Brevan Howard Capital Management LP | 31,810 | $205K | +6,355 | +25.0% | 7Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| FRANKLIN RESOURCES INC | 584,585 | $4M |
| CITADEL ADVISORS LLC | 173,041 | $1M |
| Curi Capital, LLC | 60,000 | $386K |
| MQS Management LLC | 49,574 | $319K |
| FIRST CITIZENS BANK & TRUST CO | 27,000 | $174K |
| Black Maple Capital Management LP | 25,000 | $161K |
| Bluespring Wealth Management, LLC | 14,675 | $95K |
| Balyasny Asset Management L.P. | 11,025 | $71K |
| StoneX Group Inc. | 10,510 | $68K |
| Allied Private Wealth LLC | 7,153 | $46K |
| Integrated Wealth Concepts LLC | 5,343 | $34K |
| HIGHLINE WEALTH PARTNERS LLC | 3,175 | $20K |
| Global Retirement Partners, LLC | 2,347 | $15K |
| Arax Advisory Partners | 1,440 | $9K |
| Russell Investments Group, Ltd. | 509 | $3K |
| JNBA Financial Advisors | 356 | $2K |
| Buck Wealth Strategies, LLC | 226 | $1K |
| Quarry LP | 210 | $1K |
| WOLFF WIESE MAGANA LLC | 200 | $1K |
| Darwin Wealth Management, LLC | 0 | $0K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| MARSHALL WACE, LLP | 771,048 | $5M |
| Truffle Hound Capital, LLC | 600,000 | $4M |
| STATE STREET CORP | 107,263 | $691K |
| PFG Advisors | 99,022 | $638K |
| VARCOV Co. | 85,730 | $552K |
| CastleKnight Management LP | 79,100 | $509K |
| Andina Capital Management, LLC | 46,947 | $302K |
| Quantbot Technologies LP | 40,986 | $264K |
| OXFORD ASSET MANAGEMENT LLP | 37,243 | $240K |
| Jump Financial, LLC | 34,519 | $222K |
| DRW Securities, LLC | 33,205 | $214K |
| Closed-End Fund Advisors, Inc. | 30,683 | $198K |
| Cornerstone Wealth Management, LLC | 22,612 | $146K |
| Aquatic Capital Management LLC | 19,921 | $128K |
| Facet Wealth, Inc. | 19,805 | $128K |
| PharVision Advisers, LLC | 17,494 | $113K |
| Westend Capital Management, LLC | 17,118 | $110K |
| Schonfeld Strategic Advisors LLC | 16,088 | $104K |
| MIRABELLA FINANCIAL SERVICES LLP | 14,598 | $94K |
| EP Wealth Advisors, LLC | 14,461 | $93K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| UBS Group AG | +1,066,870 | +52.8% | 3,086,895 |
| VAN ECK ASSOCIATES CORP | +668,394 | +37.0% | 2,473,706 |
| Sound Income Strategies, LLC | +281,807 | +5.7% | 5,222,616 |
| MORGAN STANLEY | +175,904 | +29.2% | 777,564 |
| Independent Advisor Alliance | +133,550 | +97.1% | 271,050 |
| BANK OF AMERICA CORP /DE | +109,075 | +198.1% | 164,131 |
| Legal & General Group Plc | +45,737 | +6.0% | 810,824 |
| GraniteShares Advisors LLC | +39,575 | +15.1% | 302,342 |
| Naviter Wealth, LLC | +37,931 | +48.5% | 116,148 |
| OSAIC HOLDINGS, INC. | +29,268 | +13.5% | 245,703 |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | +29,100 | +78.4% | 66,225 |
| GREENWOOD GEARHART LLC | +27,662 | +95.4% | 56,662 |
| RAYMOND JAMES FINANCIAL INC | +22,810 | +118.4% | 42,078 |
| Advisors Asset Management, Inc. | +17,838 | +5.0% | 377,174 |
| COMMONWEALTH EQUITY SERVICES, LLC | +16,875 | +31.8% | 69,866 |
| CANADA LIFE ASSURANCE Co | +15,882 | +14.7% | 124,076 |
| Cambridge Investment Research Advis | +15,376 | +18.0% | 100,621 |
| Squarepoint Ops LLC | +14,795 | +80.0% | 33,287 |
| Advisory Services Network, LLC | +14,215 | +880.2% | 15,830 |
| NewEdge Advisors, LLC | +12,453 | +264.2% | 17,167 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Diameter Capital Partners LP | -755,246 | -45.6% | 900,000 |
| LPL Financial LLC | -314,711 | -78.8% | 84,883 |
| TWO SIGMA INVESTMENTS, LP | -273,181 | -93.0% | 20,500 |
| Qube Research & Technologies Ltd | -176,902 | -94.0% | 11,305 |
| XTX Topco Ltd | -89,436 | -60.5% | 58,365 |
| Trexquant Investment LP | -76,143 | -42.8% | 101,622 |
| PFG Investments, LLC | -35,940 | -25.6% | 104,583 |
| Foundations Investment Advisors, LL | -20,245 | -45.0% | 24,752 |
| Yelin Lapidot Holdings Management L | -19,500 | -26.2% | 54,927 |
| Virtus Investment Advisers, LLC | -16,080 | -21.4% | 58,934 |
| Invesco Ltd. | -10,858 | -0.6% | 1,796,252 |
| CALTON & ASSOCIATES, INC. | -10,474 | -50.9% | 10,100 |
| BlackRock, Inc. | -9,240 | -2.4% | 375,781 |
| NewEdge Wealth, LLC | -9,123 | -5.1% | 168,559 |
| GOLDMAN SACHS GROUP INC | -8,357 | -11.5% | 64,089 |
| Avior Wealth Management, LLC | -6,712 | -32.3% | 14,039 |
| AE Wealth Management LLC | -5,649 | -25.1% | 16,897 |
| TWO SIGMA SECURITIES, LLC | -5,103 | -30.2% | 11,793 |
| Cetera Investment Advisers | -4,924 | -7.0% | 65,017 |
| MILLENNIUM MANAGEMENT LLC | -4,421 | -2.7% | 156,573 |