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Also trades as: PFLA (NYSE) · $vol 0M · 0KH0.L (LSE) · $vol 0M · PFLT.TA (TLV) · $vol 0M

PFLT NYSE

PennantPark Floating Rate Capital Ltd.
1W: +6.2% 1M: -4.3% 3M: -5.4% YTD: -27.7% 1Y: -25.0% 3Y: -17.0% 5Y: -21.4%
$6.63
+0.19 (+2.95%)
Pre-Market: $6.55 (-0.08, -1.21%)
Weekly Expected Move ±3.6%
$6 $6 $6 $7 $7
NYSE · Financial Services · Asset Management · Tech Score Sell · Power 38 · $657.8M mcap · 98M float · 0.999% daily turnover · Short 49% of daily vol
Credit Risk of going bust: not rated, financial company (lending is its business) Bonds: none of note held by US funds details ▾
Not rated: lending and leverage are a financial company's business, which the model misreads.
US fund filings (SEC N-PORT) show under $25M of this company's bonds, so there is no bond page. Its debt may be bank loans or privately placed. How these are computed.

Supply Chain Overview

17 relationships
17
As Filer
counterparties named
0
As Counterparty
mentioned by others
1
Rel. Types
2021-08-20
Earliest Filing
2025-08-13
Latest Filing
partner: 17

Counterparties (Filed by PFLT)

17 relationships

Companies named in PFLT's SEC 8-K filings as business counterparties.

Counterparty Ticker Relationship Summary Filing Date SEC
PennantPark Floating Rate Capital Ltd. PFLT partner Co-manages PennantPark Senior Secured Loan Fund II LLC joint venture 2025-08-13 View
Hamilton Lane HLNE partner Co-manages PennantPark Senior Secured Loan Fund II LLC joint venture 2025-08-13 View
HL SCOPE RIC LLC — partner Co-manages PennantPark Senior Secured Loan Fund II LLC joint venture 2025-08-13 View
PennantPark Investment Advisers, LLC PNTG partner Serves as the investment adviser and collateral manager for the Issuer. 2025-02-24 View
Raymond James & Associates, Inc. — partner Sales agent for equity distribution agreement 2023-03-31 View
PennantPark Investment Advisers, LLC PNTG partner Underwriter and investment adviser 2023-01-26 View
PennantPark Investment Administration, LLC PNTG partner Underwriter and investment administrator 2023-01-26 View
Morgan Stanley & Co. LLC MS-PL partner Underwriter representative 2023-01-26 View
Goldman Sachs & Co. LLC GSCE partner Underwriter representative 2023-01-26 View
Keefe, Bruyette & Woods, Inc. — partner Underwriter representative 2023-01-26 View
PennantPark Investment Advisers, LLC PNTG partner Adviser to the Company in the underwriting agreement 2021-10-12 View
Goldman Sachs & Co. LLC GSCE partner Underwriter representative in the underwriting agreement 2021-10-12 View
Keefe, Bruyette & Woods, Inc. — partner Underwriter representative in the underwriting agreement 2021-10-12 View
American Stock Transfer & Trust Company, LLC AIG partner Trustee for the Indenture governing the notes 2021-10-12 View
Raymond James & Associates, Inc. — partner Sales agent for equity distribution agreement 2021-08-20 View
PennantPark Investment Advisers, LLC PNTG partner Investment adviser and party to equity distribution agreement 2021-08-20 View
PennantPark Investment Administration, LLC PNTG partner Party to equity distribution agreement 2021-08-20 View
Recent 8-K Filings (20)
Filing Date Description Type SEC
2026-10-06 Regulation FD; Exhibits View
2026-10-02 Regulation FD; Exhibits View
2026-09-02 Regulation FD; Exhibits View
2026-08-10 Earnings Release; Exhibits View
2026-08-04 Regulation FD; Exhibits View
2026-07-06 Regulation FD; Exhibits View
2026-07-02 Regulation FD; Exhibits View
2026-06-02 Regulation FD; Exhibits View
2026-06-01 Material Agreement; Exhibits Agreement View
2026-05-27 Material Agreement; Exhibits Agreement View
2026-05-07 Earnings Release; Exhibits View
2026-05-04 Regulation FD; Exhibits View
2026-04-06 Regulation FD; Exhibits View
2026-04-02 Regulation FD; Exhibits View
2026-03-04 Entry into Material Definitive Agreement; Financial Statements and Exhibits Agreement View
2026-03-03 Regulation FD Disclosure; Financial Statements and Exhibits View
2026-02-27 Entry into Material Definitive Agreement; Financial Statements and Exhibits Agreement View
2026-02-27 Entry into Material Definitive Agreement; Creation of Direct Financial Obligation; Financial Stateme Agreement View
2026-02-09 Results of Operations and Financial Condition; Financial Statements and Exhibits View
2026-02-05 Submission of Matters to a Vote of Security Holders View
Data extracted from SEC EDGAR 8-K filings using NLP. Relationships are as disclosed in filing text. Covers 2021–2026. View on SEC EDGAR

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms