PSEC Institutional Ownership
Prospect Capital Corporation
1W: +4.0%
1M: -27.2%
3M: -28.2%
YTD: -39.0%
1Y: -41.7%
3Y: -63.9%
5Y: -68.9%
$1.55
+0.06 (+4.03%)
Weekly Expected Move ±4.9%
$1
$1
$1
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Credit Risk of going bust: not rated, financial company (lending is its business) Bonds: none of note held by US funds details ▾
Not rated: lending and leverage are a financial company's business, which the model misreads.
US fund filings (SEC N-PORT) show under $25M of this company's bonds, so there is no bond page. Its debt may be bank loans or privately placed. How these are computed.
US fund filings (SEC N-PORT) show under $25M of this company's bonds, so there is no bond page. Its debt may be bank loans or privately placed. How these are computed.
Overview
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ETF Exposure
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Institutional Ownership — PSEC
243
Institutional Holders
-1 vs prior quarter
0.0%
Ownership
+0.00pp
$205M
Total Invested
31
New Positions
83
Increased
91
Reduced
39
Closed
1.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (272 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | PRIVATE MANAGEMENT GROUP INC | 20,534,804 | $32M | +6,999,513 | +51.7% | 3Q | SEC ↗ |
| 2 | TWO SIGMA INVESTMENTS, LP | 14,082,619 | $22M | -1,766,788 | -11.1% | 14Q | SEC ↗ |
| 3 | VAN ECK ASSOCIATES CORP | 9,685,724 | $15M | +2,388,990 | +32.7% | 15Q | SEC ↗ |
| 4 | UBS Group AG | 6,633,748 | $10M | +1,160,380 | +21.2% | 47Q | SEC ↗ |
| 5 | Legal & General Group Plc | 4,032,811 | $6M | +392,146 | +10.8% | 27Q | SEC ↗ |
| 6 | GENDELL JEFFREY L | 4,009,902 | $6M | — | +0.0% | 4Q | SEC ↗ |
| 7 | MARSHALL WACE, LLP | 3,067,650 | $5M | -1,683,570 | -35.4% | 5Q | SEC ↗ |
| 8 | MORGAN STANLEY | 2,686,736 | $4M | +234,820 | +9.6% | 60Q | SEC ↗ |
| 9 | INDEPENDENT FINANCIAL GROUP, LLC | 2,485,356 | $4M | -974,995 | -28.2% | 26Q | SEC ↗ |
| 10 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 2,246,915 | $3M | +545,146 | +32.0% | 13Q | SEC ↗ |
| 11 | BlackRock, Inc. | 1,441,035 | $2M | -131,437 | -8.4% | 8Q | SEC ↗ |
| 12 | GraniteShares Advisors LLC | 1,094,360 | $2M | +143,250 | +15.1% | 3Q | SEC ↗ |
| 13 | LPL Financial LLC | 919,558 | $1M | -32,004 | -3.4% | 61Q | SEC ↗ |
| 14 | COMMONWEALTH EQUITY SERVICES, LLC | 762,756 | $1M | -37,554 | -4.7% | 35Q | SEC ↗ |
| 15 | TUDOR INVESTMENT CORP ET AL | 709,303 | $1M | -747,567 | -51.3% | 6Q | SEC ↗ |
| 16 | Naviter Wealth, LLC | 656,528 | $1M | +85,743 | +15.0% | 7Q | SEC ↗ |
| 17 | CAXTON ASSOCIATES LLP | 592,554 | $918K | +459,031 | +343.8% | 6Q | SEC ↗ |
| 18 | Tactive Advisors, LLC | 585,111 | $907K | +3,117 | +0.5% | 5Q | SEC ↗ |
| 19 | 180 WEALTH ADVISORS, LLC | 580,986 | $901K | +180,465 | +45.1% | 6Q | SEC ↗ |
| 20 | RAYMOND JAMES FINANCIAL INC | 509,901 | $790K | +10,141 | +2.0% | 7Q | SEC ↗ |
| 21 | Kovack Advisors, Inc. | 491,576 | $762K | +23,035 | +4.9% | 17Q | SEC ↗ |
| 22 | CANADA LIFE ASSURANCE Co | 437,595 | $678K | +58,758 | +15.5% | 27Q | SEC ↗ |
| 23 | GatePass Capital, LLC | 434,050 | $673K | +197,150 | +83.2% | 4Q | SEC ↗ |
| 24 | Virtus Investment Advisers, LLC | 428,612 | $664K | +90,666 | +26.8% | 6Q | SEC ↗ |
| 25 | Cambridge Investment Research Advisors | 366,298 | $568K | -58,835 | -13.8% | 62Q | SEC ↗ |
| 26 | Concorde Asset Management, LLC | 357,400 | $554K | -2,560 | -0.7% | 4Q | SEC ↗ |
| 27 | Brevan Howard Capital Management LP | 356,327 | $552K | +110,240 | +44.8% | 9Q | SEC ↗ |
| 28 | TCFG Investment Advisors, LLC | 330,236 | $512K | +52,322 | +18.8% | 2Q | SEC ↗ |
| 29 | Clear Harbor Asset Management, LLC | 325,525 | $505K | +260,025 | +397.0% | 2Q | SEC ↗ |
| 30 | DNB Asset Management AS | 285,456 | $442K | -116,203 | -28.9% | 49Q | SEC ↗ |
| 31 | Engineers Gate Manager LP | 282,483 | $438K | -21,260 | -7.0% | 6Q | SEC ↗ |
| 32 | TCFG WEALTH MANAGEMENT, LLC | 277,914 | $431K | +2,581 | +0.9% | 7Q | SEC ↗ |
| 33 | OSAIC HOLDINGS, INC. | 262,607 | $407K | +78,396 | +42.6% | 26Q | SEC ↗ |
| 34 | LSV ASSET MANAGEMENT | 253,535 | $393K | -282,300 | -52.7% | 52Q | SEC ↗ |
| 35 | Cetera Investment Advisers | 248,996 | $386K | -67,708 | -21.4% | 24Q | SEC ↗ |
| 36 | FAMILY WEALTH PARTNERS, LLC | 241,586 | $374K | +28,769 | +13.5% | 8Q | SEC ↗ |
| 37 | LeClair Wealth Partners LLC NEW | 239,061 | $371K | — | +0.0% | 1Q | SEC ↗ |
| 38 | Focus Partners Advisor Solutions, LLC | 229,694 | $356K | +23,841 | +11.6% | 9Q | SEC ↗ |
| 39 | KINGSWOOD WEALTH ADVISORS, LLC NEW | 228,091 | $354K | — | +0.0% | 1Q | SEC ↗ |
| 40 | GUGGENHEIM CAPITAL LLC | 220,616 | $342K | +19,839 | +9.9% | 62Q | SEC ↗ |
| 41 | BANK OF AMERICA CORP /DE | 201,228 | $312K | -41,910 | -17.2% | 15Q | SEC ↗ |
| 42 | ROYAL BANK OF CANADA | 199,998 | $310K | +118,982 | +146.9% | 67Q | SEC ↗ |
| 43 | KESTRA PRIVATE WEALTH SERVICES, LLC | 194,761 | $302K | -5,629 | -2.8% | 24Q | SEC ↗ |
| 44 | Claro Advisors Inc. | 192,700 | $299K | -4,705 | -2.4% | 15Q | SEC ↗ |
| 45 | Squarepoint Ops LLC | 190,138 | $295K | -196,557 | -50.8% | 11Q | SEC ↗ |
| 46 | STIFEL FINANCIAL CORP | 188,788 | $293K | +960 | +0.5% | 49Q | SEC ↗ |
| 47 | Kestra Advisory Services, LLC | 163,473 | $253K | +85,300 | +109.1% | 24Q | SEC ↗ |
| 48 | INTERNATIONAL ASSETS INVESTMENT MANAGE | 156,345 | $242K | +31,321 | +25.1% | 26Q | SEC ↗ |
| 49 | TRUIST FINANCIAL CORP | 153,940 | $239K | — | +0.0% | 27Q | SEC ↗ |
| 50 | Tower Research Capital LLC (TRC) | 122,601 | $190K | +85,780 | +233.0% | 23Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| LeClair Wealth Partners LLC | 239,061 | $371K |
| KINGSWOOD WEALTH ADVISORS, LLC | 228,091 | $354K |
| Balyasny Asset Management L.P. | 109,969 | $170K |
| Orion Porfolio Solutions, LLC | 89,180 | $138K |
| SIMPLEX TRADING, LLC | 87,612 | $136K |
| J. Safra Sarasin Holding AG | 72,939 | $113K |
| AREX Capital Management, LP | 65,000 | $101K |
| RMR Wealth Builders | 44,938 | $70K |
| Retirement Planning Group, LLC | 29,817 | $46K |
| Jain Global LLC | 22,828 | $35K |
| CWA Asset Management Group, LLC | 18,405 | $29K |
| Regatta Research & Money Management | 18,098 | $28K |
| GTS SECURITIES LLC | 17,314 | $27K |
| WINTON GROUP Ltd | 15,200 | $24K |
| Tyche Wealth Partners LLC | 13,418 | $21K |
| Blueshift Asset Management, LLC | 11,024 | $17K |
| EP Wealth Advisors, LLC | 10,490 | $16K |
| Corsicana & Co. | 10,000 | $16K |
| Ameritas Advisory Services, LLC | 6,664 | $10K |
| Commonwealth Retirement Investments | 5,790 | $9K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Private Advisor Group, LLC | 1,711,638 | $3M |
| Point72 Asset Management, L.P. | 1,065,592 | $2M |
| JANE STREET GROUP, LLC | 584,196 | $906K |
| SMH CAPITAL ADVISORS INC | 426,418 | $661K |
| NORTHERN TRUST CORP | 421,590 | $653K |
| XTX Topco Ltd | 221,995 | $344K |
| MILLENNIUM MANAGEMENT LLC | 221,708 | $344K |
| Ocean Park Asset Management, LLC | 212,817 | $330K |
| Catalyst Capital Advisors LLC | 200,742 | $311K |
| Verition Fund Management LLC | 177,706 | $275K |
| GSA CAPITAL PARTNERS LLP | 174,627 | $271K |
| Qube Research & Technologies Ltd | 174,452 | $270K |
| Tweedy, Browne Co LLC | 162,953 | $253K |
| EXCHANGE TRADED CONCEPTS, LLC | 162,859 | $252K |
| Quantbot Technologies LP | 136,738 | $212K |
| Jump Financial, LLC | 95,704 | $148K |
| Alpine Global Management, LLC | 71,712 | $111K |
| Vident Advisory, LLC | 68,333 | $106K |
| EVERGREEN CAPITAL MANAGEMENT LLC | 67,139 | $104K |
| Permanens Capital L.P. | 66,180 | $103K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| PRIVATE MANAGEMENT GROUP INC | +6,999,513 | +51.7% | 20,534,804 |
| VAN ECK ASSOCIATES CORP | +2,388,990 | +32.7% | 9,685,724 |
| UBS Group AG | +1,160,380 | +21.2% | 6,633,748 |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | +545,146 | +32.0% | 2,246,915 |
| CAXTON ASSOCIATES LLP | +459,031 | +343.8% | 592,554 |
| Legal & General Group Plc | +392,146 | +10.8% | 4,032,811 |
| Clear Harbor Asset Management, LLC | +260,025 | +397.0% | 325,525 |
| MORGAN STANLEY | +234,820 | +9.6% | 2,686,736 |
| GatePass Capital, LLC | +197,150 | +83.2% | 434,050 |
| 180 WEALTH ADVISORS, LLC | +180,465 | +45.1% | 580,986 |
| GraniteShares Advisors LLC | +143,250 | +15.1% | 1,094,360 |
| ROYAL BANK OF CANADA | +118,982 | +146.9% | 199,998 |
| Brevan Howard Capital Management LP | +110,240 | +44.8% | 356,327 |
| Virtus Investment Advisers, LLC | +90,666 | +26.8% | 428,612 |
| Tower Research Capital LLC (TRC) | +85,780 | +233.0% | 122,601 |
| Naviter Wealth, LLC | +85,743 | +15.0% | 656,528 |
| Kestra Advisory Services, LLC | +85,300 | +109.1% | 163,473 |
| OSAIC HOLDINGS, INC. | +78,396 | +42.6% | 262,607 |
| Mariner, LLC | +75,665 | +212.7% | 111,237 |
| CANADA LIFE ASSURANCE Co | +58,758 | +15.5% | 437,595 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| TWO SIGMA INVESTMENTS, LP | -1,766,788 | -11.1% | 14,082,619 |
| MARSHALL WACE, LLP | -1,683,570 | -35.4% | 3,067,650 |
| INDEPENDENT FINANCIAL GROUP, LLC | -974,995 | -28.2% | 2,485,356 |
| TUDOR INVESTMENT CORP ET AL | -747,567 | -51.3% | 709,303 |
| BI Asset Management Fondsmaeglersel | -411,870 | -79.1% | 108,722 |
| LSV ASSET MANAGEMENT | -282,300 | -52.7% | 253,535 |
| TWO SIGMA SECURITIES, LLC | -239,010 | -89.1% | 29,198 |
| Squarepoint Ops LLC | -196,557 | -50.8% | 190,138 |
| Creative Planning | -135,508 | -74.3% | 46,845 |
| BlackRock, Inc. | -131,437 | -8.4% | 1,441,035 |
| DNB Asset Management AS | -116,203 | -28.9% | 285,456 |
| BNP PARIBAS FINANCIAL MARKETS | -103,212 | -67.8% | 48,995 |
| Cetera Investment Advisers | -67,708 | -21.4% | 248,996 |
| Cambridge Investment Research Advis | -58,835 | -13.8% | 366,298 |
| BANK OF AMERICA CORP /DE | -41,910 | -17.2% | 201,228 |
| COMMONWEALTH EQUITY SERVICES, LLC | -37,554 | -4.7% | 762,756 |
| LPL Financial LLC | -32,004 | -3.4% | 919,558 |
| Engineers Gate Manager LP | -21,260 | -7.0% | 282,483 |
| BLAIR WILLIAM & CO/IL | -12,500 | -27.2% | 33,400 |
| GROUP ONE TRADING LLC | -11,949 | -10.4% | 102,510 |